Wanhai Securities (HK) Limited

萬海證券(香港)有限公司
CE No. ADS061 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanhai Securities (HK) Limited (萬海證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ADS061. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 10 (total recorded over time: 54).

Category:
Sell side · Brokerage ?
Registered address:
Room 4036-4039, 40/F, Sun Hung Kai Centre, 30 Harbour Road, Wan Chai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 2004-11-17
Type 9 - Asset management Pre-2003 2004-11-17

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (54)

Active on date
Name Activities First licensed To
Qiaosong Liu 劉喬松 RO 1, 4 2020-04 Present
Qi Wang 王奇 RO 1, 4 Rep 1, 4 2023-12 Present
Tsz Kin Yeung 楊子健 RO 1, 4 Rep 1, 4 2025-11 Present
Jianren Jin 金建人 Rep 1, 4 2024-02 Present
Xiaoting Li 李晓婷 Rep 1, 4 2025-01 Present
Yuan Li 黎育安 Rep 1, 4 2026-03 Present
Guanya Liu 刘冠亚 Rep 1, 4 2026-04 Present
Xiao Luo 羅晓 Rep 1, 4 2024-07 Present
You Sha 沙佑 Rep 1, 4 2025-12 Present
Wai Kwan Wong 黃煒君 Rep 1, 4 2024-12 Present
Yan Hu 胡燕 Rep 1, 4 2024-09 2026-05
Huiyuan Zhang 張惠源 Rep 1, 4 2025-01 2025-12
Yun Zheng 鄭韵 Rep 1, 4 2025-02 2025-12
Wai Nam Lai 黎偉男 RO 1, 4 Rep 1, 4 2019-01 2023-01
Chung Sing Michael Mou 繆頌聲 RO 1, 4 2021-12 2023-01
Wai Ling Chan 陳惠玲 Rep 1 2016-09 2023-01
Lai Yuk Chow 周麗玉 Rep 1 2004-01 2023-01
Chunni Wu 吳純妮 Rep 1 2015-07 2023-01
Yachuan Xu 徐亞川 Rep 1, 4 2020-10 2022-08
Zilin Lu 呂姿霖 Rep 1 2021-09 2022-04
Qinghua Lin 林清華 Rep 1 2015-10 2022-03
Steven Colin Poon RO 1, 4 Rep 1, 4 2019-09 2021-09
Steven Sheung Chi Wu 胡尚智 Rep 1 2020-11 2021-05
Luyang Liu 劉璐洋 Rep 1 2020-03 2020-12
Kin Chuen Wong 王健全 Rep 1, 4 2020-05 2020-09
Kwai Chiu Wong 王貴釗 RO 1, 4 Rep 1 2018-08 2020-07
Luke Lik Kwan Ho 何力鈞 Rep 1 2018-06 2019-05
Sai Kit Fung 馮世傑 RO 1, 4 Rep 1, 4 2015-12 2018-12
Chun Hong Pang 彭俊康 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2018-05
Enzzo Ting Yu Tang 鄧廷宇 Rep 1 2016-04 2018-03
Stephen Fook Hon Lee 李復瀚 RO 1, 4, 6, 9 Rep 1, 4 Pre-2003 2017-12
Li Zhang 張麗 Rep 1 2016-10 2017-01
Barry Kwok Wing Cheung 張國榮 RO 1, 4 2015-02 2016-12
Wai Kin Yeung 楊偉健 Rep 1, 4 2015-10 2016-06
Ming Him Lai 黎銘謙 RO 1, 4 Rep 1, 4 2012-04 2016-03
Iven Tak Leung Lai 黎德良 RO 1, 4 2015-02 2016-01
Ngai Wong 王巍 Rep 1, 4 2012-02 2015-10
Yau Fai Choy 蔡佑徽 RO 1, 4 Rep 1 2012-03 2015-02
Chak Ho Cheung 張澤浩 Rep 1 2014-03 2015-01
Nga Man Lam 林雅文 Rep 1 2013-07 2014-12
Kwok Fai Alferd Tong 湯國輝 Rep 1 2014-03 2014-07
Ming Hung Yeung 楊銘鴻 Rep 1 2014-04 2014-07
Wai Keung Tsang 曾偉強 Rep 1, 4 2011-03 2014-06
Chung Kam Chan 陳宗淦 Rep 1, 4 2012-04 2014-05
Shiu Chun Wong 黃兆珍 Rep 1, 4, 6, 9 Pre-2003 2014-03
Ka Ho Yu 余家豪 Rep 1, 4 2012-04 2014-03
Pauline Po Ling Chan Lo 陳羅寶靈 RO 1, 4, 6, 9 Rep 1, 4 Pre-2003 2014-03
Benjamin Tsi Bun Lee 李錫斌 Rep 1 2013-11 2014-02
Kwong Chat Ho 何廣澤 RO 1, 4, 6, 9 Pre-2003 2014-01
Ka Lun Choy 蔡嘉倫 Rep 1 2013-05 2013-10
Wen Huang Liu 劉文煌 Rep 1 2012-08 2013-09
Chi Ming Tsang 曾志明 Rep 1, 4, 6, 9 Pre-2003 2012-02
Gar Ho Karl Lai 黎家豪 Rep 1 2010-02 2010-11
Siu Hong Law 羅肇康 Rep 1 2007-03 2008-02
Showing 1–54 of 54

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司

Related