Hong Kong SFC Licensed Firms Directory

AEM Asset Management Limited CE BJS912 - active, 4 staff Hao Tian Asset Management Limited CE BHP076 - active, 2 staff Oshidori Securities Limited CE ACZ283 - active, 7 staff Imperium International Securities Limited CE AVI905 - active, 8 staff Imperium International Asset Management Limited CE ARI209 - active, 4 staff A-JEX International Asset Management Limited CE BLC898 - active, 6 staff Boill Fund Management (HK) Co., Limited CE BJL167 - active Transpac Capital Limited CE ABY049 - active, 4 staff Southwest Securities (HK) Brokerage Limited CE ACB501 - active, 1 staff Southwest Securities (HK) Asset Management Limited CE AFH614 - active, 1 staff AngelHub Limited CE BLO833 - active, 2 staff Atta Securities Limited CE BLT550 - active, 9 staff Bloomyears Limited CE AAK877 - active Atta Capital Limited CE BHO405 - active, 11 staff Asymmetric Advisors Limited CE BLV220 - active, 3 staff Faye Capital Limited CE ANY162 - active Kriya Capital Limited CE ATY278 - active, 3 staff TT International (Hong Kong) Limited CE AJO023 - active, 13 staff KBC Financial Products Hong Kong Limited CE AFF436 - active Sunrise Brokers (Hong Kong) Limited CE ATR661 - active, 18 staff Religare Capital Markets (Hong Kong) Limited CE ARD832 - active Oriental Patron Securities Limited CE ABV570 - active, 12 staff Daiwa Securities SMBC Futures (Asia) Limited CE ABE601 - active Aden Financial Group Limited CE BMO727 - active, 13 staff China Credit International Securities Co., Limited CE BHG531 - active, 2 staff Mason Investment Management Limited CE AHG512 - active, 3 staff Metaverse Securities Limited CE AAW177 - active, 13 staff CN First International Futures Limited CE BBH027 - active, 12 staff Meta Futures Limited CE BSM300 - active, 5 staff Vision Finance International Company Limited CE APU596 - active, 4 staff Emperor Asset Management Limited CE ARU623 - active, 15 staff Delta Asia Wealth Management Limited CE AAH241 - active Fitch (Hong Kong) Limited CE AXH635 - active, 77 staff Alpine Securities Limited CE BMQ127 - active, 4 staff Quasar Securities Co., Limited CE BHV239 - active Realord Asia Pacific Securities Limited CE AVJ441 - active, 6 staff GT Capital Limited CE AGF968 - active Okachi Investments (HK) Company Limited CE AAE986 - active Okachi (Hong Kong) Company Limited CE AAF991 - active Get Nice Futures Company Limited CE ABS125 - active, 20 staff Quasar Asset Management Limited CE BHV240 - active, 2 staff Vantage New Generation Securities Limited CE AZJ721 - active Hong Kong Securities Holdings Limited CE AYL078 - active Christfund Futures Limited CE ABO056 - active, 3 staff Senchi Morgan Capital Market Limited CE BIX208 - active, 4 staff Luen Fat Securities Company Limited CE AAG378 - active, 3 staff Luen Fat Futures (H.K.) Limited CE AUG469 - active Augustine Securities Company Limited CE BMR576 - active Alpha Win Capital Limited CE BNI045 - active, 4 staff BOCOM International Asset Management Limited CE APH797 - active, 29 staff Foundation Asset Management (HK) Limited CE AND386 - active, 8 staff DA International Financial Service Limited CE AXH777 - active, 10 staff Awaken Thunder Capital Limited CE BNP661 - active, 7 staff Yieldful Securities Limited CE ALS554 - active Stockwell Securities Limited CE BSM120 - active, 26 staff XHK Limited CE BNN565 - active, 6 staff Shuang Ji (Hong Kong) Securities Limited CE BNN852 - active For Wise (HK) Limited CE BML920 - active, 4 staff Zhonghui International Securities Limited CE BQS721 - active, 2 staff iFAST Financial (HK) Limited CE AMY844 - active, 24 staff iFAST Securities (HK) Limited CE ABQ890 - active, 14 staff Changjiang Asset Management (HK) Limited CE AYE729 - active, 2 staff Akuna Hong Kong Limited CE BNS250 - active