Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Goldman Sachs (Asia) Securities Limited (高盛(亞洲)證券有限公司), CE reference AAA849. Current licensed staff on file: 549.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2016-10-10 |
| Type 4 — Advising on securities | present | 2016-10-10 |
| Type 6 — Advising on corporate finance | present | 2011-08-26 |
| Type 7 — Providing automated trading services | 2013-07-11 | 2016-10-10 |
| Type 9 — Asset management | present | 2005-01-27 |
Licensed staff (549)
As of
| Name | Activities | Since |
|---|---|---|
| Christian Beerli | RO 4 Rep 1, 2 | 2023-08 |
| Siddharth Deepak Chhabria | RO 1 Rep 2, 7 | 2025-09 |
| Robert David Drake-Brockman | RO 1, 2, 4, 5, 7 | 2024-06 |
| James Patrick Houghton | RO 2 | 2016-10 |
| Philip Theverkattil Jacob | RO 1, 7 Rep 2 | 2026-01 |
| Tanweer Kabir | RO 1, 2 | 2020-11 |
| Ronald Suk Bae Lee 李碩培 | RO 2 | 2017-12 |
| Leon Leung | RO 2 | 2023-09 |
| Martin Ma 馬丁 | RO 2 | 2024-05 |
| Matthew James Mason | RO 1, 2, 7 | 2026-03 |
| Qiu Meng 孟秋 | RO 2 | 2024-01 |
| Sean Patrick Navin | RO 1, 2 Rep 7 | 2023-06 |
| Ling Cherng Pong | RO 2 | 2021-01 |
| Dmitri Potishko | RO 1, 2, 4, 5, 7 | 2021-02 |
| Frederic Anders David Pripp | RO 1, 7 Rep 2 | 2025-10 |
| Alexandre Richard Harald Reinert | RO 1, 7 Rep 2 | 2023-08 |
| Ales Sladic | RO 1, 2, 4, 5 | 2023-06 |
| Tsz Yin Wu 胡子賢 | RO 2 | 2023-10 |
| Vincent Shu Hang Yeung 楊書恆 | RO 1, 2, 7 | 2026-01 |
| Kumar Sundaram | Rep 1, 2 | 2024-09 |
| Laura Faye Achoneftos | Rep 2 | 2024-05 |
| Nabil Adoum | Rep 1, 2, 7 | 2022-08 |
| Saurabh Aggarwala | Rep 1, 2, 7 | 2016-10 |
| Gustavo Alves de Souza | Rep 1, 2 | 2025-10 |
| Jiangze An 安江泽 | Rep 1, 2 | 2019-01 |
| Stian Andersen | Rep 1, 2 | 2022-03 |
| Kenneth Ryan Ashley | Rep 1, 2, 7 | 2023-06 |
| Melissa Pui Yuk Au 歐珮鈺 | Rep 2 | 2016-10 |
| Luis Felipe Avi | Rep 1, 2 | 2024-02 |
| Lindsay Anne Balow | Rep 2 | 2024-11 |
| Aashvi Bana | Rep 1, 2, 7 | 2024-09 |
| Inderdeep Singh Batra | Rep 2 | 2024-03 |
| Alexander James Beet | Rep 2 | 2017-05 |
| Yumiko Bekku | Rep 1, 2, 7 | 2017-06 |
| Sa-Ar David Ben-Shachar | Rep 1, 2 | 2016-10 |
| Nimita Bhargava | Rep 2 | 2016-10 |
| Chenxi Bian 卞晨希 | Rep 2 | 2016-10 |
| Sijia Bian 卞思佳 | Rep 1, 2, 7 | 2025-09 |
| Jonathon William Bird | Rep 1, 2 | 2016-10 |
| Watcharida Boonthaveepat | Rep 1, 2 | 2019-10 |
| Sabrina Kei Mun But | Rep 2 | 2016-10 |
| Lingli Cai 蔡灵麗 | Rep 2 | 2024-08 |
