FIL Investment Advisors

CE No. AAV486 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FIL Investment Advisors, a Hong Kong-based licensed corporation with CE reference AAV486. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 93 (total recorded over time: 395).

Registered address

18/F, Three Pacific Place, 1 Queen's Road East, Wanchai

Licence history

Activity	From	To
Type 4 - Advising on securities	present	present
Type 5 - Advising on futures contracts	present	present
Type 9 - Asset management	present	present
Type 6 - Advising on corporate finance	present	2005-03-29

Licensed staff (all-time) (395)
Active on date

4 Advising on securities 5 Advising on futures contracts 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Paras Kishore Anand	RO 4, 5, 9 Rep 4, 9	2019-01	2021-11
Bryan Anthony Collins	RO 4, 9 Rep 4, 9	2006-04	2020-12
Martin Baron Dropkin	RO 4, 5, 9 Rep 4, 9	2020-11	2025-02
John Michael Frederic Ford	RO 4, 5, 9 Rep 4, 5, 9	2009-08	2017-09
Brett Peter Goodin	RO 4, 6, 9	Pre-2003	2009-08
Michael Charles Gordon	RO 4, 5, 9	Pre-2003	2009-03
Travis Lee Griffith	RO 9 Rep 9	2007-05	Present
Nitesh Kathuria	RO 4, 9 Rep 4, 9	2008-10	2023-02
Kon Chung Lee 李幹聰	RO 4, 6, 9	Pre-2003	2009-12
Allan Yan Sui Liu 廖恩樹	RO 4, 6, 9	Pre-2003	2015-04
Kathryn Ann Matthews	RO 4, 5, 9 Rep 4, 5, 9	2005-08	2009-12
Chi Mei Mio 繆子美	RO 4, 9 Rep 4, 9	2020-10	2023-07
Rajeev Mittal	RO 4	2023-03	2024-10
Damien Martin Mooney	RO 4 Rep 4	2024-12	Present
Pek Yew Ng 黃碧瑤	RO 4, 5, 9 Rep 4, 5, 6, 9	Pre-2003	Present
Mark David Northwood	RO 9 Rep 4, 6, 9	Pre-2003	2016-04
Timothy John Orchard	RO 4, 5, 9 Rep 4, 5, 9	2010-07	Present
Matthew Samuel Heighes Quaife	RO 4, 5, 9 Rep 4, 9	2019-09	Present
Henk Jan Rikkerink	RO 4, 9 Rep 4, 9	2017-04	2020-04
Punam Sharma	RO 4, 9 Rep 4, 9	2016-10	2019-07
Olivier Joel Emile Szwarcberg	RO 4, 9 Rep 4, 9	2014-03	2018-01
Andrew David Wells	RO 4, 5, 9 Rep 4, 6, 9	Pre-2003	2017-06
Lei (SFC:BNH645) Zhu 朱蕾	RO 4, 5, 9 Rep 4, 9	2023-02	Present
Maria Isabella Abbonizio	Rep 9	2004-09	Present
Eddie Hugh Aguilar	Rep 9	2007-06	2013-04
Analee D. Ang 洪鴻華	Rep 9	2007-03	2022-06
Adriana Katherinne Avella	Rep 9	2005-12	2007-04
Himalee Bahl	Rep 4, 9	2015-07	Present
Subramanian Balakrishnan	Rep 4, 9	2010-11	2018-09
Anushka Baldwa	Rep 4, 9	2022-08	2026-02
Leah Bane	Rep 9	2022-09	Present
Richard John Bannister	Rep 9	2016-12	2024-07
James Richard Barrett	Rep 4, 9	2022-10	2024-06
Saurabh Basrar	Rep 4, 9	2005-05	2005-08
Ashish Bhardwaj	Rep 4, 9	2009-06	2009-08
Puja Ramesh Bharwani 巴灣尼	Rep 9	2018-06	Present
Laurent Bernard Michel Bilard	Rep 9	2021-11	Present
Jason Craig Billings	Rep 4, 9	2010-09	2018-06
James Malcolm Blair	Rep 4, 9	2004-06	2006-09
Anthony John Bolton	Rep 4, 9	2010-02	2014-03
