UBS Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Securities Asia Limited, CE reference AAV882. Currently licensed for regulated activity type(s) 1, 2, 4. Current licensed staff on file: 390.
Registered address
47-52/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | present | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | present | 2005-02-04 |
| Type 6 — Advising on corporate finance | present | 2005-02-04 |
| Type 9 — Asset management | present | 2005-02-04 |
Licensed staff (390)
As of
| Name | Activities | Since |
|---|---|---|
| Romain Pierre Dragoslav Barba | RO 1, 2 | 2025-11 |
| Raymond Yiu Yue Chan 陳耀宇 | RO 1, 2 | 2017-12 |
| Alan Metin Ersoy | RO 1 Rep 2 | 2018-09 |
| Fabien Jean Roger Falipou | RO 1, 2 | 2021-12 |
| Dongming Fang 房東明 | RO 1 Rep 2 | 2017-02 |
| Victor Vladislav Gusak | RO 2 Rep 1 | 2024-10 |
| Christopher James Andrews Hunt | RO 1, 2 | 2016-06 |
| Jing (SFC:AOV618) Li 李菁 | RO 1, 2 | 2022-03 |
| Eric Pui Kwan Lin 連沛堃 | RO 4 | 2024-07 |
| Niall James MacLeod | RO 4 | 2023-08 |
| Peter Richard McNulty | RO 1 Rep 2 | 2021-11 |
| Abhishek Dushyant Mohla | RO 1, 2 | 2024-11 |
| Vaibhav Sehgal | RO 1 Rep 2 | 2026-03 |
| Mohammed Saad Slaoui | RO 1, 2 | 2020-03 |
| John William Stephens | RO 4 | 2025-11 |
| Taichi Takahashi 高橋太一 | RO 1, 2 | 2017-08 |
| Tim Wannenmacher | RO 1, 2 | 2018-04 |
| Yik Yuen Woo 胡翊遠 | RO 1 Rep 2 | 2015-08 |
| Ranjana | Rep 1 | 2020-06 |
| Michael James Abou-Seif | Rep 1, 2 | 2025-02 |
| Randy I Abrams | Rep 4 | 2025-05 |
| Anand (SFC:ASL813) Agarwal | Rep 1, 2 | 2021-06 |
| Ramon Jose Escalona Aguirre | Rep 4 | 2016-05 |
| Thomas James Allen | Rep 4 | 2026-03 |
| Valeriia Alterman | Rep 1, 2 | 2018-06 |
| Satoshi Amatani | Rep 1, 2 | 2024-01 |
| Michael Kojo Olukayode Amissah | Rep 1, 2 | 2025-03 |
| Patrick Mehran Ansari | Rep 1, 2 | 2015-07 |
| Rika Ariizumi 有泉利香 | Rep 1, 2 | 2023-09 |
| Elias Audi | Rep 1, 2 | 2013-11 |
| Weizhou Bai 白煒洲 | Rep 4 | 2023-10 |
| Rahul Rajendra Bapat | Rep 1 | 2026-03 |
| Romain Barbara | Rep 1, 2 | 2020-07 |
| Bhanu Baweja | Rep 4 | 2013-02 |
| David Gareth Best | Rep 1, 2 | 2022-10 |
| Souvik Bhowmik | Rep 1 | 2023-11 |
| Milan Bhavan Borad | Rep 1 | 2025-11 |
| Robin Bourbon | Rep 1, 2 | 2022-08 |
| Timothy David Bush | Rep 4 | 2015-06 |
| Zhibin Cai 蔡志斌 | Rep 1, 2 | 2011-10 |
| Adrian Giancarlo Campos Diaz | Rep 1, 2 | 2020-01 |
| Matteo Cappellini | Rep 1 | 2020-05 |
| Shane Carroll | Rep 1, 2 | 2018-04 |