Angelo, Gordon Hong Kong Limited CE BNS940 - active ADV Partners Limited CE BNU944 - active, 4 staff Mount Kellett Capital (Hong Kong) Limited CE ARL255 - active Kerogen Capital (Asia) Limited CE ATJ291 - active, 7 staff Moelis & Company Asia Limited CE ATI285 - active, 36 staff WFM Asia (HK) Limited CE AGI998 - active, 8 staff AVENUE CAPITAL LIMITED CE BNV052 - active AS Capital Limited CE BNV995 - active Apollo Capital Management Limited CE BOI554 - active, 26 staff Cornucopiae Asset Management Limited CE AWJ391 - active, 6 staff Wealthy Securities Limited CE BJH108 - active China-Hong Kong Link Securities Company Limited CE BFL303 - active Corrington Securities & Investment Limited CE AAY991 - active Universal Unite Wealth Management Limited CE BQE621 - active, 3 staff China Hong Kong Link Asset Management Limited CE BHY690 - active Wheelock Chatfield Limited CE AAJ337 - active Target Capital Management Limited CE ANW961 - active, 15 staff Atlantic Asset Management Limited CE BBZ266 - active, 5 staff Pico Zeman Securities (HK) Limited CE AUT286 - active NTF Asset Management Limited CE BGZ625 - active, 2 staff Novel Wealth Management Limited CE BQQ992 - active, 10 staff Ever Fountain Asset Management Limited CE BMV659 - active, 3 staff China Zhong Heng Finance Group Limited CE BHM066 - active, 15 staff Raffles Assets Management (HK) Co. Limited CE BJO652 - active, 48 staff Hansui Capital Company Limited CE BRA045 - active, 63 staff Zhenro Securities Co. Limited CE BOJ047 - active Hai Tong Securities (HK) Brokerage Limited CE APR169 - active Southwest Securities (HK) Futures Limited CE AAZ149 - active, 1 staff Haitong International Research Limited CE AFF927 - active, 88 staff VC International Asset Management Limited CE AEL743 - active, 6 staff Haitong International Asset Management Limited CE AET910 - active, 12 staff Zhenro Asset Management Co. Limited CE BOJ162 - active Grand View Asset Management Limited CE BIX320 - active, 4 staff Yunfeng Financial Markets Limited CE AAB499 - active, 34 staff Yunfeng Securities Limited CE AYT670 - active, 19 staff China Securities (International) Asset Management Company Limited CE BAP853 - active, 15 staff Bright Fund Management Limited CE AAI432 - active Mouette Securities Company Limited CE BLE877 - active, 15 staff Seeds Capital Limited CE BRI755 - active, 10 staff Sun International Investment Services Limited CE BGY751 - active First Fidelity Capital (International) Limited CE AMS441 - active, 6 staff Ampere Partners Limited CE BOP619 - active, 5 staff Allfunds Hong Kong Limited CE BOU468 - active, 8 staff iFAST Global Markets (HK) Limited CE ANH692 - active, 86 staff AXA IM Select Asia Limited CE BOU733 - active, 11 staff Zeal Asset Management Limited CE ATR821 - active Caitong International Asset Management Co., Limited CE BBB678 - active, 11 staff SEI Investments (Asia) Limited CE ALK924 - active Stonehorn Global Partners Limited CE BNK899 - active Ascent Financial Partners Limited CE BPG349 - active Altive Limited CE BPK587 - active, 2 staff Imagi Brokerage Limited CE AHM793 - active, 6 staff MCP Asset Management Company Limited CE AME103 - active, 13 staff MCP Holdings Limited CE AAK126 - active Pinestone Capital Asset Management Limited CE BUP777 - active, 4 staff Xen Capital (HK) Limited CE BNX995 - active WKA Asset Management (Hong Kong) Limited CE BHI980 - active East Asia Securities Company Limited CE AAE876 - active, 45 staff Huntersay Asset Management Limited CE BNO076 - active, 3 staff Ocean Cedar Asset Management Company Limited CE BPB294 - active, 2 staff Aqua Capital Strategy Limited CE BPV723 - active, 10 staff Capstone Financial (HK) Limited CE AUK184 - active Hong Kong Asset Management Limited CE ABI734 - active, 6 staff China Centre