Rockflow Securities Limited
奇運證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockflow Securities Limited (奇運證券有限公司), CE reference BJV607. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 4.
Registered address
Room 1105, 11/F, Tai Yip Building, 141 Thomson Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-11-10 | present |
| Type 4 — Advising on securities | 2019-04-04 | present |
| Type 9 — Asset management | 2017-11-10 | present |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Chuanyao Chen 陳川堯 | RO 1, 4, 9 | 2026-03 |
| Chun Keung Lin 林進強 | RO 1, 4, 9 | 2024-07 |
| Ka Hung Tsoi 蔡嘉鴻 | RO 1, 4, 9 | 2026-01 |
| Jianyu Wang 王健宇 | Rep 1, 4, 9 | 2023-02 |
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