Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanford C. Bernstein (Hong Kong) Limited (盛博香港有限公司), a Hong Kong-based licensed corporation with CE reference AXC846. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 54 (total recorded over time: 309). Earliest licence on file: 2011-09-28.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 39 Floor One Island East Taikoo Place, 18 Westlands Road, Quarry Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-09-28 | present |
| Type 4 - Advising on securities | 2011-09-28 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (309)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Neil Alexander Stewart Beveridge | RO 1, 4 | 2011-09 | Present |
| Yi Edmund Ching 莊毅 | RO 1, 4 Rep 1, 4 | 2012-11 | Present |
| Ka Po Chung 鍾家寶 | RO 1, 4 Rep 1, 4 | 2011-10 | Present |
| Alexander James Ebeling | RO 1, 4 Rep 1, 4 | 2018-03 | Present |
| Jonathan Robert Green | RO 1 | 2024-03 | Present |
| Jie Huang 黃頡 | RO 1, 4 Rep 1, 4 | 2013-04 | Present |
| Michael Wade Parker | RO 1, 4 Rep 1, 4 | 2011-10 | Present |
| Matthew James Ryan | RO 1, 4 Rep 1, 4 | 2025-06 | Present |
| Robert Pieter van Brugge | RO 1, 4 | 2011-09 | Present |
| Yipin Cai 蔡一品 | Rep 1, 4 | 2021-10 | Present |
| Xiaoyu Chen 陳晓宇 | Rep 1, 4 | 2025-05 | Present |
| Su Ying Chia 謝舒莹 | Rep 1, 4 | 2025-04 | Present |
| Michael Sze Chung Chiang 蔣思聰 | Rep 1, 4 | 2021-06 | Present |
| Brian Chi Yan Chu 朱智仁 | Rep 1, 4 | 2019-09 | Present |
| Hao Dai 戴浩 | Rep 1, 4 | 2013-02 | Present |
| Xuechun Fu 符雪純 | Rep 4 | 2026-07 | Present |
| Tanya Li Phing Gan | Rep 1, 4 | 2021-11 | Present |
| Hong Jian Gao 高泓健 | Rep 1, 4 | 2023-09 | Present |
| Jiashen Gou 苟嘉申 | Rep 1, 4 | 2022-09 | Present |
| Ho Wang Ho 何浩泓 | Rep 1, 4 | 2018-07 | Present |
| Jiaqi Hou 侯家祺 | Rep 1, 4 | 2019-03 | Present |
| Min Joo Kang | Rep 1, 4 | 2022-07 | Present |
| Nitin Kumar Khabiya 卡比亞尼庭 | Rep 1 | 2026-03 | Present |
| Eunice Yuet Lee 李悅 | Rep 1, 4 | 2018-08 | Present |
| Michael Douglas Lee 李嘉文 | Rep 1 | 2024-03 | Present |
| Hsinlin Li 李欣霖 | Rep 1, 4 | 2011-10 | Present |
| Yintong Li 李殷彤 | Rep 1, 4 | 2025-08 | Present |
| Rebecca Yue Liang 梁玥 | Rep 1, 4 | 2020-10 | Present |
| Weibin Liang 梁煒彬 | Rep 1, 4 | 2022-07 | Present |
| Kuan-Hung Lin 林冠宏 | Rep 4 | 2025-10 | Present |
| Qingyuan Lin 林清源 | Rep 1, 4 | 2023-08 | Present |
| Jifei Ma 馬驥飛 | Rep 1, 4 | 2025-04 | Present |
| Euan Grant McLeish | Rep 1, 4 | 2015-06 | Present |
| Arup Ashim Misra | Rep 1 | 2024-03 | Present |
| Ting Ming Neo | Rep 1, 4 | 2024-02 | Present |
| Khalife-Ababacar Sy | Rep 1 | 2026-03 | Present |
| Samy Kevan Taha | Rep 1 | 2024-03 | Present |
| Jie-Li Brina Tan 陳潔麗 | Rep 1, 4 | 2025-08 | Present |
| Toon Leng Tan | Rep 1, 4 | 2014-06 | Present |
| Dien Wang 王迪恩 | Rep 1, 4 | 2020-07 | Present |
| Hanxu Wang 王含蓄 | Rep 1, 4 | 2018-01 | Present |
| Hao Wang 王昊 | Rep 1, 4 | 2020-05 | Present |
| Tzu-Chien Wang 王子謙 | Rep 1, 4 | 2022-12 | Present |
| Xuan Wang 王瑄 | Rep 1, 4 | 2022-09 | Present |
