HSBC Securities (Asia) Limited

CE No. AAB241 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Securities (Asia) Limited, CE reference AAB241. Current licensed staff on file: 0.

Licence history

ActivityFromTo
Type 1 — Dealing in securities present 2020-06-15
Type 4 — Advising on securities present 2005-11-14
Type 6 — Advising on corporate finance present 2005-02-01
Type 7 — Providing automated trading services present 2005-02-01
Type 9 — Asset management present 2005-02-01

Licensed staff (0)
As of

Name Activities Since
No current staff on file.

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