Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Goldman Sachs (Asia) L.L.C. (高盛(亞洲)有限責任公司), CE reference ACC536. Currently licensed for regulated activity type(s) 1, 4, 5, 6, 9. Current licensed staff on file: 891.
Registered address
68/F, Cheung Kong Center, 2 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | present |
| Type 7 — Providing automated trading services | 2009-02-19 | 2014-10-10 |
| Type 7 — Providing automated trading services | present | 2004-03-16 |
Licensed staff (891)
As of
| Name | Activities | Since |
|---|---|---|
| Christian Beerli | RO 1 | 2025-09 |
| Siddharth Deepak Chhabria | RO 1 | 2025-09 |
| Michael Man Yat Chiu 趙文逸 | RO 1, 6 | 2019-02 |
| Pierre Wang Chung Chu 朱宏中 | RO 1, 6 | 2011-08 |
| Robert David Drake-Brockman | RO 1, 4, 5 | 2024-06 |
| Iain Nicholas Drayton | RO 1, 6 | 2013-10 |
| James Patrick Houghton | RO 1 | 2013-04 |
| Dawei Huang 黃大為 | RO 1, 6 | 2021-07 |
| Stephanie Ming Yunn Hui 許明茵 | RO 1, 4 | 2008-07 |
| Philip Theverkattil Jacob | RO 1 | 2024-06 |
| John Collins Joyce | RO 1, 4 | 2020-10 |
| Tanweer Kabir | RO 1 | 2020-11 |
| Ronald Suk Bae Lee 李碩培 | RO 1, 4, 9 | 2011-08 |
| Jacky Yui Hei Leung 梁睿熙 | RO 1, 6 | 2021-07 |
| Zheng (SFC:AJB035) Li 李崢 | RO 1 | 2022-09 |
| Eric Kay Hoi Liu | RO 1, 6 | 2023-01 |
| Martin Ma 馬丁 | RO 1, 9 Rep 4 | 2025-04 |
| Raghav Maliah | RO 6 Rep 1 | 2011-06 |
| Matthew James Mason | RO 1 | 2020-12 |
| Qiu Meng 孟秋 | RO 1 | 2024-01 |
| Timothy Hamilton Moe 莫添菲 | RO 1, 4 | 2011-11 |
| Thomas Charles Morrow | RO 1 | Pre-2003 |
| Sean Patrick Navin | RO 1 | 2023-06 |
| Ling Cherng Pong | RO 1 Rep 9 | 2021-01 |
| Dmitri Potishko | RO 1, 4, 5 | 2021-02 |
| Frederic Anders David Pripp | RO 1 | 2024-06 |
| Nikhil Reddy | RO 1, 4 | 2024-01 |
| Alexandre Richard Harald Reinert | RO 1 | 2020-10 |
| Ales Sladic | RO 1, 5 | 2023-06 |
| Kevin David Sneader | RO 1, 4, 5, 6, 9 | 2022-09 |
| Zheng (SFC:APG909) Sun 孫錚 | RO 4 Rep 1 | 2023-06 |
| Shaohua Tang 唐少华 | RO 1, 6 | 2021-07 |
| Samuel Mou-Chih Thong | RO 1, 6 | 2020-09 |
| Andrew Robert Tilton | RO 1, 4 | 2017-10 |
| Philippa Ann Vizzone | RO 1, 4 | 2014-12 |
| Yajun Wang 王亞軍 | RO 1 | 2022-07 |
| Longteng Teresa Zhang 張瓏藤 | RO 1, 6 | 2025-11 |
| Ye Zhu 朱烨 | RO 1, 6 | 2023-05 |
| Kumar Sundaram | Rep 1 | 2024-09 |
| Laura Faye Achoneftos | Rep 1 | 2024-05 |
| Nabil Adoum | Rep 1 | 2020-06 |
| Saurabh Aggarwala | Rep 1 | 2010-05 |
| Sophia Louisse Bitoon Alcantara | Rep 1, 6 | 2025-05 |
