Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Capital Markets Hong Kong Limited (大和資本市場香港有限公司), a Hong Kong-based licensed corporation with CE reference AAB639. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 94 (total recorded over time: 888). Earliest licence on file: 2007-10-05.
- Category:
-
Sell side · Investment banking ?
- Registered address:
- Level 28 One Pacific Place, 88 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2007-10-05 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (888)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Futoshi Aikawa | RO 1, 6 Rep 1, 2, 6 | 2011-04 | Present |
| Damon Carter | RO 1, 2 Rep 1, 2 | 2014-12 | Present |
| Hiroyuki Goto 合戶宏之 | RO 1, 2, 4 Rep 1, 2, 4 | 2009-04 | Present |
| John Charles Hetherington 夏嶺東 | RO 4 Rep 4 | 2010-12 | Present |
| Hiroki Iwase 岩瀬弘毅 | RO 1, 2, 4 Rep 1, 2, 4 | 2022-05 | Present |
| Marc Steven Jenn | RO 1 Rep 1, 2 | 2010-11 | Present |
| Rebecca Ching Yee Lau 劉靜儀 | RO 1 Rep 1 | 2021-08 | Present |
| Ching Yan Ma 馬靖仁 | RO 6 Rep 1, 6 | 2022-01 | Present |
| Shinichi Sasaki 佐佐木伸一 | RO 1 Rep 1 | 2008-07 | Present |
| Janet Wei Ling Shen 沈慧玲 | RO 1, 6 Rep 1, 6 | 2005-05 | Present |
| Ryuji Takahashi | RO 1 Rep 1 | 2021-08 | Present |
| Takashi Teruya | RO 1 Rep 1 | 2025-08 | Present |
| Takuya Tomiyama 富山卓也 | RO 1, 4 Rep 1, 2, 4, 6, 9 | Pre-2003 | Present |
| Ka Man Wong 黃家文 | RO 6 Rep 1 | 2010-03 | Present |
| Yusuke Yamaguchi 山口悠介 | RO 1, 2 Rep 1, 2 | 2019-12 | Present |
| Bei Yang 楊北 | RO 1, 6 Rep 1, 6 | 2010-09 | Present |
| Hongxia Zhu 諸紅霞 | RO 1, 2, 4, 6 Rep 1, 2, 4 | 2009-09 | Present |
| Masato Akiyama | Rep 1 | 2025-09 | Present |
| Wendy Wing Yee Au-Yeung 歐陽詠儀 | Rep 1, 2 | 2008-11 | Present |
| Andreas Johannes Bekos | Rep 1 | 2021-12 | Present |
| Joseph Bradley | Rep 1 | 2014-08 | Present |
| Man Shun Chan 陳文信 | Rep 1, 6 | 2023-12 | Present |
| Shun Ho Chan 陳舜河 | Rep 1, 2 | 2007-08 | Present |
| Leixi Chen 陳蕾西 | Rep 1, 4 | 2024-07 | Present |
| Siman Chen 陳斯曼 | Rep 4 | 2023-01 | Present |
| Xingrui Chen 陈星睿 | Rep 1, 6 | 2024-09 | Present |
| Wei-Chih Chiang 江威志 | Rep 1 | 2016-01 | Present |
| Hyung Wook Choi 崔亨旭 | Rep 4 | 2010-10 | Present |
| Viraj Jashvant Chotai | Rep 1, 6 | 2024-06 | Present |
| Xianghui Chu 初向輝 | Rep 1, 4 | 2023-01 | Present |
| Hau Yee Elkey Co 許巧宜 | Rep 1 | 2026-03 | Present |
| Michael Roger Doering | Rep 1, 2 | 2025-07 | Present |
| Cissy Fung 馮婉詩 | Rep 1, 6 | 2005-12 | Present |
| Cong Geng 耿聰 | Rep 1 | 2023-10 | Present |
| George Francis Grose | Rep 4 | 2010-11 | Present |
| Baoqing Han 韓宝卿 | Rep 4 | 2025-08 | Present |
| Koji Hirasaki | Rep 1 | 2012-04 | Present |
| Andy Tsz Ho Ho 何子浩 | Rep 1, 2 | 2005-09 | Present |
| Yuki Inohara | Rep 1, 6 | 2022-10 | Present |
| Chit Yin Ip 葉捷賢 | Rep 4 | 2013-09 | Present |
| Nobutaka Kato | Rep 1 | 2021-08 | Present |
| Yong Jun Kim | Rep 1 | 2026-03 | Present |
| Yosuke Kobayashi | Rep 1 | 2017-05 | Present |
