HSBC Securities (Asia) Limited

CE No. AAB241 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Securities (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AAB241. Current licensed staff on file: 0 (total recorded over time: 208).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2020-06-15
Type 4 - Advising on securities Pre-2003 2005-11-14
Type 6 - Advising on corporate finance Pre-2003 2005-02-01
Type 7 - Providing automated trading services Pre-2003 2005-02-01
Type 9 - Asset management Pre-2003 2005-02-01

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (208)

Active on date
Name Activities First licensed To
Hon Wah Chan 陳漢華 Rep 1 2008-11 2018-08
Siu Chung Chan 陳紹宗 RO 1 2017-11 2018-08
Gerardo Gonzalez Pablo 巴布羅 RO 1 2010-11 2018-08
Rakesh Patel RO 1 Rep 1 2004-11 2018-08
Hossein Zaimi 薛浩成 RO 1 2017-12 2018-08
Jefferson Saunders RO 1 2009-03 2016-01
Angela Mei Lan Lee 李美蘭 Rep 1 2008-11 2014-03
Desmond Chin Hung Ko 高展雄 Rep 1 2007-07 2014-02
Thomas Kwok Kan Ngai 危國根 Rep 1, 4, 6, 9 Pre-2003 2012-04
Mong Kwang Sim 沈茂琼 Rep 1, 4, 6, 9 Pre-2003 2010-12
Wing Shan Lau 劉詠珊 Rep 1 2008-12 2010-06
James Anthony Crispin RO 1 2009-02 2010-04
Christopher Mark Dunham RO 1 2007-07 2009-02
Jonathan Stiles Hancock RO 1 Pre-2003 2009-01
Lee Peter Wallace RO 1 Rep 1 2005-07 2008-11
Louis Pang Lee 李鵬 Rep 1 2007-09 2008-11
Chi Hung Ng 吳志雄 Rep 1 2007-08 2008-11
Rene Hoi Yan Chan 陳海茵 Rep 1 2006-03 2007-08
Ariane Marie Barker Rep 1 2005-05 2007-07
Sze Man Ng 吳詩敏 Rep 1 2007-03 2007-06
Otto Chun Shing Chan 陳鎮成 RO 1, 4, 6, 9 Pre-2003 2006-09
Franklin Ching Kuen Heng 幸正權 RO 1, 4, 6, 9 Pre-2003 2006-04
Peter Kum-Chung Man Rep 1, 4, 6, 9 Pre-2003 2006-04
Frederic Marcel Georges Marie Taesch Rep 1 2005-09 2005-11
Ping Au-Young 歐陽平 Rep 1, 4, 6, 9 Pre-2003 2005-11
Richard Jeremy Barton Rep 1 2005-06 2005-11
Russell William Beattie Rep 1 2004-10 2005-11
Kerry Mo Yu Chan 陳慕瑜 Rep 1 2005-07 2005-11
Chao-Kung Chang 張肇恭 Rep 1 2003-11 2005-11
Hon Fai Cheng 鄭漢輝 Rep 1, 4, 6, 9 Pre-2003 2005-11
Vivinne Cheng 鄭慧玄 Rep 1 2005-05 2005-11
Victoria Vui Luen Chin 陳維倫 Rep 1 2005-08 2005-11
Lee Leng Chua Rep 1 2005-06 2005-11
Michael James Cooney Rep 1 2004-09 2005-11
Alexander Edward Dickinson Rep 1, 4, 6, 9 Pre-2003 2005-11
Mihir Vinod Doshi Rep 1 2004-07 2005-11
Jonathan Garrick Rep 1 2004-12 2005-11
Anish Puspasen Jhaveri Rep 1 2004-06 2005-11
Hyun Ho Kim 金賢鎬 Rep 1 2005-04 2005-11
Che Wah Lau 劉志華 Rep 1 2005-09 2005-11
Chun Hou Lau 劉俊厚 Rep 1, 4, 6, 9 Pre-2003 2005-11
Sandra Wai Ying Lee 李慧英 Rep 1, 4, 6, 9 Pre-2003 2005-11
Mei-Lan Lee Shyu 徐美蘭 Rep 1 2005-08 2005-11
