Lion Global Financial Limited
獅瀚環球金融有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lion Global Financial Limited (獅瀚環球金融有限公司), a Hong Kong-based licensed corporation with CE reference AEO169. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 350). Earliest licence on file: 2008-10-10.
- Category:
-
Buyside · Wealth management
- Registered address:
- Flat 3505 & 3506, 35/F, Tower 2 Lippo Centre, 88 Queensway, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-10-10 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (350)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kit Tak Chan 陳傑德 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-08 | Present |
| Haigen Zhou 周海根 | RO 1, 4, 9 | 2024-06 | Present |
| Ming Chin Lo 盧洺芊 | Rep 1, 4 | 2019-04 | Present |
| Xinyi Xiang 項昕儀 | Rep 1, 4, 9 | 2024-07 | Present |
| Ying Zheng 鄭穎 | Rep 1, 4, 9 | 2024-09 | Present |
| Fai Ying Pang 彭輝英 | Rep 1, 4 | 2025-08 | 2026-01 |
| Hutao Sun 孫岵桃 | Rep 1, 4, 9 | 2025-04 | 2025-08 |
| Jinlin Yu 余錦霖 | Rep 1, 4 | 2024-08 | 2025-06 |
| Ruiting Chai 柴蕊婷 | Rep 1, 4, 9 | 2024-07 | 2025-06 |
| Tsz Kin Cheung 張子健 | Rep 1, 4 | 2024-10 | 2025-06 |
| Chengzhi Du 杜成志 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-11 | 2025-06 |
| Chung Ching Cheng 鄭松清 | Rep 1, 4, 9 | 2024-07 | 2025-05 |
| Pinshu Wen 文品書 | Rep 1, 4 | 2025-02 | 2025-03 |
| Wing Ho Leung 梁穎豪 | Rep 1, 4, 9 | 2024-08 | 2025-03 |
| Enhui Li 李恩慧 | Rep 1, 4, 9 | 2024-07 | 2025-02 |
| Jing Zhang 張靖 | Rep 1, 4, 9 | 2024-11 | 2025-02 |
| Ming Fai Lau 劉明輝 | Rep 1, 4 | 2024-09 | 2025-01 |
| Chi Hei Andrew Chan 陳志熹 | Rep 1, 4, 9 | 2024-10 | 2024-12 |
| Yuexuan Li 李月軒 | Rep 1, 4 | 2024-07 | 2024-11 |
| Hong Chen 陳宏 | Rep 1, 4, 9 | 2024-05 | 2024-11 |
| Elvis Or 柯日彤 | Rep 1, 4 | 2024-10 | 2024-10 |
| Jiejin Zhou 周洁瑾 | Rep 1, 4 | 2024-07 | 2024-10 |
| Ziyu Wu 吴子昱 | Rep 1, 4, 9 | 2024-07 | 2024-09 |
| Wai Ki Chan 陳偉基 | Rep 1, 4 | 2024-06 | 2024-07 |
| Wing Fung Raymond Savio Chan 陳頴峯 | RO 1, 4, 9 | 2022-07 | 2024-06 |
| Cho Che Cupid Chan | Rep 1, 4, 9 | 2023-06 | 2024-01 |
| Wing Kin Leung 梁永堅 | Rep 1, 4, 9 | 2018-07 | 2023-05 |
| Frederick Chee Hung Ng 吳棋鴻 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-11 | 2022-06 |
| Wenchu Xu 許文楚 | Rep 1 | 2021-08 | 2022-01 |
| Jingying Yin 尹靖莹 | Rep 1 | 2020-11 | 2021-11 |
| Kin Fai Andrew To 屠健輝 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | 2021-10 |
| Dan Liu 劉丹 | Rep 1 | 2018-11 | 2021-05 |
| Wing Hong Vivian Tse 謝穎康 | Rep 1, 4, 9 | 2019-05 | 2020-07 |
| Hoi Cheung Chan 陳愷章 | Rep 1, 4, 9 | 2019-03 | 2020-06 |
| Yingjun Yuan 袁穎君 | Rep 1, 4 | 2019-06 | 2020-03 |
| Kam Wai Cheung 張鑑煒 | Rep 1, 4 | 2019-04 | 2020-02 |
| Yanping Wang 王燕萍 | Rep 1 | 2018-10 | 2020-01 |
| Hoi Ka Wong 黃凱嘉 | Rep 1, 4 | 2018-10 | 2020-01 |
| Ngar Man Ho 何雅雯 | Rep 1, 4 | 2019-05 | 2019-12 |
| Mou Fung Chan 陳茂峰 | RO 1, 4, 9 | Pre-2003 | 2019-12 |
| Koon Shing Lee 李觀勝 | RO 1, 4, 9 | Pre-2003 | 2019-12 |
| Chi Fan Sze 施梓繁 | Rep 1, 4, 9 | 2018-03 | 2019-11 |
| Yujun Lin 林昱鈞 | Rep 1, 4, 9 | 2014-06 | 2019-10 |
| Vanessa Tien Fong Mok 莫婷芳 | Rep 1 | 2019-06 | 2019-10 |
| Siu Ching Kwok 郭筱晴 | Rep 1, 4, 9 | 2018-11 | 2019-10 |
