PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PIMCO Asia Limited (品浩投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ANA959. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 51 (total recorded over time: 194). Earliest licence on file: 2006-05-17.
Registered address
Suites 2201 and 2210-2217, 22/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2006-05-17 | present |
| Type 4 - Advising on securities | 2006-05-17 | present |
| Type 9 - Asset management | 2006-05-17 | present |
Licensed staff (all-time) (194)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Brian Paul Baker | RO 1, 4, 9 | 2006-05 | 2015-05 |
| Marcio Bogoricin Oliveira | RO 1 Rep 1 | 2018-08 | Present |
| Stephen Koon Bong Chang 張冠邦 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-05 | Present |
| Douglas Michael Hodge | RO 1, 4, 9 | 2006-05 | 2010-01 |
| Ki Myung Hong | RO 1, 4 | 2011-03 | 2013-02 |
| Alejandro Eduardo Kersman | RO 1, 4, 9 | 2021-08 | 2026-01 |
| Kimberley Grace Korinke | RO 1, 4, 9 | 2017-10 | 2021-10 |
| Wing Ting Lee 李穎婷 | RO 1, 4, 9 Rep 1, 4, 9 | 2012-12 | Present |
| Tomoya Masanao | RO 1, 4, 9 | 2018-09 | 2019-03 |
| Eric Jay Mogelof | RO 1, 4, 9 | 2015-08 | 2017-07 |
| Matthew John Nest | RO 1, 4, 9 Rep 1, 4, 9 | 2006-05 | 2015-10 |
| Jung Park | RO 1, 4, 9 Rep 1, 4, 9 | 2008-08 | Present |
| Scott Patrick Steele | RO 1, 4, 9 Rep 1, 4, 9 | 2014-12 | 2018-04 |
| Michael Frazier Thompson | RO 1, 4, 9 | 2017-10 | 2020-06 |
| Haining Yin 殷海寧 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-09 | 2021-05 |
| Berdibek Ahmedov | Rep 1, 4 | 2025-07 | 2025-07 |
| Joshua Michael Anderson | Rep 1, 4 | 2019-06 | 2019-06 |
| Emily Ying Ka Au-Yeung 歐陽瑩嘉 | Rep 1, 4, 9 | 2019-01 | 2019-04 |
| Jean Sup Bae | Rep 1, 4, 9 | 2025-06 | Present |
| Andrew Thomas Balls | Rep 1, 4 | 2023-07 | 2023-07 |
| Jamil Baz | Rep 1, 4 | 2023-03 | 2023-03 |
| Philippe Bodereau | Rep 1, 4 | 2017-10 | 2024-05 |
| Geoffrey Scott Bowers | Rep 1, 4, 9 | 2017-11 | 2020-01 |
| Erin F Browne | Rep 1, 4 | 2024-01 | 2025-07 |
| Esteban Burbano | Rep 1, 4 | 2017-10 | 2026-03 |
| Shuting Cai 蔡舒婷 | Rep 1, 4, 9 | 2022-12 | Present |
| Junyang Cao 曹駿暘 | Rep 1, 4, 9 | 2018-01 | 2021-07 |
| Yishan Cao 曹一珊 | Rep 1, 4, 9 | 2018-12 | Present |
| Hiu Lam Chan 陳曉琳 | Rep 1, 4, 9 | 2020-07 | 2022-09 |
| Ho Yin Ronald Chan 陳浩賢 | Rep 1, 4, 9 | 2025-04 | Present |
| Michael (SFC:BKW534) Chan 陳嘉豪 | Rep 1, 4, 9 | 2017-09 | 2018-10 |
| Ricki Campbell Chan | Rep 1, 4 | 2023-07 | 2023-07 |
| Sui Kam Chan 陳瑞琴 | Rep 1 | 2016-11 | 2022-07 |
| Vivian Wing Yan Chan 陳榮恩 | Rep 1 | 2012-03 | 2012-09 |
| Yui Richard (SFC:BIH702) Chan 陳銳 | Rep 1 | 2016-09 | 2019-01 |
| Huanming Chen 陳睆明 | Rep 1, 4, 9 | 2018-12 | 2020-10 |
| Xi (SFC:BFZ506) Chen 陳襲 | Rep 1 | 2017-03 | 2018-04 |
| Zhong Wei Chen 陳仲偉 | Rep 1, 4, 9 | 2018-12 | 2023-02 |
| Steve Siu Po Chiu 趙小寶 | Rep 1 | 2016-09 | 2022-09 |
| Wilbur En-Yu Chow 周恩宇 | Rep 1, 4 | 2011-08 | 2014-10 |
| Henry Kar-Kea Chui 徐家傑 | Rep 1 | 2012-03 | 2020-02 |
| Siu Pang Chung 鍾紹鵬 | Rep 1, 4, 9 | 2007-12 | 2009-02 |
| Mathieu Pierre Luc Clavel | Rep 1, 4 | 2023-02 | 2025-11 |
| Christian William Clayton | Rep 1, 4 | 2025-06 | 2025-06 |
