Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Capital Markets Hong Kong Limited (大和資本市場香港有限公司), a Hong Kong-based licensed corporation with CE reference AAB639. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 95 (total recorded over time: 885). Earliest licence on file: 2007-10-05.
Registered address
Level 28 One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 2 - Dealing in futures contracts | 2007-10-05 | present |
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 9 - Asset management | present | 2005-01-25 |
Licensed staff (all-time) (885)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Futoshi Aikawa | RO 1, 6 Rep 1, 2, 6 | 2011-04 | Present |
| Sumiyuki Akaiwa | RO 1, 2, 4, 6 | 2006-05 | 2008-04 |
| Tetsuo Akuzawa | RO 1, 2, 4 | 2013-07 | 2015-07 |
| Angus Wai Kai Au-Yeung 歐陽為鍇 | RO 6 Rep 1, 6 | 2012-01 | 2014-03 |
| Damon Carter | RO 1, 2 Rep 1, 2 | 2014-12 | Present |
| Kin Wah (SFC:AEN763) Chan 陳鍵華 | RO 1, 2 Rep 1 | 2010-11 | 2015-01 |
| Kwun Wah Derek Chan 陳冠樺 | RO 6 Rep 1, 6 | 2008-04 | 2009-01 |
| Yew Wee Cheah | RO 6 Rep 1, 6 | 2006-10 | 2015-10 |
| Wen Ling Chen 陳玟伶 | RO 6 Rep 1, 6 | 2015-10 | 2023-06 |
| Steven Pat Ngao Chiu 趙不傲 | RO 6 Rep 1 | 2010-04 | 2011-09 |
| Peter Pa-En Chu 曲培恩 | RO 1, 2 Rep 1, 2 | 2010-11 | 2019-07 |
| Hong Duan 段宏 | RO 1 Rep 1 | 2013-11 | 2022-04 |
| Takashi Fujikura | RO 1, 2, 4 Rep 1, 2, 4 | 2015-04 | 2023-11 |
| Hiroyuki Goto 合戶宏之 | RO 1, 2, 4 Rep 1, 2, 4 | 2009-04 | Present |
| Viet-Linh Ha Thuc | RO 1, 2 Rep 1, 2 | 2011-07 | 2015-08 |
| John Charles Hetherington 夏嶺東 | RO 4 Rep 4 | 2010-12 | Present |
| Junichi Higuchi 樋口淳一 | RO 1, 4 | 2022-07 | 2022-12 |
| Tatsuya Himoto | RO 1, 6 Rep 1, 6 | 2005-03 | 2016-04 |
| Ryota Honda 本田亮太 | RO 1, 2 Rep 1, 2 | 2021-11 | 2023-09 |
| Koji Horiai | RO 1 Rep 1, 2 | 2010-04 | 2026-02 |
| Yoshihiro Inoue 井上義大 | RO 1, 6 Rep 1, 6 | 2011-05 | 2024-10 |
| Jiro Iokibe | RO 4 Rep 4, 6 | 2016-11 | 2025-06 |
| Craig Wycliffe Irvine 歐陽貴 | RO 4 Rep 4 | 2009-08 | 2011-01 |
| Chikara Ishii 石井主稅 | RO 6 Rep 1, 6 | 2006-11 | 2009-10 |
| Hiroki Iwase 岩瀬弘毅 | RO 1, 2, 4 Rep 1, 2, 4 | 2022-05 | Present |
| Marc Steven Jenn | RO 1 Rep 1, 2 | 2010-11 | Present |