City Global Capital Limited CE BLH888 - active Infinitus Partners Asset Management Limited CE BIW751 - active, 5 staff COFCO Asset Management (International) Company Limited CE AZY974 - active, 5 staff Overlook Investments Limited CE ABS672 - active, 9 staff Alvarez & Marsal Corporate Finance Limited CE BQF569 - active, 12 staff AA Investment Management Limited CE BQF712 - active, 4 staff Yuen Meta (International) Securities Limited CE BIL855 - active, 9 staff GAOYU SECURITIES LIMITED CE AAE696 - active, 13 staff GEO Securities Limited CE BAI290 - active, 6 staff Plutus Asset Management Limited CE BNJ533 - active, 10 staff Worl-D Asset Management (Hong Kong) Limited CE AIR097 - active Plutus Securities Limited CE BNJ530 - active, 7 staff Leo Asset Management Limited CE BMT230 - active, 6 staff Tian Yuan Finance Limited CE AGE667 - active BG Securities (HK) Co., Limited CE BJG158 - active, 6 staff Suncorp Securities Limited CE BGD661 - active, 2 staff Joyful Capital HK Limited CE BEN846 - active, 4 staff Pando Finance Limited CE BRR710 - active, 5 staff Dragon Legend Capital Limited CE BRT396 - active, 3 staff Merdeka Corporate Finance Limited CE BOJ397 - active, 5 staff Augment Wealth Advisors Limited CE BQF764 - active, 2 staff Millennium Capital Management (Hong Kong) Limited CE ARE092 - active, 217 staff Pharo Management (HK) Limited CE AVJ694 - active, 7 staff Global Value Chain Investment Corporation Limited CE BEM048 - active, 3 staff Pryme Capital Limited CE BRS535 - active, 3 staff Admiralty Asset Management Limited CE BQM922 - active, 4 staff AUS Financial Group (Hong Kong) Limited CE BLU727 - active IDS Forex HK Limited CE BDH481 - active Wang On Asset Management Limited CE BJU500 - active, 4 staff Artisan Partners Hong Kong Limited CE BQW394 - active, 6 staff Balyasny Asset Management (Hong Kong) Limited CE AQL991 - active, 86 staff Yong Rong (HK) Asset Management Limited CE BAV628 - active, 7 staff GF Asset Management (Hong Kong) Limited CE APV768 - active, 18 staff Aurelius Financial Group Limited CE BRK888 - active, 3 staff RBC Investment Services (Asia) Limited CE AAG176 - active, 8 staff RBC Futures Services (Asia) Limited CE AAG294 - active Grand Fortune Allied Company Limited CE BLI355 - active Stellaris Asset Management Limited CE BLF192 - active, 5 staff Zenith Innovation Financial Group Limited CE AWI430 - active, 2 staff Tai Shing Stock Investment Co. Limited CE AEX212 - active, 8 staff Chief Commodities Limited CE AAZ607 - active Wings Securities (HK) Limited CE ABF920 - active AP Capital Limited CE BRV239 - active, 16 staff Pixiu Asset Management Limited CE BJI787 - active, 2 staff Shacom Securities Limited CE ACB075 - active, 19 staff CCB International Asset Management Limited CE AMI621 - active, 30 staff Ascendent Capital Partners (Asia) Limited CE BSC930 - active, 3 staff China Alpha Fund Management (HK) Limited CE AHA851 - active, 12 staff aacat fintech Limited CE BSH877 - active, 5 staff Finet Securities Limited CE AAH574 - active, 3 staff Cinda International Futures Limited CE ACN418 - active, 32 staff BMI Funds Management Limited CE AHX617 - active, 8 staff Chung Lee Securities Company Limited CE AGR826 - active China Qianhai Zhongjin Securities Limited CE BHD026 - active BMI Securities Limited CE AWF485 - active, 7 staff Global Ample Asset Management Company Limited CE BPE657 - active ZhongHua Finance Asset Management Co., Limited CE AWD972 - active Vision Capital International Holdings Limited CE BGH560 - active, 3 staff Zhongtai International Futures Limited CE BAI291 - active, 31 staff Centaline Securities Limited CE AXO047 - active, 59 staff Rich Bay Securities Limited CE ALT947 - active Allspring Global Investments (Hong Kong) Limited CE BSW181 - active, 8 staff