LSQ Capital Limited

CE No. BRQ875 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LSQ Capital Limited, a Hong Kong-based licensed corporation with CE reference BRQ875. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 7). Earliest licence on file: 2022-05-23.

Registered address

Suite 5506-047, 55/F, Central Plaza, 18 Harbour Road, Wanchai

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2024-04-11 present
Type 4 - Advising on securities 2022-05-23 present
Type 9 - Asset management 2022-05-23 present

Licensed staff (all-time) (7)
Active on date

Name Activities First licensed To
Jing (SFC:BDI053) Hu 胡靜 RO 1 2024-04 Present
Ying Sum Lau 劉應心 RO 4, 9 Rep 4, 9 2026-03 Present
Yuen Ki Ng 吳琬琪 RO 4, 9 Rep 4, 9 2023-08 2025-11
San Wing O 柯燊榮 RO 4, 9 2022-05 Present
Lin Yan 嚴霖 RO 1, 4, 9 2022-05 Present
Yingjun Zhou 周英俊 RO 1 2024-04 Present
Vanessa Sin 冼琬寅 Rep 4, 9 2023-03 2024-01
Showing 1–7 of 7

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 915 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 894 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 844 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 406 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 401 staff - 3 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 325 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 268 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related