ASA Securities Limited
富國證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ASA Securities Limited (富國證券有限公司), CE reference ASU517. Currently licensed for regulated activity type(s) 1, 2, 4. Current licensed staff on file: 4.
Registered address
Unit 1103A, 11/F, COSCO Tower, 183 Queen's Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-08-19 | present |
| Type 2 — Dealing in futures contracts | 2010-08-19 | present |
| Type 4 — Advising on securities | 2012-07-05 | present |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Kam Kuen Lee 李錦權 | RO 1, 4 | 2026-02 |
| Yuen Ki Ng 吳琬琪 | RO 1, 4 | 2025-12 |
| Xin Liu 劉欣 | Rep 1 | 2019-03 |
| Tak Shun Ngai 倪德順 | Rep 1 | 2023-01 |
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