| Xin Cai 蔡鑫 | Rep 2 | 2026-03 |
| Xinni Cai 蔡欣妮 | Rep 2 | 2025-08 |
| Maxime Calloix | Rep 1, 2 | 2022-07 |
| Sylvain Vetea Steeven Canut | Rep 2 | 2022-09 |
| Xiaoyu Cao 曹曉雨 | Rep 2 | 2023-06 |
| Yimeng Cao 曹一萌 | Rep 2 | 2017-08 |
| Zhaojun Cao 曹兆鈞 | Rep 2 | 2023-07 |
| Victoria Kim Eleonore Carrara | Rep 1, 2 | 2017-06 |
| Sum Chi Chak 翟心慈 | Rep 1, 2, 7 | 2018-06 |
| Alvin Ho-Cheun Cham 湛浩泉 | Rep 1, 2, 7 | 2020-08 |
| Ho Yin Cham 湛浩然 | Rep 2 | 2016-10 |
| Cheuk Ping Clinton Chan 陳卓兵 | Rep 2 | 2025-08 |
| Chi Wing Chan 陳志榮 | Rep 2 | 2021-10 |
| Chui Ling Chan 陳翠玲 | Rep 2 | 2024-09 |
| Hin Lun Chan 陳衍倫 | Rep 1, 4 | 2021-02 |
| Hiu Wun Chan 陳曉媛 | Rep 2 | 2025-07 |
| Hon Pan Chan 陳瀚彬 | Rep 2 | 2021-05 |
| Isabelle Wei Ngar Chan 陳維雅 | Rep 2 | 2021-11 |
| Nok Yiu Chan 陳諾瑤 | Rep 2 | 2022-08 |
| Pak Yuen Chan 陳柏源 | Rep 2 | 2021-05 |
| Phoebe Yin Ting Chan 陳彥婷 | Rep 2 | 2017-07 |
| Shing Yam Chan 陳承鑫 | Rep 2 | 2025-08 |
| Siu Kei Chan 陳紹岐 | Rep 2 | 2024-07 |
| Tsz Kei Chan 陳芷琦 | Rep 2 | 2019-08 |
| Willy Chan 陳煒恒 | Rep 1, 2, 7 | 2019-01 |
| Winston Chung Ching Chan 陳中正 | Rep 2 | 2016-10 |
| Sin Ying Cheah 謝羨瑩 | Rep 2 | 2016-10 |
| Wan Jin Cheah 谢菀津 | Rep 2 | 2018-04 |
| Fan (SFC:BHF318) Chen 陳帆 | Rep 1, 2, 7 | 2022-08 |
| Jeffrey Chen | Rep 2 | 2016-10 |
| Jie (SFC:BPX849) Chen 陈洁 | Rep 2 | 2024-11 |
| Linhao Chen 陳麟豪 | Rep 2 | 2018-07 |
| Pengfei Chen 陈鹏飞 | Rep 2 | 2023-07 |
| Runxin Chen 陳潤欣 | Rep 2 | 2023-07 |
| Shaowen Chen 陳紹文 | Rep 2 | 2019-03 |
| Sidan Chen 陳斯丹 | Rep 2 | 2025-07 |
| Simon Chen | Rep 2 | 2022-12 |
| Tianqing Chen 陳天晴 | Rep 2 | 2025-02 |
| Xiang Chen 陳翔 | Rep 2 | 2021-09 |
| Xuefei Chen 陳雪菲 | Rep 2 | 2016-10 |
| Yu-Fu Chen 陳昱孚 | Rep 2 | 2016-10 |
| Yue (SFC:BVF319) Chen 陳玥 | Rep 2 | 2024-07 |
| Zehua Chen 陳澤華 | Rep 2 | 2026-01 |
| Kelly Chi Yan Cheng 鄭芷欣 | Rep 2 | 2023-08 |
| Ling Fung Cheng 鄭領峯 | Rep 2 | 2018-07 |
| Wei Chi Edlyn Cheng 鄭慧慈 | Rep 2 | 2025-05 |
| Ya-Wei Cheng 鄭雅薇 | Rep 2 | 2018-12 |
| Chin Kan Cheung 張展勤 | Rep 2 | 2017-06 |
| Chun Lok Cheung 張俊樂 | Rep 2 | 2023-10 |
| Ming Yeung Cheung 張名揚 | Rep 2 | 2025-04 |
| Sue Ann Cheung 張羨嘉 | Rep 2 | 2025-06 |
| Verna Cheung 章苑 | Rep 2 | 2025-08 |
| Yin Wa Cheung 張燕華 | Rep 2 | 2016-10 |
| Yu Lik Cheung 張于力 | Rep 1, 2, 7 | 2019-01 |
| Yan Yi Chiang 蔣欣宜 | Rep 2 | 2020-08 |
| Lok Tung Chloee Ching 程樂彤 | Rep 2 | 2025-05 |
| San Lok Ching 程燊樂 | Rep 1, 2, 7 | 2024-02 |
| Suzie Choi | Rep 2 | 2024-09 |
Showing 1–100 of 549