Sprout Asset Management (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sprout Asset Management (Asia) Limited, CE reference BDW665. Currently licensed for regulated activity type(s) 1, 4, 6, 9. Current licensed staff on file: 4.
Registered address
6F, 6/F, Yardley Commercial Building, 3 Connaught Road West
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-12-08 | present |
| Type 4 — Advising on securities | 2014-12-08 | present |
| Type 6 — Advising on corporate finance | 2024-03-21 | present |
| Type 9 — Asset management | 2014-12-08 | present |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Chor Wai Kam 金楚威 | RO 6 | 2024-10 |
| Terence Chung Sing Mak 麥頌聲 | RO 6 | 2024-03 |
| Andrew Yue Tak Chan 陳裕德 | Rep 1, 4 | 2024-05 |
| Kwok Fai Shum 岑國輝 | Rep 1 | 2026-03 |
Showing 1–4 of 4