Standard & Poor's, LLC

CE No. AIC760 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Standard & Poor's, LLC, a Hong Kong-based licensed corporation with CE reference AIC760. Current licensed staff on file: 0 (total recorded over time: 26).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 2010-12-21
Type 5 - Advising on futures contracts Pre-2003 2005-03-30

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (26)

Active on date
Name Activities First licensed To
Ming-Chao Chen 陳明照 Rep 4 2009-11 2010-12
Shuk Yee Chui 崔淑儀 Rep 4 2009-11 2010-10
Chia-Yu Lin 林家宇 Rep 4 2006-03 2010-10
Robin Bun Lo 盧斌 RO 4 2007-11 2010-10
Edna Lorraine Tan RO 4 Rep 4 2003-04 2010-10
Ching Wan Tsang 曾青雲 Rep 4 2009-11 2010-10
Raymond Chun Ming Tse 謝俊明 Rep 4 2009-11 2010-10
Cheuk Shing Wong 黃焯誠 Rep 4 2010-08 2010-10
Sharon Pik Lim Wong Rep 4 2004-03 2010-10
Kit Yu Yau 邱潔如 Rep 4 2008-10 2008-11
Kok Yi Lee 李國宜 RO 4, 5 Rep 4 2003-05 2007-11
Wai Ling Lee 李慧玲 Rep 4 2005-06 2007-11
Wai Yee Chan 陳慧懿 Rep 4 2004-07 2007-05
Boon Lee Chua Rep 4 2005-06 2007-01
Linna Yu 余蓮娜 Rep 4 2005-11 2006-10
David So 蘇俠雲 Rep 4 Pre-2003 2006-05
Hanshui Huang Rep 4 2005-03 2005-09
Dean Hon Khor Rep 4 2005-03 2005-09
Vincent Chin Yong Ng Rep 4 2005-03 2005-09
Siow Wan Seng Rep 4 2005-03 2005-09
Winston Kah Wai Siay Rep 4 2003-04 2005-09
Yeu Huan Lai Rep 4 2004-04 2005-08
Charles Austin Wheeler RO 4, 5 Pre-2003 2005-02
Steven Wee Kok Koh Rep 4 2003-04 2005-01
Chuan Yang Lim 林川揚 Rep 4 2003-06 2004-12
Sze Chuen Wong 黃思全 RO 4, 5 Rep 4, 5 Pre-2003 2004-05
Showing 1–26 of 26

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