| Yintao Xu 徐殷韜 | Rep 1, 4 | 2025-04 | Present |
| Hank H W Yang | Rep 1, 4 | 2020-01 | Present |
| Ran Yang 杨然 | Rep 1, 4 | 2022-11 | Present |
| Calvin Ye | Rep 1 | 2024-03 | Present |
| Matthew Kam Yan Yeung 楊錦恩 | Rep 1, 4 | 2016-01 | Present |
| Paul Bo Yu 于博 | Rep 1, 4 | 2015-09 | Present |
| Kang Yuan 袁康 | Rep 4 | 2026-04 | Present |
| Cheng Zhang 章程 | Rep 1, 4 | 2024-09 | Present |
| Kai Zhang 张凯 | Rep 4 | 2025-11 | Present |
| Binbin Zhu 朱璸鑌 | Rep 1, 4 | 2012-06 | Present |
| Eric Jacques Marchesseau | RO 1, 4 Rep 1, 4 | 2013-05 | 2026-08 |
| Xingwan Yang 楊星宛 | Rep 1, 4 | 2021-08 | 2026-08 |
| Rahul Ramanath Dash | Rep 4 | 2024-08 | 2026-07 |
| Fan Zhang 張帆 | Rep 1, 4 | 2019-04 | 2026-07 |
| Yundi Zhang 張云迪 | Rep 1, 4 | 2019-04 | 2026-07 |
| Zheng Cui 崔政 | Rep 1, 4 | 2024-06 | 2026-07 |
| Joshua David Levin | Rep 4 | 2026-06 | 2026-06 |
| Jonathan Pak Tung Wong 黃栢通 | Rep 1 | 2023-04 | 2026-06 |
| Masahiro Akita | Rep 4 | 2025-06 | 2026-06 |
| Nanako Imazu | Rep 4 | 2025-03 | 2026-06 |
| Rupal Agarwal | Rep 4 | 2019-06 | 2026-06 |
| Miki Sogi | Rep 4 | 2024-04 | 2026-06 |
| Gautam Prakash Chhugani | Rep 4 | 2016-11 | 2026-06 |
| Melinda Hu 胡周影 | Rep 1, 4 | 2018-05 | 2026-05 |
| Juho Hwang | Rep 1, 4 | 2024-07 | 2026-05 |
| Jignanshu Himanshu Gor | Rep 4 | 2024-10 | 2026-05 |
| Alastair Charles Warr | Rep 4 | 2019-04 | 2026-05 |
| Mark Christopher Newman | Rep 1, 4 | 2011-10 | 2026-05 |
| Luca Giuseppe Solca | Rep 4 | 2019-10 | 2026-05 |
| Chadwick Rufus Dorai | Rep 4 | 2025-12 | 2026-05 |
| Charles Albert Edward Dillard | Rep 4 | 2026-05 | 2026-05 |
| Chintan Praful Joshi | Rep 4 | 2023-09 | 2026-05 |
| Charlene Marie Chu | Rep 4 | 2019-04 | 2026-04 |
| Manas Agrawal | Rep 4 | 2024-09 | 2026-04 |
| Pranav Dheeraj Gundlapalle | Rep 4 | 2019-08 | 2026-04 |
| Ayush Hulkunte Nagaraj | RO 1, 4 Rep 1, 4 | 2011-10 | 2026-04 |
| Laurent Teki Yoon | Rep 4 | 2026-04 | 2026-04 |
| Hengliang Zhang 張恆梁 | Rep 1, 4 | 2023-03 | 2026-04 |
| Ivan Jun Jie Ng | Rep 4 | 2025-09 | 2026-04 |
| Shuman Fu 付舒曼 | Rep 1, 4 | 2025-01 | 2026-03 |
| Venugopal Garre | Rep 4 | 2016-06 | 2026-03 |
| Leong Sing Fong 方亮升 | Rep 1, 4 | 2024-06 | 2026-02 |
| Wanxin Xu 胥宛欣 | Rep 4 | 2025-12 | 2026-02 |
| Nikhil Nigania | Rep 4 | 2023-09 | 2026-02 |
| Benjamin Yu-Ki Chan 曾裕基 | Rep 1, 4 | 2016-01 | 2026-01 |
| Kam Lo Sang 生金潞 | Rep 1, 4 | 2022-01 | 2026-01 |
| Kiara Kim Szu Shyan Chia | Rep 4 | 2011-10 | 2025-12 |
| Stacy Aaron Rasgon | Rep 4 | 2024-12 | 2025-12 |
| Yacine Bouakline | Rep 1 | 2024-03 | 2025-11 |
| Vikrant Gupta | Rep 4 | 2024-11 | 2025-11 |
| Jie Xun Barry Ann | Rep 4 | 2023-09 | 2025-11 |
| Boris Randolph Tanyu van 文雍德 | Rep 1, 4 | 2022-01 | 2025-10 |
| Wen Jun Wang 王雯均 | Rep 1 | 2024-12 | 2025-10 |
| Akshay Kumar Jain | Rep 4 | 2024-09 | 2025-10 |
| Peter Mark Weed | Rep 4 | 2024-09 | 2025-09 |
| Tanvi Sakunia | Rep 4 | 2025-09 | 2025-09 |
Showing 1–100 of 309
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