KGI Asset Management Limited
凱基資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Asset Management Limited (凱基資產管理有限公司), CE reference AEN441. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 24.
Registered address
41/F, Central Plaza, 18 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 1 — Dealing in securities | 2013-05-31 | 2025-07-24 |
| Type 6 — Advising on corporate finance | present | 2016-11-22 |
Licensed staff (24)
As of
| Name | Activities | Since |
|---|---|---|
| Chi Lok Cheung 張熾樂 | RO 9 | 2025-01 |
| Zhijian Duan 段之鍵 | RO 9 | 2025-07 |
| Hung Chuen Lau 劉洪泉 | RO 4, 9 | 2023-12 |
| Man Sang Law 羅文生 | RO 9 | 2019-02 |
| Man Sik Lee 李文軾 | RO 9 | 2019-10 |
| Hoe Choon Reddy Wong 黃浩泉 | RO 4, 9 | 2018-03 |
| Yu Tzu Chang 張育滋 | Rep 9 | 2020-08 |
| Tsz Ling Cheung 張梓玲 | Rep 9 | 2022-09 |
| Wai (SFC:AQC579) Cheung 張惠 | Rep 9 | 2019-06 |
| Joseph Wing Yan Chow 周永忻 | Rep 9 | 2025-03 |
| Warren Lai On Kwan 關澧安 | Rep 9 | 2025-01 |
| Wai Han Lau 劉慧嫻 | Rep 9 | 2017-07 |
| Wing Lam Leung 梁永林 | Rep 9 | 2019-12 |
| Ho Yan Jonathan Mak 麥浩欣 | Rep 9 | 2020-11 |
| Mark Charles Alexander Mallia | Rep 9 | 2021-02 |
| Chuan-Huang Tai 戴傳晃 | Rep 9 | 2017-01 |
| Wai Lun Tam 譚偉倫 | Rep 9 | 2018-08 |
| Fan Chun Tsang 曾繁珍 | Rep 9 | 2018-10 |
| Wing Kai Tsang 曾榮佳 | Rep 9 | 2017-02 |
| Jyh-Jye James Wey 魏志傑 | Rep 9 | 2024-12 |
| Chiang Li Wu 吳強立 | Rep 9 | 2025-12 |
| Ka Kit Yim 嚴家傑 | Rep 9 | 2019-04 |
| Chen (SFC:AOV341) Zhang 張琛 | Rep 9 | 2024-05 |
| Chunzhi Zhang 張春志 | Rep 9 | 2021-12 |
Showing 1–24 of 24