CIS Securities Asset Management Limited
順安證券資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CIS Securities Asset Management Limited (順安證券資產管理有限公司), CE reference API164. Currently licensed for regulated activity type(s) 1, 2, 4, 9. Current licensed staff on file: 17.
Registered address
21/F, Centre Point, 181-185 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-12-07 | present |
| Type 2 — Dealing in futures contracts | 2008-12-24 | present |
| Type 4 — Advising on securities | 2008-12-24 | present |
| Type 9 — Asset management | 2013-01-11 | present |
Licensed staff (17)
As of
| Name | Activities | Since |
|---|---|---|
| Ernest Tsz Kin Chan 陳子建 | RO 1, 4, 9 | 2023-07 |
| Alan Ho Wai Chung 鍾浩為 | RO 1, 2, 4, 9 | 2018-12 |
| Cheuk Ming Ho 何卓鳴 | RO 1, 2 Rep 4, 9 | 2025-07 |
| May Ling Law 羅美玲 | Rep 1, 2, 4, 9 | 2025-05 |
| Tak Wing Leung 梁德榮 | Rep 1 | 2024-04 |
| Ru Li 李儒 | Rep 1 | 2022-07 |
| Tsan Kwai Mak 麥棧貴 | Rep 1, 2, 4, 9 | 2024-08 |
| Siu Choy Ng 吳少才 | Rep 1 | 2019-02 |
| Sunxu Ni 倪孫緒 | Rep 1, 2, 4, 9 | 2025-05 |
| Zixuan Ou 區梓軒 | Rep 1 | 2025-08 |
| Feng Qiang 羌峰 | Rep 1 | 2025-12 |
| Ce Shang 尚策 | Rep 1 | 2026-01 |
| Wendi Xie 謝雯荻 | Rep 1 | 2026-01 |
| Yiu Kuk Yu 余曜谷 | Rep 1 | 2018-08 |
| Weiwei Zeng 曾維唯 | Rep 1, 2 | 2024-11 |
| Li (SFC:BTN352) Zhang 張利 | Rep 1 | 2023-03 |
| Ziye Zhuang 莊子燁 | Rep 1, 2, 4, 9 | 2023-03 |
Showing 1–17 of 17