Sofaer Global Research (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sofaer Global Research (HK) Limited, CE reference AAJ947. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2019-08-15 |
| Type 5 — Advising on futures contracts | present | 2011-01-18 |
| Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Type 9 — Asset management | present | 2019-08-15 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||