Jochen Breuer	Rep 4, 9	2013-06	2021-06
Gregor Carle	Rep 4, 6, 9	Pre-2003	2015-03
Peter Charles Quentin Carter	Rep 4, 9	2017-04	2024-07
Adrian Ka Hin Chan 陳家軒	Rep 4, 9	2015-03	2021-06
Benjamin Yu-Ki Chan 曾裕基	Rep 9	2013-05	2015-10
Chi Yin (SFC:AFV222) Chan 陳鋕賢	Rep 4, 9	2006-05	2006-09
Chung Yan Chan 陳重昕	Rep 9	2014-11	2015-10
Gigi Sau Chi Chan 陳秀沚	Rep 4, 9	2006-01	2007-05
Hin Fung Chan 陳顯豐	Rep 9	2018-02	Present
Jack Chi Kwan Chan 陳子君	Rep 9	2020-03	2024-07
Ka Ho (SFC:BOA261) Chan 陳家豪	Rep 9	2019-06	2020-08
Pak Sun Chan 陳柏辰	Rep 4, 9	2022-05	2023-12
Polly Wai Tai Chan 陳偉娣	Rep 9	2005-09	2017-06
Rex Chan 陳浩勤	Rep 9	2022-04	Present
Rex (SFC:AAW218) Chan 陳立樹	Rep 4, 6, 9	Pre-2003	2003-08
Sin Ting Kitty Chan 陳倩婷	Rep 4, 9	2018-07	2020-05
Soong Khuen Kevin Chan	Rep 9	2015-09	Present
Tak Yui Chan 陳德芮	Rep 4, 9	2018-07	Present
Vanessa Wing Sze Chan 陳永詩	Rep 4, 9	2017-09	2025-04
Jenny Chang 張巧倩	Rep 4, 9	2004-04	2006-09
Kevin Kuo Wei Chang 張國煒	Rep 4, 6, 9	Pre-2003	2010-02
Tina Ting-Wei Chang 張庭瑋	Rep 4, 9	2022-09	Present
Willie Chang	Rep 9	2012-06	2016-12
Teera Chanpongsang	Rep 4, 6, 9	Pre-2003	Present
Robert John Chapman	Rep 9	2010-04	2013-04
Dingding Chen 陈丁丁	Rep 4, 9	2021-08	2023-10
Hao (SFC:BRH953) Chen 陳昊	Rep 9	2026-04	Present
Kai (SFC:AZN559) Chen 陳凯	Rep 4, 9	2012-05	2021-01
Nai Tzu Chen 陳乃慈	Rep 9	2020-09	Present
Wei (SFC:AXI843) Chen 陳偉	Rep 4, 9	2011-06	2011-08
Xinxin Chen 陳欣欣	Rep 4, 9	2024-08	Present
Yi-Chen (SFC:AXB807) Chen	Rep 4, 9	2011-03	2012-06
Yi-Ru Chen 陳怡如	Rep 9	2007-07	Present
Yuan-Chen Chen 陳遠成	Rep 4, 9	2004-11	2005-01
Yunzhang Chen 陳雲章	Rep 4, 9	2014-07	2016-05
Kenny Tsz Kin Cheng 鄭梓堅	Rep 4, 6, 9	Pre-2003	2018-03
Vincent Hoi Tang Cheng 鄭海騰	Rep 9	2016-01	2020-07
Yuan (SFC:BDW192) Cheng 程元	Rep 4, 9	2016-07	2016-10
Edward Ghing Kee Cheung 張正基	Rep 9	2005-03	Present
Hoi Yi (SFC:AXQ378) Cheung 張愷兒	Rep 4, 9	2011-07	2012-05
Trista Sau Lam Cheung 張秀琳	Rep 4, 9	2011-09	2014-03
Soo Ah Ran Cho	Rep 9	2010-01	2012-03
Bharat Choda	Rep 9	2016-08	2024-06
Eric Ho-Joon Choe	Rep 4, 9	2006-05	2012-07
Angela Choi 蔡文慧	Rep 4, 9	2024-03	Present
Jackie Tak Yee Choi 蔡德怡	Rep 4, 6, 9	Pre-2003	2005-06
Young Hyun Choi 崔永弦	Rep 4, 9	2016-08	2019-03
Siang Hooi Chong 張向暉	Rep 4, 9	2007-02	2010-04
Vikramaditya Chopra	Rep 9	2008-09	2010-08
Soo Jin Choung 鄭秀珍	Rep 4, 9	2004-05	2005-08
Kin Chiu Chu 朱建超	Rep 9	2019-03	Present
Shirley Suet Yi Chu 朱雪兒	Rep 4, 9	2005-06	2008-04
Sang Won Chung	Rep 4, 9	2007-04	2008-06
Shiu Leung Chung 鍾韶亮	Rep 4, 9	2012-05	Present
Jeremy Wilkie Church	Rep 9	2006-06	2012-08
Kelly Kent Clark	Rep 9	2018-03	2020-07
Ian Cameron Cross	Rep 9	2007-12	2017-09
Yichen Cui 崔軼辰	Rep 4, 9	2018-02	2018-05
John Andrew Dance	Rep 4, 9	2006-07	2008-12
Kyle Joseph de Dionisio	Rep 4, 9	2016-12	Present