Orient Securities Limited
東方匯財證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orient Securities Limited (東方匯財證券有限公司), CE reference AFP038. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 12.
Registered address
Room 2204, 22/F, New World Tower 1, 16-18 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | 2019-04-12 | present |
| Type 6 — Advising on corporate finance | present | 2005-01-18 |
| Type 7 — Providing automated trading services | present | 2005-01-18 |
| Type 9 — Asset management | present | 2005-01-18 |
Licensed staff (12)
As of
| Name | Activities | Since |
|---|---|---|
| Kwong Hoi Au 區光海 | RO 1, 4, 9 | 2022-07 |
| Wai Man (SFC:AAE629) Lau 劉偉文 | RO 1, 4 | 2010-11 |
| Xi (SFC:BPK764) Lin 林曦 | RO 9 Rep 1, 4 | 2024-04 |
| Shu Ming Shiu 蕭恕明 | RO 1, 4, 9 | 2024-04 |
| Aley Chi Hung Chang 張志雄 | Rep 1, 4, 9 | 2025-05 |
| Wai Kuen Cheung 張偉權 | Rep 1 | 2011-08 |
| Wai Ming Kwong 鄺偉明 | Rep 1 | 2007-08 |
| Bao Ling Si 施寶玲 | Rep 1, 4, 9 | 2024-05 |
| Naomi Tsang 曾芊甯 | Rep 1, 4, 9 | 2024-01 |
| Ngan Ling Tse 謝雁玲 | Rep 1 | 2004-09 |
| Tianyang (SFC:BVC703) Wang 王天楊 | Rep 1, 4, 9 | 2024-07 |
| Ke (SFC:BVI608) Zhang 張科 | Rep 1, 4, 9 | 2024-10 |
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