| Andrew Lowry Dewitt | Rep 1, 4 | 2019-11 | 2019-11 |
| Fabian Dienemann | Rep 1, 4 | 2024-07 | 2024-07 |
| Lei Dong 董磊 | Rep 1, 4, 9 | 2018-12 | Present |
| Matthew Paul Dorsten | Rep 1, 4 | 2023-02 | 2023-02 |
| Hongyu Duan 段紅宇 | Rep 1, 4, 9 | 2010-03 | 2011-05 |
| Ran (SFC:BVE825) Duan | Rep 1, 4 | 2024-07 | 2024-07 |
| Sidharth Dube | Rep 1, 4, 9 | 2026-06 | Present |
| David Charles George Ellison | Rep 1, 4, 9 | 2020-11 | 2026-03 |
| Lixue Feng 馮立雪 | Rep 1, 4 | 2025-11 | 2025-11 |
| David Nichols Fisher III | Rep 1, 4 | 2019-01 | 2020-01 |
| Hock Meng Foong | Rep 1, 4 | 2006-05 | 2009-03 |
| Samuel James Foster | Rep 1, 4 | 2026-03 | 2026-03 |
| Siyuan (SFC:BRY530) Gao 高思源 | Rep 1, 4, 9 | 2023-01 | Present |
| Adam Lance Gubner | Rep 1, 4 | 2019-10 | 2024-04 |
| Naveen Gulati | Rep 1, 4, 9 | 2021-01 | Present |
| Haiqiu Guo 郭海秋 | Rep 1, 4 | 2023-03 | 2023-03 |
| Sachin (SFC:BUW175) Gupta | Rep 1, 4 | 2024-04 | 2024-04 |
| Edward Bradley Guynn | Rep 1, 4 | 2023-02 | 2023-02 |
| Luojia Han 韓羅嘉 | Rep 1, 4, 9 | 2025-09 | Present |
| Li (SFC:AUL729) He 何立 | Rep 1, 4, 9 | 2017-11 | Present |
| Yingjun He | Rep 1, 4 | 2025-09 | 2025-09 |
| Chaemin Hong 洪采慜 | Rep 1, 4, 9 | 2026-03 | Present |
| Emily Lye Lyn Hoo | Rep 1, 4 | 2010-02 | 2011-03 |
| Hsing-Ju Hsieh 謝幸儒 | Rep 1, 4, 9 | 2014-11 | 2022-08 |
| Tsz Chung Hsieh 謝梓聰 | Rep 1, 4, 9 | 2025-12 | Present |
| Chih-Hsiang Hsu 許智翔 | Rep 1, 4, 9 | 2024-11 | Present |
| Chien-Yu Huang 黃芊瑀 | Rep 1, 4, 9 | 2022-04 | 2025-03 |
| Ching Heng Huang 黃敬恆 | Rep 1, 4, 9 | 2020-08 | 2022-05 |
| Jingjing Huang 黃晶晶 | Rep 1, 4, 9 | 2019-10 | Present |
| Tsz Chun Hui 許子進 | Rep 1, 4, 9 | 2020-07 | 2021-10 |
| Daniel Hyman | Rep 1, 4 | 2018-01 | 2018-01 |
| Seray Incoglu | Rep 1, 4 | 2025-10 | 2025-10 |
| Alan Louis Isenberg | Rep 1, 4, 9 | 2015-04 | 2018-03 |
| Daniel John Ivascyn | Rep 1, 4 | 2015-01 | 2020-01 |
| Ying (SFC:BFR077) Jin 金穎 | Rep 1 | 2015-06 | 2023-04 |
| Kwang Soo Kang | Rep 1, 4, 9 | 2018-04 | 2022-11 |
| Gregory Joseph Kennedy | Rep 1, 4 | 2019-11 | 2019-11 |
| Mark Richard Kiesel | Rep 1, 4 | 2015-06 | 2024-02 |
| Bohyun Kim 金普現 | Rep 1, 4, 9 | 2020-03 | 2022-01 |
| Dong Jin Kim 金東珍 | Rep 1, 4, 9 | 2022-05 | 2023-02 |
| Donghan Kim | Rep 1, 4, 9 | 2023-05 | Present |
| Minji (SFC:BPU734) Kim 金珉志 | Rep 1, 4, 9 | 2020-06 | Present |
| Young Yoon Kim 金怜潤 | Rep 1, 4, 9 | 2017-05 | 2022-04 |
| Roman Kogan | Rep 1, 4 | 2025-06 | 2025-06 |
| Ryan Patrick Korinke | Rep 1, 4, 9 | 2017-08 | 2021-06 |
| Ho Yan Kwok 郭皜忻 | Rep 1, 4, 9 | 2025-07 | Present |
| Man Lung Andy Kwong 鄺汶龍 | Rep 1 | 2022-06 | 2025-04 |
| Eve Anne-Celine Lagrellette Tournier | Rep 1, 4 | 2019-11 | 2019-11 |
| Stephanie Shiyue Lai | Rep 1, 4, 9 | 2022-04 | Present |
| An Yin Andrew Lam 林晏賢 | Rep 1, 4, 9 | 2025-12 | Present |
| Hon Man Lam 林漢文 | Rep 1, 4, 9 | 2017-01 | Present |
| Chun Wang Lau 劉晉宏 | Rep 1, 4, 9 | 2021-12 | Present |
| Nai Fai Daniel Lau | Rep 1 | 2019-01 | 2019-01 |
| Conan Law 羅皓男 | Rep 1, 4, 9 | 2022-07 | 2025-02 |
| Brian Robert Leach | Rep 1, 4 | 2019-10 | 2019-10 |
| Ai Lun Lee 李艾倫 | Rep 1, 4, 9 | 2015-08 | 2017-09 |
Showing 1–100 of 194
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