| Akihiko Kanamura | RO 1, 2, 4, 6 | 2010-06 | 2011-03 |
| Kyong Pil Kang 康景弼 | RO 1, 2 Rep 1, 4, 6, 9 | Pre-2003 | 2013-06 |
| Hiroaki Kato | RO 1, 2, 4, 6 Rep 1, 4 | 2012-09 | 2025-03 |
| Yoshiyuki Kazui | RO 1, 2, 4 Rep 1, 2, 4, 6, 9 | Pre-2003 | 2009-10 |
| Munekazu Kitagawa 北川宗和 | RO 1 Rep 1 | 2014-08 | 2020-09 |
| Ringo Cheukkai Kwan 關卓啟 | RO 6 Rep 1, 6 | 2006-12 | 2010-02 |
| Emily Ho Kei Kwong 鄺可琪 | RO 6 Rep 1, 4, 6, 9 | Pre-2003 | 2006-10 |
| Ching Lok Gary Lam 林清樂 | RO 6 Rep 1, 6 | 2010-07 | 2014-08 |
| Rebecca Ching Yee Lau 劉靜儀 | RO 1 Rep 1 | 2021-08 | Present |
| Hon Nam Lee 李翰南 | RO 6 Rep 1, 6 | 2004-10 | 2012-02 |
| Swee Tin Lisa Lim 林瑞珍 | RO 1 Rep 1, 6 | 2007-07 | 2010-10 |
| Xiaohong Liu 劉曉紅 | RO 6 Rep 1, 6 | 2006-05 | 2022-06 |
| Christopher Michael Lobello | RO 4 Rep 4 | 2011-04 | 2012-08 |
| Wai Ming Loke 陸偉明 | RO 6 Rep 1, 6 | 2009-07 | 2011-11 |
| Ching Yan Ma 馬靖仁 | RO 6 Rep 1, 6 | 2022-01 | Present |
| Jeffrey Yuji Matsumoto | RO 1, 6 Rep 1, 6 | 2012-09 | 2021-11 |
| Satoshi Matsumoto | RO 1, 4, 6 | Pre-2003 | 2006-04 |
| Nagahisa Miyabe | RO 4 Rep 1, 4 | 2009-08 | 2014-05 |
| Kazuyoshi Mizukoshi | RO 6 | Pre-2003 | 2011-10 |
| Kosuke Mizuno | RO 1, 2, 4, 6 Rep 1, 2, 4, 6, 9 | Pre-2003 | 2026-03 |
| Masashi Mizuno | RO 1 Rep 1, 2, 4 | Pre-2003 | 2008-10 |
| Michael Chiu Ho Ng 伍超豪 | RO 1, 6 Rep 1, 6 | 2017-07 | 2021-09 |
| Hiroyuki Nomura | RO 1, 2, 4, 6 | 2008-06 | 2011-04 |
| Hironori Oka | RO 1, 2, 4, 6 | 2011-06 | 2025-05 |
| Tsutomu Onoue | RO 1, 4 Rep 4, 6, 9 | Pre-2003 | 2005-04 |
| Sumio Otsuka | RO 1, 6 | 2010-06 | 2014-03 |
| Hiu Ching Pak 白曉青 | RO 6 Rep 1, 6 | 2006-07 | 2011-01 |
| Perry Pritchard | RO 1 Rep 1 | 2010-02 | 2012-02 |
| Shoichi Saito 齋藤彰一 | RO 1, 4 Rep 1 | 2004-03 | 2012-07 |
| David Sarkis | RO 1, 4 Rep 1, 2, 4 | 2010-02 | 2012-03 |
| Shinichi Sasaki 佐佐木伸一 | RO 1 Rep 1 | 2008-07 | Present |
| Janet Wei Ling Shen 沈慧玲 | RO 1, 6 Rep 1, 6 | 2005-05 | Present |
| Kenji Shimada | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2007-07 |
| Anthony Yan Hong Siu 蕭寅康 | RO 6 Rep 1, 4, 6, 9 | Pre-2003 | 2004-11 |
| Jan Souleyman | RO 1 Rep 1 | 2011-04 | 2025-05 |
| Naoto Suzuki | RO 1, 2, 4 Rep 1, 4 | 2007-04 | 2009-04 |
