Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Capital Markets Hong Kong Limited (大和資本市場香港有限公司), CE reference AAB639. Currently licensed for regulated activity type(s) 1, 2, 4, 6. Current licensed staff on file: 95.
Registered address
Level 28 One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2007-10-05 | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (95)
As of
| Name | Activities | Since |
|---|---|---|
| Futoshi Aikawa | RO 1, 6 | 2024-12 |
| Damon Carter | RO 1, 2 | 2018-01 |
| Hiroyuki Goto 合戶宏之 | RO 1, 2, 4 | 2025-08 |
| John Charles Hetherington 夏嶺東 | RO 4 | 2017-09 |
| Hiroki Iwase 岩瀬弘毅 | RO 1, 2, 4 | 2022-08 |
| Marc Steven Jenn | RO 1 Rep 2 | 2017-12 |
| Rebecca Ching Yee Lau 劉靜儀 | RO 1 | 2025-12 |
| Ching Yan Ma 馬靖仁 | RO 6 Rep 1 | 2022-06 |
| Janet Wei Ling Shen 沈慧玲 | RO 1, 6 | 2015-09 |
| Ryuji Takahashi | RO 1 | 2024-03 |
| Takuya Tomiyama 富山卓也 | RO 1, 4 Rep 2 | 2025-07 |
| Ka Man (SFC:AEK749) Wong 黃家文 | RO 6 Rep 1 | 2010-03 |
| Yusuke Yamaguchi 山口悠介 | RO 1, 2 | 2022-02 |
| Bei Yang 楊北 | RO 1, 6 | 2022-07 |
| Hongxia Zhu 諸紅霞 | RO 1, 2, 4, 6 | 2025-04 |
| Masato Akiyama | Rep 1 | 2025-09 |
| Wendy Wing Yee Au-Yeung 歐陽詠儀 | Rep 1, 2 | 2013-08 |
| Andreas Johannes Bekos | Rep 1 | 2021-12 |
| Joseph Bradley | Rep 1 | 2015-08 |
| Man Shun Chan 陳文信 | Rep 1, 6 | 2023-12 |
| Shun Ho Chan 陳舜河 | Rep 1, 2 | 2007-10 |
| Yee Chan 陳儀 | Rep 4 | 2018-04 |
| Leixi Chen 陳蕾西 | Rep 1, 4 | 2024-07 |
| Siman Chen 陳斯曼 | Rep 4 | 2023-01 |
| Xingrui Chen 陈星睿 | Rep 1, 6 | 2024-09 |
| Wei-Chih Chiang 江威志 | Rep 1 | 2016-01 |
| Hyung Wook Choi 崔亨旭 | Rep 4 | 2010-10 |
| Viraj Jashvant Chotai | Rep 1, 6 | 2025-08 |
| Xianghui Chu 初向輝 | Rep 1, 4 | 2023-01 |
| Hau Yee Elkey Co 許巧宜 | Rep 1 | 2026-03 |
| Jiatian Deng 鄧嘉天 | Rep 1 | 2024-04 |
| Michael Roger Doering | Rep 1, 2 | 2025-08 |
| Cissy Fung 馮婉詩 | Rep 1, 6 | 2005-12 |
| Cong Geng 耿聰 | Rep 1 | 2023-10 |
| George Francis Grose | Rep 4 | 2010-11 |
| Baoqing Han 韓宝卿 | Rep 4 | 2025-08 |
| Koji Hirasaki | Rep 1 | 2015-08 |
| Andy Tsz Ho Ho 何子浩 | Rep 1, 2 | 2007-10 |
| Yihao Hu 胡逸豪 | Rep 1 | 2025-08 |
| Yuki Inohara | Rep 1, 6 | 2023-06 |
| Chit Yin Ip 葉捷賢 | Rep 4 | 2013-09 |
| Nobutaka Kato | Rep 1 | 2026-03 |
| Yong Jun Kim | Rep 1 | 2026-03 |