| Sebastien Cerbourg | Rep 1 | 2022-03 |
| Tony Marian Chalmers | Rep 1, 2 | 2017-07 |
| Bonnie See Wa Chan 陳思華 | Rep 1, 2 | 2021-01 |
| Chi Lam Chan 陳智嵐 | Rep 1, 2 | 2025-12 |
| Chi Lap Chan 陳志立 | Rep 4 | 2011-01 |
| Ching Kiu Chan 陳正翹 | Rep 1, 2 | 2025-10 |
| Ching Yin Marcus Chan 陳政諺 | Rep 1 | 2026-03 |
| Siu Ting Chan 陳小婷 | Rep 4 | 2023-10 |
| Tik Wai Chan 陳迪偉 | Rep 1 | 2024-10 |
| Jack Chun-Chieh Chang 張俊傑 | Rep 1, 2 | 2019-01 |
| Lei Chang 暢磊 | Rep 1, 2 | 2015-06 |
| Show Shin Chang | Rep 1, 2 | 2022-05 |
| Corey Zhi Ming Cheah | Rep 1, 2 | 2022-03 |
| Daryl Tak-Fung Chee 徐德丰 | Rep 1, 2 | 2019-10 |
| Chen (SFC:BTN270) Chen 陈晨 | Rep 4 | 2023-08 |
| Chengzhi Chen 陈程智 | Rep 4 | 2024-10 |
| Junyi Chen 陈君仪 | Rep 1 | 2025-10 |
| Lijuan (SFC:AVL498) Chen 陳利娟 | Rep 1 | 2011-10 |
| Ruoyao Chen 陳若瑶 | Rep 4 | 2026-02 |
| Si (SFC:BQV781) Chen 陳斯 | Rep 1, 2 | 2022-07 |
| Wen (SFC:BUC040) Chen 陈雯 | Rep 4 | 2025-07 |
| Wen-Chin Chen 陳玟瑾 | Rep 4 | 2018-05 |
| Xin (SFC:AXS722) Chen 陳欣 | Rep 4 | 2011-07 |
| Ho Hon Cheng 鄭浩漢 | Rep 4 | 2024-07 |
| Yu Chieh Cheng 鄭祐杰 | Rep 1, 2 | 2022-08 |
| So Wah Cheuk 卓素華 | Rep 1, 2 | 2008-08 |
| Chin Ho Cheung 章展豪 | Rep 1, 2 | 2023-09 |
| Chui Ting Cheung 張翠婷 | Rep 4 | 2023-05 |
| Edward Cheung 張子謙 | Rep 1 | 2019-07 |
| Hiu Yau Cheung 張曉柔 | Rep 1, 2 | 2023-09 |
| Priscilla Po Kwan Cheung 張寶筠 | Rep 1, 2 | 2025-11 |
| Gautam Chhaochharia | Rep 1, 2 | 2024-03 |
| Benny Xiang Chia 謝祥 | Rep 1 | 2025-02 |
| Ho Ying Chik 植浩瀅 | Rep 1 | 2024-08 |
| Carmen Gar Min Chiu 趙嘉雯 | Rep 1, 2 | 2022-08 |
| Yunhaeng Cho | Rep 4 | 2025-02 |
| Sheung Ngai Choi 蔡尚毅 | Rep 1, 2 | 2015-05 |
| Wai Man Choi 蔡慧敏 | Rep 1 | 2005-07 |
| Cheung Chun Chong 莊翔俊 | Rep 1, 2 | 2023-12 |
| Chi Chai Chow 周子齊 | Rep 4 | 2026-01 |
| Pei San Chow 周佩珊 | Rep 4 | 2025-07 |
| Kong Lung Chung 鍾港龍 | Rep 1 | 2022-02 |
| Jonathan Lee Coombs 顧植德 | Rep 1, 2 | 2023-02 |
| Thomas Donovan Crump | Rep 1, 2 | 2022-01 |
| Jianyu Dang 党剑宇 | Rep 4 | 2025-11 |
| Permadawani Darmono | Rep 4 | 2023-12 |
| Christopher Edward Davis | Rep 1, 2 | 2011-04 |
| Jun Deng 邓俊 | Rep 4 | 2023-07 |
| Weishen Deng 鄧維慎 | Rep 4 | 2019-05 |
| Yueli Ding 丁月麗 | Rep 4 | 2020-02 |
| Daniel Vincent Dowd | Rep 4 | 2023-09 |
| Jiayi Du 杜佳怡 | Rep 4 | 2025-10 |
| Yichun Duan 段詒純 | Rep 1, 2 | 2022-12 |
| Anurag Dhar Dwivedi | Rep 1, 2 | 2023-04 |
| Chenjun Fang 方辰君 | Rep 4 | 2023-08 |
| Shuai Fang 房帥 | Rep 1, 2 | 2020-05 |
| Tian Fang 方田 | Rep 1, 2 | 2024-01 |
Showing 1–100 of 390