Daiwa Capital Markets Trading Hong Kong Limited
大和資本市場金融交易香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Capital Markets Trading Hong Kong Limited (大和資本市場金融交易香港有限公司), CE reference AGS075. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2016-10-25 |
| Type 2 — Dealing in futures contracts | 2007-10-10 | 2016-10-25 |
| Type 4 — Advising on securities | present | 2004-07-23 |
| Type 6 — Advising on corporate finance | present | 2004-07-23 |
| Type 9 — Asset management | present | 2004-07-23 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||