Kwok Wing Leung 梁國榮 Rep 1 2003-09 2005-11
Wai Man Leung 梁偉民 Rep 1, 4, 6, 9 Pre-2003 2005-11
Wai Yin Leung 梁偉賢 Rep 1, 4, 6, 9 Pre-2003 2005-11
Raymond Man Fai Li 李文輝 Rep 1, 4, 6, 9 Pre-2003 2005-11
Alan Craig McGee Rep 1 2005-08 2005-11
Man Fai Ngai 倪文輝 Rep 1 2004-06 2005-11
Del John Ricks Rep 1 2005-06 2005-11
Craig Anthony Robertson Rep 1, 4, 6, 9 Pre-2003 2005-11
Fei Fei Shum 沈菲菲 Rep 1 2005-02 2005-11
Jesse Michael Solomon Rep 1 2005-09 2005-11
Leland Marion Rhee Timblick Rep 1 2005-05 2005-11
Gary Man Kuen Wong 黃文權 Rep 1, 4, 6, 9 Pre-2003 2005-11
Michael Sheh Chung Wong 王錫聰 Rep 1, 4, 6, 9 Pre-2003 2005-11
Wing Wah Wong 黃永華 Rep 1, 4, 6, 9 Pre-2003 2005-11
Yan Wong 王欣 Rep 1 2005-07 2005-11
Mark Stephen Yetman Rep 1 2005-01 2005-11
Anthony Sai Yin Yu 余世賢 Rep 1, 4, 6, 9 Pre-2003 2005-11
Andrew Shingfun Chan 陳盛勳 Rep 4 2005-06 2005-11
Yiu Fai Chan 陳耀輝 Rep 4, 6, 9 Pre-2003 2005-11
Yee Pun Cheng 鄭宜斌 Rep 4 2004-09 2005-11
Venant Chiang 蔣卓男 Rep 4 2005-10 2005-11
Leon Hak Kan Chik 植克勤 Rep 4 2005-05 2005-11
Carmen Wai Ching Choi 蔡慧貞 Rep 4 2005-08 2005-11
Todd Glenn Dunivant Rep 4 2005-04 2005-11
Garry Owen Evans RO 4 2003-11 2005-11
Jeffrey Sai Tai Fang 方世泰 Rep 4 2005-07 2005-11
Scott Mather Foster Rep 4 2005-03 2005-11
Hon Nam Fung 馮漢南 Rep 4 2005-03 2005-11
Vidyadhar Vasant Ginde Rep 4 2004-07 2005-11
Pramod Gupta Rep 4 2005-03 2005-11
Andrew Robin Alexander Haskins Rep 4 2005-05 2005-11
Douglas Tetsuya Hayashi Rep 4 2005-05 2005-11
Kenneth Kai Chung Ho 何啟忠 Rep 4 2004-11 2005-11
Chien Han Hong 洪千涵 Rep 4 2005-04 2005-11
Adam James Hylan Rep 4 2005-08 2005-11
Tyran Kam 金泰倫 Rep 4 2005-07 2005-11
Russell Jerome Kopp Rep 4 2004-10 2005-11
Ho Cheung Lee 李浩彰 Rep 4 2005-05 2005-11
Seung Hyun Lee Rep 4 2005-06 2005-11
Matthew Owen Marsden Rep 4 2005-05 2005-11
Etsusuke Masuda Rep 4 2004-02 2005-11
Richard George Michael Offer Rep 1, 4, 6, 9 Pre-2003 2005-11
Nam Chol Park Rep 4, 6, 9 Pre-2003 2005-11
Carolyn Yeuk Wan Poon 潘若韻 Rep 4 2003-07 2005-11
John Russell Rep 4 2004-02 2005-11
Tejinderjit Singh Sandhu Rep 4 2003-09 2005-11
Sanjaya Kumar Satapathy Rep 4 2005-09 2005-11
Manish Jagdish Saxena Rep 4 2005-07 2005-11
Abhay Mukund Shanbhag Rep 4 2004-06 2005-11
Anand Ramchandra Shanbhag Rep 4 2004-06 2005-11
Chi Ming Siu 蕭智明 Rep 4, 6, 9 Pre-2003 2005-11
Seiji Sugiura Rep 4 2004-12 2005-11
Kimihide Takano Rep 4 2005-09 2005-11
Choon Ming Tan 陳俊銘 Rep 4 2005-05 2005-11
Hendrik Jan Herald van der Linde Rep 4 2005-05 2005-11
Robert Thomas Vaudry RO 1, 4 Rep 1, 4 2004-07 2005-11
Norman Jay Villamin Rep 1, 4 2004-09 2005-11
Showing 1–100 of 208

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