| Ho Pan Lee 李浩斌 | Rep 1, 4 | 2019-07 | 2019-09 |
| Shirley Wai Ching Siu 蕭慧晶 | Rep 1, 4, 9 | 2019-03 | 2019-08 |
| Ling Yun Wang 王靈芸 | Rep 1, 4 | 2019-04 | 2019-07 |
| Yong Wang 王勇 | Rep 1, 4 | 2019-04 | 2019-06 |
| Yan Ki Leung 梁欣琪 | Rep 1 | 2019-04 | 2019-05 |
| Xiaomin Mai 麥曉敏 | Rep 1, 4 | 2019-04 | 2019-05 |
| Sau Man Kong 江秀雯 | Rep 1, 4 | 2018-07 | 2019-04 |
| Zichao Wang 王子超 | Rep 1, 4 | 2018-11 | 2019-04 |
| Chan Wing Wong 黃燦榮 | Rep 1, 4, 9 | Pre-2003 | 2019-03 |
| Pui Man Yeung 楊佩雯 | Rep 1 | 2010-09 | 2019-03 |
| Chun Tung Lau 劉進彤 | Rep 1, 4 | 2018-11 | 2019-01 |
| Shuk Kwan Au Yeung 歐陽淑君 | Rep 1, 4 | 2018-08 | 2019-01 |
| Vera Wing Yee Ho 何穎兒 | Rep 1, 4, 9 | 2004-01 | 2019-01 |
| Kin On Lam 林建安 | Rep 1, 4, 9 | Pre-2003 | 2018-12 |
| Sze Wai Choy 蔡思慧 | Rep 1 | 2018-07 | 2018-11 |
| Skylar Sze Ying Cheung 張詩瑩 | Rep 1, 9 | 2018-08 | 2018-10 |
| Kennis Wing Kan Kung 龔詠瑾 | Rep 1 | 2018-10 | 2018-10 |
| Chun Kit Huen 俊傑 | Rep 1 | 2018-10 | 2018-10 |
| Carmen Kar Man Luk 陸嘉敏 | Rep 1, 4 | 2018-09 | 2018-10 |
| Ivan Man Hung Chan 陳文洪 | Rep 1, 4, 9 | 2018-08 | 2018-09 |
| Man Wa Heung 香敏華 | Rep 1, 4, 9 | 2008-09 | 2018-07 |
| Wai Hang Tam 譚瑋桁 | Rep 1, 4, 9 | 2011-05 | 2018-07 |
| Chat Hing Fong 方扎慶 | Rep 1, 4 | 2018-06 | 2018-06 |
| Ka Lai Lai 黎嘉麗 | Rep 9 | 2017-07 | 2018-06 |
| Jia Kung Liu 劉家鋼 | Rep 4 | 2018-04 | 2018-05 |
| James Jung-Beck Kim | RO 9 Rep 1, 4, 9 | 2013-08 | 2018-04 |
| King Yip Yeung 楊敬業 | Rep 9 | 2015-03 | 2018-01 |
| Jasper Chung Wong Liem 林宗煌 | Rep 1, 4, 9 | 2011-07 | 2017-09 |
| Ho Wai Chow 周可維 | Rep 1, 9 | 2012-05 | 2017-06 |
| Pak Kwan Ip 葉柏坤 | RO 1 Rep 1, 9 | 2013-10 | 2017-06 |
| Peter Kam Shing Pang 彭鑫城 | Rep 1, 9 | 2013-08 | 2017-06 |
| Chi Sing Yu 余志成 | Rep 1, 4, 9 | 2005-12 | 2017-06 |
| Sheung Hang Pau 包尚行 | Rep 1, 9 | 2014-08 | 2017-03 |
| Isaac Long Ching Sui 蕭朗情 | Rep 9 | 2013-06 | 2016-09 |
| Wing Man Lau 劉穎文 | Rep 1, 9 | 2014-06 | 2016-08 |
| Wai Sze Shum 沈慧施 | Rep 1, 4, 9 | 2005-07 | 2016-08 |
| Connie Hong Yee Sin 冼康怡 | RO 9 Rep 1, 4, 9 | 2010-08 | 2016-02 |
| Chuen Wai Cheng 鄭傳煒 | Rep 1, 9 | 2014-08 | 2016-01 |
| Kin Mui Ng 吳堅梅 | Rep 1, 4, 9 | 2008-10 | 2016-01 |
| Daphne Ka Yee Tam 譚家怡 | Rep 1, 4, 9 | 2003-07 | 2016-01 |
| Kit Pan Mo 毛傑斌 | Rep 1, 4, 9 | 2005-07 | 2016-01 |
| Katherine Ka Yee Cheung 張嘉儀 | RO 1, 4 Rep 1, 4, 9 | 2011-03 | 2016-01 |
| Anders Tobias Henriksson | RO 1, 9 Rep 1, 4, 9 | 2007-05 | 2015-11 |
| Kisson Tak Fu Lau 劉德富 | RO 1, 4, 9 | Pre-2003 | 2015-05 |
| Siu Fai Kan 簡紹輝 | RO 9 Rep 1, 4, 9 | Pre-2003 | 2015-04 |
| Vivian Lui Chan 陳蕾 | Rep 1 | 2013-11 | 2015-03 |
| Pok Ho Tso 曹博皓 | Rep 1 | 2013-08 | 2015-03 |
| Chung Hang Lau 劉仲恆 | Rep 1 | 2015-01 | 2015-03 |
| Yim Mui Poon 潘艷梅 | Rep 1 | 2015-01 | 2015-03 |
| Kok Chi Ho 何覺智 | RO 1 | 2014-04 | 2015-03 |
| Zhaoyang Zhu 朱兆阳 | Rep 9 | 2015-02 | 2015-03 |
| Aitken Yu Ting Law 羅宇廷 | Rep 1 | 2014-06 | 2015-03 |
| Mandy Chi Man Wong 黃智敏 | Rep 1 | 2014-11 | 2015-03 |
| Jiao Yang 楊嬌 | Rep 9 | 2015-03 | 2015-03 |
| Wai Yuen Yeung 楊偉炫 | RO 1 Rep 1, 9 | 2013-08 | 2015-03 |
Showing 1–100 of 350
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司