Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lehman Brothers Asia Limited (美國雷曼兄弟亞洲投資有限公司), CE reference AAE689. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2024-11-13 |
| Type 2 — Dealing in futures contracts | present | 2024-11-13 |
| Type 4 — Advising on securities | present | 2024-11-13 |
| Type 5 — Advising on futures contracts | present | 2003-09-19 |
| Type 6 — Advising on corporate finance | present | 2024-11-13 |
| Type 7 — Providing automated trading services | present | 2003-09-19 |
| Type 9 — Asset management | present | 2003-09-19 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||