Carret Private Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carret Private Capital Limited, a Hong Kong-based licensed corporation with CE reference AOT542. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 32 (total recorded over time: 62). Earliest licence on file: 2007-05-28.
Registered address
Level 6, Five Pacific Place, 28 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-11-03 | present |
| Type 4 - Advising on securities | 2016-11-03 | present |
| Type 9 - Asset management | 2007-05-28 | present |
Licensed staff (all-time) (62)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sing Chung Chee 支聲鐘 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-04 | Present |
| Wing Tak Choi 蔡泳德 | RO 9 Rep 1, 4, 9 | 2016-05 | 2023-02 |
| Marcelo da Silveira Labre | RO 9 | 2012-05 | 2016-05 |
| Alexander Carl Gabriel Florsheim | RO 1, 4, 9 Rep 1, 4, 9 | 2017-01 | 2020-10 |
| Kenneth Kent Ho 何祖光 | RO 1, 4, 9 | 2016-05 | Present |
| Calvin James Hsu 許聖賚 | RO 1, 4 Rep 1, 4, 9 | 2018-04 | 2019-11 |
| Eugene Yapp Lee 李立寅 | RO 1, 4 Rep 1, 4, 9 | 2016-06 | 2018-12 |
| Michael Levin | RO 9 | 2007-05 | 2011-09 |
| Robert Vyvyan Mumford | RO 9 Rep 9 | 2017-01 | 2017-06 |
| Paolo Lorenzo Picazo | RO 9 Rep 9 | 2007-05 | 2019-02 |
| Meenakshi Kunal Amarnani | Rep 1, 4, 9 | 2024-08 | Present |
| Florin Boetschi | Rep 1, 4, 9 | 2022-04 | 2022-05 |
| Kin Man (SFC:AUG795) Chan 陳健敏 | Rep 1, 4, 9 | 2018-07 | 2020-11 |
| John Jae Chang | Rep 1, 4 | 2017-03 | 2020-05 |
| Teresa Chao 周翠茵 | Rep 1, 4, 9 | 2019-12 | 2021-07 |
| Chi Fai Chark 翟智輝 | Rep 1, 4, 9 | 2017-01 | Present |
| Shih-Fu Chiang 江世甫 | Rep 1, 4, 9 | 2026-03 | Present |
| Heidi Hoi Tik Chow 周凱迪 | Rep 1, 4, 9 | 2019-09 | 2020-11 |
| John Kin Fun Chu 朱建勳 | Rep 1, 4, 9 | 2020-10 | Present |
| Daniel Thomas Feldmann | Rep 1, 4, 9 | 2017-07 | 2022-12 |
| Elvis Long Lok Fong 方朗樂 | Rep 1, 4, 9 | 2020-01 | Present |
| Veda Wing Sum Ho 何詠心 | Rep 1, 4, 9 | 2020-11 | 2021-05 |
| Genji Hosono 細野玄司 | Rep 1, 4, 9 | 2026-04 | Present |
| Hui-Wen Hsieh 謝惠雯 | Rep 1, 4, 9 | 2023-05 | Present |
| Wai Ching Hung 洪瑋程 | Rep 1, 4, 9 | 2025-01 | Present |
| Wei-Coln Ian Khoo 邱維墾 | Rep 1, 4, 9 | 2019-02 | 2022-03 |
| Changick Kim 金昌益 | Rep 1, 4, 9 | 2018-07 | 2021-07 |
| Hun Soo Kim | Rep 1, 4, 9 | 2018-05 | 2019-04 |
| James Yong Min Kim 金容珉 | Rep 1, 4, 9 | 2018-04 | 2019-04 |
| Young Kun Kim 金永根 | Rep 1, 4, 9 | 2019-05 | 2020-09 |
| Yumiko Kurahashi | Rep 1, 4, 9 | 2026-04 | Present |
| David Man Kwong Lam 林文光 | Rep 1, 4, 9 | 2016-11 | 2017-11 |
| Jae Woo Lee | Rep 1, 4 | 2026-03 | Present |
| Hing Man Leung 梁馨文 | Rep 1, 4, 9 | 2018-04 | Present |
| Kwok Cheung Leung 梁國祥 | Rep 1, 4 | 2025-07 | Present |
| Shuk Ching Leung 梁淑晴 | Rep 1, 4, 9 | 2023-03 | 2023-04 |
| Qin (SFC:BXU079) Li 李沁 | Rep 1, 4, 9 | 2026-04 | Present |
| Jiaxin Lin 林佳欣 | Rep 1, 4, 9 | 2026-06 | Present |
| Ce Leo Liu 劉策 | Rep 1, 4, 9 | 2025-01 | 2025-02 |
| Lingling Liu 劉靈靈 | Rep 4 | 2025-02 | 2025-07 |
| Yuze Liu 劉禹澤 | Rep 1, 4, 9 | 2026-03 | Present |
| Priscilla Wing Shan Mak 麥詠珊 | Rep 1, 4, 9 | 2022-08 | 2024-06 |
| Angela So Ling Ngai 倪素玲 | Rep 1, 4, 9 | 2021-05 | Present |
| Mihir Devang Parekh | Rep 1, 4, 9 | 2024-01 | 2025-03 |
| Felix Pun 番家堯 | Rep 4 | 2019-01 | Present |
| Mauricio Ferreira Meira Ribeiro | Rep 1, 4, 9 | 2018-08 | 2022-03 |
| Ronald Joseph Savino | Rep 9 | 2020-09 | Present |
| Tushar Shekhawat | Rep 1, 4, 9 | 2024-11 | Present |
| Wei-Ting Sheng 盛薇庭 | Rep 1, 4, 9 | 2023-11 | Present |
| Carley Ka Lei Shum 岑嘉莉 | Rep 1, 4, 9 | 2019-12 | Present |
| Amit Kishan Singh | Rep 1, 4, 9 | 2020-11 | Present |
| Sui Mei Tam | Rep 1, 4, 9 | 2024-10 | Present |
| Chi-Chang Tsai 蔡吉昌 | Rep 1, 4, 9 | 2022-09 | Present |
| Kwok Ho Tsang 曾國灝 | Rep 1, 4, 9 | 2021-06 | 2023-04 |
| An-Jung Tseng 曾安榕 | Rep 1, 4, 9 | 2023-07 | Present |
| Shagun Tyagi | Rep 1, 4, 9 | 2024-05 | Present |
| Ming-Fen Wen 温明芬 | Rep 1, 4, 9 | 2021-05 | Present |
| Dick Hong Wong 黃迪康 | Rep 1, 4, 9 | 2025-06 | 2025-12 |
| Anna Nga Kam Wu 胡雅琴 | Rep 1, 4, 9 | 2023-06 | Present |
| Chiu Hsuan Wu 吳秋璇 | Rep 1, 4, 9 | 2023-01 | Present |
| Gigi Nin Yen Yang Yue 楊俞年茵 | Rep 1, 4, 9 | 2016-03 | 2018-05 |
| Congzhe Yin 尹聰哲 | Rep 1, 4, 9 | 2024-07 | Present |
Showing 1–62 of 62
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