| Yosuke Kobayashi | Rep 1 | 2017-05 |
| Masatoshi Komori | Rep 1 | 2024-07 |
| Jack Hou Eric Kot 葛積豪 | Rep 1, 2 | 2008-10 |
| Bo Wing Kwok 郭保榮 | Rep 1, 2 | 2021-12 |
| Joyce Yik Man Kwok 郭奕妏 | Rep 1 | 2010-08 |
| Chu Hang Lai 黎曙衡 | Rep 1, 2 | 2014-01 |
| Ka Wai Gavin Lai 黎家瑋 | Rep 1, 2 | 2019-07 |
| Kar Hei Carlton Lai 黎家禧 | Rep 4 | 2014-07 |
| Kelvin Wai Kin Lau 劉偉健 | Rep 4 | 2009-08 |
| Michael Le Jin Lee 李樂進 | Rep 1, 4 | 2026-03 |
| Wai Kit Patrick Lee 李煒傑 | Rep 1 | 2023-10 |
| Chenhao Li 李宸昊 | Rep 1, 6 | 2024-09 |
| Xiangyu (SFC:BUV132) Li 李翔宇 | Rep 1 | 2025-08 |
| Yinxuan Li 李胤萱 | Rep 1, 6 | 2025-05 |
| I-Shiuan Lin 林易萱 | Rep 4 | 2026-03 |
| Moshi Liu 劉墨石 | Rep 1 | 2014-11 |
| Po Wen Liu 劉博文 | Rep 1 | 2025-09 |
| Qingli Liu 劉青俐 | Rep 4 | 2026-03 |
| Ilona Ching Man Lo 羅靜敏 | Rep 4 | 2015-06 |
| Yao (SFC:BTK187) Lu 陸遙 | Rep 4 | 2023-02 |
| Chang (SFC:BTN056) Luo | Rep 4 | 2023-03 |
| Xiangzi Luo 羅湘子 | Rep 1, 6 | 2024-02 |
| Kaiyi Ma 馬鍇漪 | Rep 4 | 2021-03 |
| Bintuo Ni 倪滨拓 | Rep 4 | 2019-07 |
| Zhuofei Nie 聶卓非 | Rep 4 | 2021-01 |
| Vinay Kumar Pampapathi | Rep 1 | 2017-03 |
| Shinichi Sasaki 佐佐木伸一 | Rep 1 | 2022-06 |
| Zhuoyue Shi 石琢玥 | Rep 1, 6 | 2023-09 |
| Iori Shimizu | Rep 1 | 2021-10 |
| Charles Cheok I Shum 沈卓爾 | Rep 1, 2 | 2015-10 |
| Miki Takeuchi | Rep 1 | 2024-01 |
| Yusuke Takeuchi | Rep 1, 6 | 2024-04 |
| Yue Tan 譚越 | Rep 4 | 2022-07 |
| Andrew Chiu Yin Tsang 曾昭然 | Rep 1 | 2014-09 |
| Chi Kin Tsang 曾智健 | Rep 1, 2 | 2009-11 |
| Gary Man Kuen Wong 黃文權 | Rep 1 | 2007-08 |
| Steven Wai Chiu Wong 王偉超 | Rep 1, 2, 4 | 2008-12 |
| Wai Kin (SFC:BOB036) Wong 王維健 | Rep 1 | 2019-01 |
| Chenguang Wu 鄔辰光 | Rep 4 | 2021-03 |
| Jialong Xiao 肖嘉隆 | Rep 1, 6 | 2023-09 |
| Li (SFC:BAI988) Xiong 熊力 | Rep 4 | 2012-11 |
| Fei (SFC:ASP680) Xue 薛菲 | Rep 1, 4 | 2012-05 |
| Carlson Kar Tsun Yeung 楊家駿 | Rep 1 | 2016-06 |
| Man Hon Yip 葉文瀚 | Rep 4 | 2019-05 |
| Shun Yoshioka | Rep 1, 4 | 2023-12 |
| Robert Kei Yoshizumi | Rep 1 | 2024-05 |
| Zhihui Yu 余祉慧 | Rep 4 | 2024-08 |
| Hang Yuan 袁航 | Rep 1 | 2025-12 |
| Xuesong Zeng 曾雪松 | Rep 4 | 2026-03 |
| Yunfang Zhang 張云芳 | Rep 4 | 2020-06 |
| Yunfeng Zhang 張雲峰 | Rep 4 | 2025-11 |
| Tsz Kit Zhuang 庄梓傑 | Rep 1, 6 | 2025-08 |
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