Wells Fargo Securities Asia Limited CE AQP592 - active, 33 staff Cohen & Steers Asia Limited CE ALZ367 - active, 14 staff Premia Partners Company Limited CE BIN676 - active, 9 staff Louis Capital Markets (Hong Kong) Limited CE AOE100 - active AMINA (Hong Kong) Limited CE BTE883 - active, 5 staff Quintar Capital Limited CE BFY844 - active, 4 staff China-Hong Kong Connect International Securities Limited CE BJD407 - active, 2 staff Kaisa Financial Group Company Limited CE AQD216 - active, 7 staff Hang Tai Asset Management Limited CE BJD406 - active, 4 staff Morris Zender Fund Management Limited CE AKY187 - active, 2 staff Fintech Investment Group Limited CE BRG113 - active, 4 staff Keptain Securities and Asset Management Limited CE AZK479 - active Money Concepts (Asia) Holdings Limited CE AVX020 - active, 3 staff Towering Securities Limited CE BIN085 - active CITIC Securities (Hong Kong) Limited CE AAK249 - active, 980 staff Animoca Capital HK Advisor Limited CE BTM458 - active Atlascap Invest Limited CE BTT175 - active, 2 staff Airstar Bank Limited CE BTU023 - active Amazon Securities Limited CE BTU957 - active, 2 staff Gong Ping Securities Limited CE AVW221 - active, 2 staff Gong Ping Futures Limited CE AXK956 - active, 2 staff Amazon Asset Management Limited CE BVQ797 - active, 2 staff Nomura Asset Management Hong Kong Limited CE AAF351 - active, 15 staff Chimaera Financial Group Limited CE ABV029 - active Victoria Harbour Securities International Limited CE BND656 - active, 7 staff ZMF Asset Management Limited CE AWF641 - active, 2 staff CMBC International Securities Limited CE BIH516 - active Chi Capital Securities Limited CE AKP085 - active SGI Capital Asset Management Limited CE BHG136 - active, 2 staff Yue Xiu Asset Management Limited CE AWB690 - active, 4 staff Fu Heng Investment Management Limited CE AIE116 - active Arcadia Fund Management Group Asia Limited CE BTX937 - active, 2 staff Auspicious Capital Management Limited CE BBS884 - active, 4 staff Sparc Capital Management Limited CE BPB919 - active, 3 staff PFC International Company Limited CE AMS211 - active Hong Kong International Capital Management Limited CE ABT748 - active, 5 staff Greenwoods Asset Management Hong Kong Limited CE AMB046 - active, 14 staff Accumulus GBA Technology (Hongkong) Co., Limited CE BUA970 - active, 3 staff Ant Bank (Hong Kong) Limited CE BUE425 - active AL Capital Asset Management Limited CE BUU725 - active, 3 staff Masan Capital Limited CE BOL530 - active, 4 staff BNP Paribas Capital (Asia Pacific) Limited CE AEO798 - active Aeterna Asset Management Limited CE BJP052 - active, 3 staff Silverstone Investments Limited CE AFU657 - active, 3 staff Alliance Partners Capital Limited CE BVD301 - active, 7 staff Phillip Capital Management (HK) Limited CE AEP527 - active, 15 staff Marlin Capital Limited CE BTA069 - active, 4 staff SunRiver International Securities Group Limited CE BPT753 - active, 15 staff Sinocon Securities International Limited CE BIV274 - active, 2 staff Sinocon Capital International Limited CE BIV273 - active, 4 staff Sino Partner International Securities Limited CE BUH660 - active, 4 staff I-Access Investors Limited CE ALV032 - active iBest Securities Company Limited CE AEB314 - active Audax Management Company (HK) Limited CE BVN338 - active, 3 staff Quam Asset Management Limited CE AAC662 - active, 20 staff China Enterprise Securities Company Limited CE ADJ832 - active, 5 staff Grace Financial Limited CE AQG945 - active East Capital Asia Limited CE AOG915 - active Hodes Weill Asia Limited CE AZP104 - active, 2 staff Boswell Capital Management Limited CE BCL633 - active, 2 staff Azure Tide Capital Limited CE BVZ283 - active, 3 staff CITIC Securities Corporate Finance (HK) Limited CE ABF671 - active