| Masami Tada | RO 1, 2, 4, 6 | 2012-06 | 2013-07 |
| Ryuji Takahashi | RO 1 Rep 1 | 2021-08 | Present |
| Satoshi Terasawa | RO 2 Rep 1, 2 | 2012-10 | 2022-04 |
| Takashi Teruya | RO 1 Rep 1 | 2025-08 | Present |
| Takuya Tomiyama 富山卓也 | RO 1, 4 Rep 1, 2, 4, 6, 9 | Pre-2003 | Present |
| Yoshio Urata | RO 1, 2, 4 | 2010-03 | 2012-03 |
| Ivan Sze Yuen Wong 王士元 | RO 1 Rep 1, 2 | 2010-11 | 2015-03 |
| Ka Man (SFC:AEK749) Wong 黃家文 | RO 6 Rep 1 | 2010-03 | Present |
| Wai Yan (SFC:AGG935) Wong 黃惠恩 | RO 1 Rep 1 | 2010-11 | 2016-01 |
| Chuping Xian 冼楚平 | RO 1, 2, 4, 6 | 2017-10 | 2024-03 |
| Ryota Yabe 矢部亮太 | RO 1, 2 Rep 1, 2 | 2018-04 | 2022-06 |
| Yusuke Yamaguchi 山口悠介 | RO 1, 2 Rep 1, 2 | 2019-12 | Present |
| Koji Yamamoto 山本幸司 | RO 1, 4 Rep 1, 2, 4 | 2019-02 | 2024-01 |
| Shiko Yanagisawa | RO 1, 2, 4, 6 | 2015-07 | 2017-05 |
| Bei Yang 楊北 | RO 1, 6 Rep 1, 6 | 2010-09 | Present |
| Henry Clement Hok Wai Yau 邱學煒 | RO 6 Rep 1, 6 | 2004-12 | 2009-01 |
| Chiu Wah Yeu 姚昭華 | RO 6 Rep 1, 6 | 2006-09 | 2014-04 |
| Sunny Kai Sun Yip 葉啟燊 | RO 6 Rep 1, 6 | 2011-10 | 2012-08 |
| Koji Yoshihara | RO 1, 6 Rep 1, 6 | 2004-03 | 2005-03 |
| Hirokazu Yuihama | RO 4 Rep 4 | 2009-08 | 2010-04 |
| Hongxia Zhu 諸紅霞 | RO 1, 2, 4, 6 Rep 1, 2, 4 | 2009-09 | Present |
| Mimiko Adachi 安達美味子 | Rep 1 | 2008-11 | 2009-04 |
| Ismail Ersef Akbas | Rep 1, 2 | 2011-09 | 2016-01 |
| William Cann Akers | Rep 1, 2 | 2011-12 | 2012-06 |
| Masato Akiyama | Rep 1 | 2025-09 | Present |
| Bee Leng Ang | Rep 1 | 2010-10 | 2013-08 |
| Lee Ping Ang 洪立彬 | Rep 1, 6 | 2011-05 | 2012-08 |
| Soo Kee Ang | Rep 4 | 2009-08 | 2009-11 |
| Kenjiro Ano | Rep 1, 6 | 2010-10 | 2012-04 |
| Daiki Aoyama | Rep 1 | 2025-07 | 2025-08 |
| Fumiko Bonnie Arai 荒井富美子 | Rep 1, 4 | 2011-01 | 2013-06 |
| Motohiro Arita | Rep 1 | 2024-12 | 2024-12 |
| Marco Arosti | Rep 1, 6 | 2010-11 | 2013-03 |
| Joy Yin Glenn Au 區在然 | Rep 1 | 2014-11 | 2016-01 |
| Paul Chi On Au 區子安 | Rep 1, 4 | 2011-10 | 2012-06 |
| Wendy Wing Yee Au-Yeung 歐陽詠儀 | Rep 1, 2 | 2008-11 | Present |
| Simon Boulstridge Bailey | Rep 1 | 2003-09 | 2004-09 |
| Jared Ball | Rep 1 | 2025-08 | 2025-08 |
Showing 1–100 of 885
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