| Masatoshi Komori | Rep 1 | 2024-07 | Present |
| Jack Hou Eric Kot 葛積豪 | Rep 1, 2 | 2008-10 | Present |
| Bo Wing Kwok 郭保榮 | Rep 1, 2 | 2021-12 | Present |
| Joyce Yik Man Kwok 郭奕妏 | Rep 1 | 2010-08 | Present |
| Chu Hang Lai 黎曙衡 | Rep 1, 2 | 2014-01 | Present |
| Ka Wai Gavin Lai 黎家瑋 | Rep 1, 2 | 2016-07 | Present |
| Kelvin Wai Kin Lau 劉偉健 | Rep 4 | 2009-08 | Present |
| Michael Le Jin Lee 李樂進 | Rep 1, 4 | 2026-03 | Present |
| Wai Kit Patrick Lee 李煒傑 | Rep 1 | 2023-10 | Present |
| Chenhao Li 李宸昊 | Rep 1, 6 | 2024-09 | Present |
| Xiangyu Li 李翔宇 | Rep 1 | 2025-08 | Present |
| Yinxuan Li 李胤萱 | Rep 1, 6 | 2025-05 | Present |
| Xinle Liang 梁馨乐 | Rep 4 | 2026-04 | Present |
| I-Shiuan Lin 林易萱 | Rep 4 | 2026-03 | Present |
| Moshi Liu 劉墨石 | Rep 1 | 2014-11 | Present |
| Po Wen Liu 劉博文 | Rep 1 | 2025-09 | Present |
| Qingli Liu 劉青俐 | Rep 4 | 2026-03 | Present |
| Ilona Ching Man Lo 羅靜敏 | Rep 4 | 2011-06 | Present |
| Yao Lu 陸遙 | Rep 4 | 2023-02 | Present |
| Chang Luo | Rep 4 | 2023-03 | Present |
| Kaiyi Ma 馬鍇漪 | Rep 4 | 2021-03 | Present |
| Bintuo Ni 倪滨拓 | Rep 4 | 2019-07 | Present |
| Zhuofei Nie 聶卓非 | Rep 4 | 2021-01 | Present |
| Vinay Kumar Pampapathi | Rep 1 | 2017-03 | Present |
| Zhuoyue Shi 石琢玥 | Rep 1, 6 | 2023-09 | Present |
| Iori Shimizu | Rep 1 | 2021-10 | Present |
| Charles Cheok I Shum 沈卓爾 | Rep 1, 2 | 2012-06 | Present |
| Miki Takeuchi | Rep 1 | 2024-01 | Present |
| Yusuke Takeuchi | Rep 1, 6 | 2022-10 | Present |
| Yue Tan 譚越 | Rep 4 | 2022-07 | Present |
| Andrew Chiu Yin Tsang 曾昭然 | Rep 1 | 2014-09 | Present |
| Chi Kin Tsang 曾智健 | Rep 1, 2 | 2009-11 | Present |
| Jie Wang 王杰 | Rep 4 | 2026-07 | Present |
| Jingyi Wang 王靖怡 | Rep 1, 6 | 2026-07 | Present |
| Gary Man Kuen Wong 黃文權 | Rep 1 | 2007-08 | Present |
| Steven Wai Chiu Wong 王偉超 | Rep 1, 2, 4 | 2005-01 | Present |
| Chenguang Wu 鄔辰光 | Rep 4 | 2021-03 | Present |
| Yicong Xia 夏弈聰 | Rep 4 | 2026-06 | Present |
| Jialong Xiao 肖嘉隆 | Rep 1, 6 | 2023-09 | Present |
| Li Xiong 熊力 | Rep 4 | 2012-11 | Present |
| Fei Xue 薛菲 | Rep 1, 4 | 2010-12 | Present |
| Jing Yang 阳景 | Rep 4 | 2026-05 | Present |
| Newton Chiong Yeo | Rep 1 | 2017-07 | Present |
| Carlson Kar Tsun Yeung 楊家駿 | Rep 1 | 2016-06 | Present |
| Shun Yoshioka | Rep 1, 4 | 2023-12 | Present |
| Robert Kei Yoshizumi | Rep 1 | 2024-05 | Present |
| Hang Yuan 袁航 | Rep 1 | 2025-12 | Present |
| Xuesong Zeng 曾雪松 | Rep 4 | 2026-03 | Present |
| Yunfang Zhang 張云芳 | Rep 4 | 2020-06 | Present |
| Yunfeng Zhang 張雲峰 | Rep 4 | 2023-05 | Present |
| Tsz Kit Zhuang 庄梓傑 | Rep 1, 4, 6 | 2024-12 | Present |
| Man Hon Yip 葉文瀚 | Rep 4 | 2019-05 | 2026-08 |
| Yihao Hu 胡逸豪 | Rep 1 | 2025-08 | 2026-08 |
| Wai Kin Wong 王維健 | Rep 1 | 2019-01 | 2026-07 |
| Zhihui Yu 余祉慧 | Rep 4 | 2024-08 | 2026-07 |
| Jiatian Deng 鄧嘉天 | Rep 1 | 2024-04 | 2026-06 |
| Yushi Murakawa | Rep 1 | 2024-03 | 2026-05 |
Showing 1–100 of 888
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