AlTi Wealth Management (Hong Kong) Limited

安旗財富管理(香港)有限公司

CE No. AJF298 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AlTi Wealth Management (Hong Kong) Limited (安旗財富管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AJF298. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 19). Earliest licence on file: 2004-05-11.
Category:: Buyside · Wealth management ?
Registered address:: Room 1802 18/F, LHT Tower, 31 Queen's Road Central, Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2017-08-22	present
Type 4 - Advising on securities	2004-05-11	present
Type 5 - Advising on futures contracts	2004-05-11	present
Type 9 - Asset management	2004-07-19	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Joshua Michael Green	RO 1, 4, 5, 9 Rep 4, 9	2006-10	Present
Gideon Tsz Chung Kong 江子聰	RO 1, 4, 5, 9	2004-05	Present
Winnie Wing Kei Hui 許穎琪	Rep 4, 5, 9	2005-10	Present
Sarah Hau Yee Lee 李巧兒	Rep 4, 5, 9	2004-12	Present
Wing Yan Ng 吳頴茵	Rep 1, 4, 9	2026-02	Present
Neill Maurice O'Brien 區小虎	Rep 1	2018-07	2020-04
Gareth Rhys Lewis	RO 1 Rep 4, 9	2017-02	2017-10
Marcus Wulf Horst Kirst	Rep 4, 5, 9	2010-02	2011-01
Yue Yan Chan 陳宇昕	Rep 4, 5, 9	2009-11	2010-09
Ka Yee Chau 周嘉怡	Rep 4, 9	2009-11	2010-04
Gerald Froemke Dennig	RO 4, 5, 9 Rep 4, 9	2009-03	2010-04
John Tae-Hyun Kaaiohelo	Rep 4, 5, 9	2009-05	2010-04
Sai Hou Lam 林世孝	Rep 9	2009-08	2010-04
Christopher Paulus Nicolas Tan Po 傅思奮	Rep 4, 5, 9	2004-05	2009-08
Juan Ball	RO 4, 5, 9	2004-05	2008-04
Reto Caviezel	Rep 4, 5, 9	2004-09	2006-10
Whitney Wing Yin Chan 陳穎妍	Rep 4, 5, 9	2005-07	2006-06
Amy Yung-Chia Chang 張永佳	Rep 4, 5, 9	2004-05	2005-11
Lai Ching Man 文麗清	Rep 4, 5, 9	2004-08	2005-03