| Gustavo Alves de Souza | Rep 1 | 2025-10 |
| Jiangze An 安江泽 | Rep 1 | 2019-01 |
| Stian Andersen | Rep 1 | 2022-03 |
| Sok Han Ang | Rep 1 | 2025-11 |
| Nitin Arora | Rep 1, 6 | 2017-06 |
| Kenneth Ryan Ashley | Rep 1 | 2009-12 |
| Melissa Pui Yuk Au 歐珮鈺 | Rep 1, 4, 9 | 2023-03 |
| Toni Au-Yeung 歐陽彤 | Rep 1 | 2025-07 |
| Luis Felipe Avi | Rep 1 | 2024-02 |
| Jiun Bae | Rep 1, 4 | 2025-08 |
| Jiaye Bai 白佳也 | Rep 1, 6 | 2025-02 |
| Yue Bai 白月 | Rep 1, 6 | 2015-09 |
| Lindsay Anne Balow | Rep 1 | 2024-11 |
| Aashvi Bana | Rep 1 | 2024-08 |
| Lei Bao 包蕾 | Rep 1, 6 | 2021-05 |
| Sushil Suresh Bathija | Rep 1, 6 | 2011-08 |
| Inderdeep Singh Batra | Rep 1 | 2024-03 |
| Joy Marie Isabelle Germaine Beaux | Rep 1, 4 | 2008-04 |
| Alexander James Beet | Rep 1 | 2017-05 |
| Yumiko Bekku | Rep 1 | 2017-06 |
| Sa-Ar David Ben-Shachar | Rep 1 | 2008-01 |
| Nimita Bhargava | Rep 1 | 2012-06 |
| Chenxi Bian 卞晨希 | Rep 1, 4, 9 | 2025-03 |
| Sijia Bian 卞思佳 | Rep 1 | 2025-09 |
| Jonathon William Bird | Rep 1 | 2014-02 |
| Watcharida Boonthaveepat | Rep 1 | 2019-10 |
| Sabrina Kei Mun But | Rep 1 | 2013-08 |
| Jun (SFC:BNU312) Cai 蔡君 | Rep 1, 6 | 2021-09 |
| Lingli Cai 蔡灵麗 | Rep 1, 9 | 2024-08 |
| Xin Cai 蔡鑫 | Rep 1 | 2026-03 |
| Xinni Cai 蔡欣妮 | Rep 1 | 2025-08 |
| Xinyi Cai 蔡心仪 | Rep 1, 4 | 2014-08 |
| Maxime Calloix | Rep 1 | 2022-07 |
| Sylvain Vetea Steeven Canut | Rep 1 | 2022-09 |
| Xiaoyu Cao 曹曉雨 | Rep 1 | 2023-06 |
| Yimeng Cao 曹一萌 | Rep 1 | 2017-08 |
| Zhaojun Cao 曹兆鈞 | Rep 1 | 2023-07 |
| Victor Carlsson | Rep 1 | 2011-08 |
| Victoria Kim Eleonore Carrara | Rep 1 | 2017-06 |
| Wai Wai Carnation Chai 蔡微微 | Rep 1 | 2022-10 |
| Sum Chi Chak 翟心慈 | Rep 1 | 2018-06 |
| Alvin Ho-Cheun Cham 湛浩泉 | Rep 1 | 2020-08 |
| Ho Yin Cham 湛浩然 | Rep 1, 4, 9 | 2024-01 |
| Alison Chiu Yu Chan 陳昭瑜 | Rep 1, 4 | 2022-01 |
| Andrew King Yue Chan 陳璟譽 | Rep 1 | 2017-09 |
| Cheuk Ping Clinton Chan 陳卓兵 | Rep 1, 4, 9 | 2025-11 |
| Chi Him Chan 陳智謙 | Rep 1, 4 | 2022-09 |
| Chi Wing Chan 陳志榮 | Rep 1, 9 | 2021-10 |
| Chui Ling Chan 陳翠玲 | Rep 1 | 2024-09 |
| Hin Lun Chan 陳衍倫 | Rep 1 | 2021-01 |
| Hiu Wun Chan 陳曉媛 | Rep 1, 4 | 2025-09 |
| Hon Pan Chan 陳瀚彬 | Rep 1, 4 | 2021-05 |
| Isabelle Wei Ngar Chan 陳維雅 | Rep 1 | 2021-11 |
| Ka Man (SFC:BSF814) Chan 陳家敏 | Rep 1, 4 | 2022-03 |
| Lily Yi Yuen Chan 陳宜宛 | Rep 1, 4 | 2017-11 |
| Nok Yiu Chan 陳諾瑤 | Rep 1, 4, 9 | 2025-09 |
| Pak Yuen Chan 陳柏源 | Rep 1 | 2021-05 |
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