First Sentier Investors (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Sentier Investors (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAJ693. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 22 (total recorded over time: 175).
- Category:
-
Buyside · Asset management
- Registered address:
- Level 25, One Exchange Square, 8 Connaught Place, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | 2006-08-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-11 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (175)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sung Way Nigel Foo | RO 1, 4, 9 Rep 1, 4, 9 | 2010-09 | Present |
| Kit Ying Kwok 郭潔凝 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-08 | Present |
| Martin Kwok Kit Lau 劉國傑 | RO 1, 4, 9 Rep 4, 5, 6, 9 | Pre-2003 | Present |
| Lauren Prendiville | RO 1, 4, 9 | 2022-12 | Present |
| Michael David Stapleton | RO 1, 4, 9 | 2009-11 | Present |
| Xihua Chen 陳希驊 | Rep 4, 9 | 2012-10 | Present |
| Xiao Chi 池嘯 | Rep 4, 9 | 2023-12 | Present |
| Kam Yan Chong 莊錦欣 | Rep 1 | 2026-06 | Present |
| Qimin Fei 費启旻 | Rep 4, 9 | 2019-09 | Present |
| Wai Yan Fok 霍偉欣 | Rep 1 | 2025-09 | Present |
| Ernest Chun Ming Fong 方駿銘 | Rep 1 | 2025-11 | Present |
| Kenji Fukumitsu | Rep 4, 9 | 2026-04 | Present |
| Lei Ke 柯雷 | Rep 1, 4, 9 | 2015-04 | Present |
| Michelle Lin 林旻璇 | Rep 1, 4 | 2025-07 | Present |
| Yin Lark Melody Miu 苗延樂 | Rep 1 | 2014-05 | Present |
| Rizi Mohanty | Rep 4, 9 | 2016-06 | Present |
| Rasmus Ole Nemmoe | Rep 4, 9 | 2025-09 | Present |
| Ho Chi Ng 吳浩池 | Rep 1 | 2022-04 | Present |
| Wen Hao Marcus Ong | Rep 1, 4 | 2024-09 | Present |
| George Alexander Pickard | Rep 4, 9 | 2014-10 | Present |
| Naohiro Takahashi | Rep 4, 9 | 2026-04 | Present |
| Tianyi Tang 唐甜依 | Rep 1, 4, 9 | 2017-01 | Present |
| Andrew William Paul Briscoe | Rep 1 | 2012-03 | 2026-06 |
| Jin Sung Hur 許真城 | Rep 4, 9 | 2018-03 | 2026-06 |
| Joey Yuk Hang Ng 吳玉衡 | Rep 1 | 2019-09 | 2026-05 |
| Hengyu Deng 鄧恒宇 | Rep 1, 4 | 2024-10 | 2025-12 |
| Elizabeth Thuy Trinh | Rep 1, 4 | 2023-09 | 2025-12 |
| Xuanhao Wen 文炫皓 | Rep 1, 4 | 2024-05 | 2025-12 |
| Chun Hong Wong 黃俊宏 | Rep 1, 4 | 2023-09 | 2025-12 |
| Yuen Ling Chung 鍾菀蔆 | Rep 1 | 2021-08 | 2025-12 |
| Borwin Cheung 張博文 | Rep 1, 4 | 2019-06 | 2025-11 |
| Joann Siu Man Cheung 張小敏 | Rep 1, 4 | 2007-11 | 2025-11 |
| Ka Kiu Chu 朱珈蕎 | Rep 1 | 2024-03 | 2025-11 |
| Wing Kin Yu 茹榮健 | Rep 1 | 2022-03 | 2025-07 |
| Richard Iwan Jones | RO 1, 4, 9 Rep 1, 4, 9 | 2010-01 | 2025-02 |
| Ka Chun Tam 譚家駿 | Rep 1 | 2004-04 | 2024-09 |
| Qing Li 李青 | Rep 4, 9 | 2009-11 | 2024-08 |
| Sang Hoon Bae 裴相勳 | Rep 4, 9 | 2020-06 | 2024-08 |
| Ryoei Nagai | Rep 4, 9 | 2022-02 | 2024-06 |
| Miranda Cheuk Nam Poon 潘綽嵐 | Rep 1, 4 | 2022-10 | 2024-04 |
| Sabrina Wai Kwan Leung 梁慧君 | Rep 1, 4 | 2010-04 | 2023-01 |
| Chi Kin Au 區智健 | Rep 4, 9 | 2006-08 | 2022-10 |
| Kwon Il Jo 趙權一 | Rep 4, 9 | 2018-10 | 2022-10 |
| Shiyang Ma | Rep 4, 9 | 2020-11 | 2022-10 |
| Wing Yee Tang 鄧穎兒 | RO 1, 4 Rep 1, 4 | 2013-12 | 2022-01 |
