Superfund Financial (Hong Kong) Limited

瑞柏投資(香港)有限公司

CE No. AGL796 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Superfund Financial (Hong Kong) Limited (瑞柏投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AGL796. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 50).
Category:: Sell side · Brokerage
Registered address:: Room 1417, 14/F, Austin Tower Phase II, No. 152 Austin Road, Tsim Sha Tsui, Kowloon
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2005-03-08
Type 9 - Asset management	Pre-2003	2005-03-08

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (50)

Active on date RO only

Name	Activities	First licensed	To
Thomas Philip Cheriyil	RO 1, 4	2019-02	Present
Hyung Eun Kim	RO 1, 4	2019-12	Present
Chutong Ding 丁楚桐	Rep 1, 4	2024-09	Present
Yin Kan Tsang 曾燕勤	Rep 1, 4	2022-01	2022-05
Taeyoung Kim 金泰永	Rep 1, 4	2020-03	2022-01
Sze Ting Ho 何詩婷	Rep 1, 4	2021-02	2021-02
Samson Andrew Sze Sing Lew 廖思聖	RO 1, 4	2019-05	2020-02
Mohamed Koubini	RO 1, 4	2017-11	2019-05
Tracy Po-Yi Wong 黃寶兒	RO 1, 4 Rep 1, 4	2017-08	2019-02
Sreejesh Rajan	RO 1, 4 Rep 1, 4	2013-12	2017-09
Sankalp Gupta	RO 1, 4	2013-11	2017-09
Lip Yee Lee 李聶而	Rep 1, 4	2017-04	2017-05
Li-Wei Huang 黃俐瑋	Rep 1, 4	2014-05	2017-01
Graeme John Lane	Rep 1, 4	2015-11	2016-07
John Young Uk Kim	Rep 1, 4	2015-05	2015-08
Chung So 蘇聰	Rep 1, 4	2014-06	2015-05
Iris Chiu Yiu Liu 廖翠瑤	Rep 1, 4	2015-03	2015-05
Derek Yin Kui Wong 黃賢駒	RO 1, 4 Rep 1, 4	2013-12	2015-01
Tina Benedikt-Santer	RO 1, 4 Rep 1, 4	2009-03	2014-01
Johann Peter Santer	RO 1, 4	2007-10	2013-12
Aaron Lee Smith	RO 1, 4	2010-10	2011-11
Sau Wai Lo 羅秀慧	RO 1, 4 Rep 1, 4	2009-02	2011-04
Yongseok Lee 李容奭	Rep 1, 4	2009-02	2010-12
Paul Lam 林保羅	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	2010-06
Tsun Yin Wong 王俊彥	Rep 1, 4	2007-11	2010-06
Alexander Chun Yuen Ng 伍俊源	Rep 1, 4	2009-03	2010-05
Hsuan Liang Lin 林宣良	Rep 1, 4	2009-09	2010-04
Shunxiang Lan 蘭順祥	Rep 1, 4	2009-07	2010-04
Sau Kwan Chan 陳秀君	Rep 1, 4	2007-03	2010-04
Iris Kit Ching Lau 劉潔貞	Rep 1	2006-04	2010-04
Yung Chiu 焦勇	Rep 1, 4	2008-08	2010-04
Deepak Bhasin	Rep 1, 4	2009-02	2010-02
Shuk Wai Lau 劉淑惠	Rep 1	2006-04	2010-02
Ho Ting Wong 黃皓婷	Rep 1, 4	2008-09	2009-12
Tomohito Kinouchi	Rep 1, 4	2009-04	2009-11
Baoluo Cai 蔡保羅	Rep 1, 4	2007-12	2008-09
Sharon Yuk Chee Cheung 張玉姿	Rep 1, 4	2005-07	2008-07
William Shui Lun Wong 王瑞麟	RO 4 Rep 1, 4	2007-03	2008-04
York Yuen Yuk Lo 羅元旭	RO 1, 4 Rep 1, 4	2005-02	2007-10
Joanne Ka Yin Lau 劉嘉燕	Rep 1, 4	2007-03	2007-06
Yuk Sing Chow 周旭昇	RO 1, 4 Rep 1, 4	2005-05	2007-03
Bonnie Ka Yin Leung 梁嘉言	Rep 1, 4	2005-03	2007-03
Hiu Ling Ng 吳曉菱	Rep 1	2006-03	2006-07
King Chung Lo 盧敬忠	Rep 1	2006-02	2006-03
Chi Kwan Yan 顏志軍	Rep 1, 4	2005-02	2006-02
Yuet Kam Wong 王月琴	RO 1, 4, 6, 9	Pre-2003	2005-08
Chun Kit Poon 潘振傑	Rep 1, 4	2005-02	2005-04
Johnny Yik Wah Ng 吳憶華	Rep 1, 4, 6, 9	Pre-2003	2005-03
Yiu Ming Leung 梁耀明	Rep 1	2003-12	2005-01
Kwok Leung Yu 余國樑	Rep 1	2004-06	2004-09