Taiping Securities (HK) Co Limited
太平証券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taiping Securities (HK) Co Limited (太平証券(香港)有限公司), CE reference AAE494. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 5.
Registered address
Unit 3, 19th Floor, China Taiping Finance Centre, No. 18 King Wah Road, North Point
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2003-09-30 |
| Type 6 — Advising on corporate finance | present | 2003-09-30 |
| Type 7 — Providing automated trading services | present | 2003-08-22 |
| Type 9 — Asset management | present | 2003-09-30 |
Licensed staff (5)
As of
| Name | Activities | Since |
|---|---|---|
| Sin Ming Chan 陳羨明 | RO 1 | 2024-09 |
| Ximing (SFC:BGM147) Chen 陳熙銘 | RO 1 | 2023-10 |
| Jiangfan Zhang 張江帆 | RO 1 | 2023-03 |
| Chi Man Cheung 張志文 | Rep 1 | 2024-11 |
| Cally Ching Man Tang 鄧靜文 | Rep 1 | 2024-09 |
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