| Kai Chen 陳凯 | Rep 4, 9 | 2021-04 | 2021-12 |
| Jamie Neil Grant | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | 2021-09 |
| Lap Fai Lam 林立輝 | Rep 1 | 2011-12 | 2021-08 |
| Yuan Yuan Wang 王源遠 | Rep 1, 4, 9 | 2019-02 | 2021-07 |
| Hoi Yan Chui 崔凱茵 | Rep 1, 4 | 2011-04 | 2021-06 |
| Shan Man Hsieh | Rep 1, 4, 5, 9 | 2003-10 | 2021-06 |
| Po Yu Leung 梁寶愉 | Rep 1 | 2016-04 | 2021-02 |
| Quanqiang Xian 冼全强 | Rep 4, 9 | 2006-06 | 2020-09 |
| Chao Xiang Chong | Rep 4, 9 | 2014-11 | 2020-09 |
| Suhwan In 印秀奐 | Rep 4, 9 | 2016-08 | 2019-10 |
| Andrew Ross McKee | Rep 4, 9 | 2015-04 | 2019-08 |
| Kwong Kin Poon 潘廣建 | Rep 1, 4, 9 | 2007-06 | 2019-08 |
| Heung Ting He 何香婷 | Rep 1 | 2015-05 | 2019-07 |
| Yuan Zhi Teo 張圓智 | Rep 1, 4 | 2015-08 | 2019-02 |
| Kai Chang 張鍇 | Rep 1, 4, 9 | 2013-04 | 2018-11 |
| Yuk Bing Chan 陳玉冰 | Rep 1, 4 | 2017-05 | 2018-10 |
| Tsuyoshi Taniguchi | Rep 4, 9 | 2016-06 | 2018-06 |
| Wan-Ying Lin 林宛縈 | Rep 1 | 2010-04 | 2018-05 |
| Jose Firmino Quintal Fernandes | RO 1, 4, 9 | 2017-12 | 2018-05 |
| Florence Hoi Yan Cheng 鄭凱恩 | Rep 1, 4 | 2014-05 | 2018-04 |
| Chi Tsing Chun 秦梓澄 | Rep 1, 4 | 2017-04 | 2018-04 |
| Trenton Godfried Koch | Rep 1, 4 | 2014-01 | 2018-03 |
| Se Han Song | Rep 1 | 2015-03 | 2017-06 |
| Tak May Kwok Cheung 郭張德美 | Rep 4, 9 | 2010-12 | 2017-05 |
| Manuel Canas Bottos | Rep 1, 4 | 2016-07 | 2017-03 |
| Kin Man Chan 陳建文 | Rep 1 | 2016-03 | 2017-02 |
| Daniel Vincent Latham | Rep 1, 4 | 2014-05 | 2017-02 |
| Yoshiya Endo 遠藤世史也 | Rep 4, 9 | 2014-05 | 2016-09 |
| Gregor Johannes Thilo Kurth | Rep 1 | 2016-08 | 2016-09 |
| Philippe Jacques Taillardat | Rep 1 | 2016-03 | 2016-09 |
| Anthony Joseph Adams | RO 4, 5, 9 | 2006-07 | 2016-08 |
| Vinay Agarwal | Rep 1, 4 | 2014-05 | 2016-05 |
| Anne Elizabeth Harney 安海妮 | Rep 1 | 2015-04 | 2016-04 |
| Gokyar Gokce Bulut | Rep 4, 9 | 2014-02 | 2016-04 |
| Stephen Richard Hayes | Rep 1, 4 | 2014-10 | 2016-03 |
| Todd Mathew Prado | RO 1, 4 | 2011-10 | 2016-01 |
| Ritesh Surendra Prasad | Rep 1, 4 | 2014-11 | 2015-12 |
| Tsz Wai Lee 李芷慧 | Rep 1, 4 | 2013-01 | 2015-10 |
| Petr Milan Kocourek | Rep 4 | 2011-10 | 2015-09 |
| Wai Ching Tsang 曾惠貞 | Rep 1, 4 | 2013-07 | 2015-06 |
| Jan-Markus May | Rep 4, 9 | 2014-09 | 2015-03 |
| Huishan Lin 林慧珊 | Rep 1 | 2011-04 | 2015-02 |
| Annie Yue Wai Tang 鄧宇蕙 | Rep 1, 4 | 2012-01 | 2015-01 |
| Yee Hou Seck 石毅豪 | Rep 4, 9 | 2005-05 | 2014-12 |
| Wing Yee Lee 李穎怡 | Rep 1, 4 | 2013-04 | 2014-12 |
| Edward J Stockley | Rep 4 | 2014-11 | 2014-11 |
| Paul James Hillman | Rep 1 | 2014-10 | 2014-10 |
| Xiaodan Zhu 朱曉丹 | Rep 4, 9 | 2013-10 | 2014-10 |
| Benjamin John Lawson | Rep 1 | 2014-05 | 2014-08 |
| Eugene David Seo | Rep 1 | 2014-05 | 2014-08 |
| Emma Le Zhang | Rep 4, 9 | 2014-02 | 2014-08 |
| Niall Patrick Mills | Rep 4 | 2014-08 | 2014-08 |
| James Kong Li 李剛 | Rep 1, 4 | 2006-01 | 2014-06 |
| Renzo Virginio Casarotto | Rep 4 | 2010-04 | 2014-05 |
| Helene Ruth Williamson | Rep 4 | 2014-03 | 2014-03 |
Showing 1–100 of 175
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