First Sentier Investors (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Sentier Investors (Hong Kong) Limited, CE reference AAJ693. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 21.
Registered address
Level 25, One Exchange Square, 8 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2006-08-29 |
| Type 6 — Advising on corporate finance | present | 2005-03-11 |
Licensed staff (21)
As of
| Name | Activities | Since |
|---|---|---|
| Sung Way Nigel Foo | RO 1, 4, 9 | 2022-07 |
| Kit Ying Kwok 郭潔凝 | RO 1, 4, 9 | 2022-06 |
| Martin Kwok Kit Lau 劉國傑 | RO 1, 4, 9 | 2006-06 |
| Lauren Prendiville | RO 1, 4, 9 | 2022-12 |
| Michael David Stapleton | RO 1, 4, 9 | 2009-11 |
| Xihua Chen 陳希驊 | Rep 4, 9 | 2012-10 |
| Xiao Chi 池嘯 | Rep 4, 9 | 2023-12 |
| Qimin Fei 費启旻 | Rep 4, 9 | 2019-09 |
| Wai Yan Fok 霍偉欣 | Rep 1 | 2025-09 |
| Ernest Chun Ming Fong 方駿銘 | Rep 1 | 2025-11 |
| Jin Sung Hur 許真城 | Rep 4, 9 | 2018-03 |
| Lei Ke 柯雷 | Rep 1, 4, 9 | 2015-04 |
| Michelle Lin 林旻璇 | Rep 1, 4 | 2025-07 |
| Yin Lark Melody Miu 苗延樂 | Rep 1 | 2014-05 |
| Rizi Mohanty | Rep 4, 9 | 2016-06 |
| Rasmus Ole Nemmoe | Rep 4, 9 | 2025-09 |
| Ho Chi Ng 吳浩池 | Rep 1 | 2022-04 |
| Joey Yuk Hang Ng 吳玉衡 | Rep 1 | 2019-09 |
| Wen Hao Marcus Ong | Rep 1, 4 | 2024-09 |
| George Alexander Pickard | Rep 4, 9 | 2025-05 |
| Tianyi Tang 唐甜依 | Rep 1, 4, 9 | 2017-02 |
Showing 1–21 of 21