LGT Investment Management (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LGT Investment Management (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AAC801. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 161 (total recorded over time: 411).
Registered address
Suite 4203 Two Exchange Square, 8 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 4 - Advising on securities | present | present |
| Type 9 - Asset management | present | present |
| Type 6 - Advising on corporate finance | present | 2004-10-14 |
Licensed staff (all-time) (411)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sabrina Mo Fai Chan Or 陳柯慕暉 | RO 4, 6, 9 Rep 1, 4 | Pre-2003 | 2022-12 |
| Wei Lun Chuang 莊瑋倫 | RO 9 Rep 1, 4, 9 | 2024-08 | Present |
| Silvan Colani | RO 1, 4, 9 | Pre-2003 | Present |
| Andrew Sir Hua 花時 | RO 1, 4, 9 Rep 1, 4, 9 | 2010-11 | 2025-10 |
| Thomas Eugen Hugger | RO 1, 4, 9 Rep 1, 4, 9 | 2005-01 | 2011-09 |
| Mika Arnold Kastenholz | RO 1, 4, 9 Rep 1, 4, 9 | 2023-07 | Present |
| Jacqueline Tze Ling Koo 顧志翎 | RO 1, 4, 9 Rep 1, 4, 9 | 2005-11 | 2010-06 |
| Chi Kin (SFC:AFJ877) Lau 劉智健 | RO 1 Rep 1, 4 | 2004-12 | 2014-05 |
| Henri Wilhelm Leimer | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Beat Markus Ulrich Muller | RO 4, 6, 9 Rep 1, 4 | Pre-2003 | 2024-07 |
| Walter Xavier Stanton III | RO 1, 4, 9 Rep 1, 4 | 2010-01 | 2023-04 |
| Rolf Widmer 溫偉明 | RO 1, 4, 9 | Pre-2003 | Present |
| Christoph Anliker | Rep 1 | 2018-10 | 2020-02 |
| Chiu Fai Au 區朝暉 | Rep 1 | 2019-08 | 2025-09 |
| Wai Yin Au 歐瑋彥 | Rep 1, 4, 9 | 2024-04 | Present |
| Christoph Michael Augsburger | Rep 1 | 2021-08 | Present |
| Ercan Ayaz | Rep 1 | 2016-10 | 2017-08 |
| Alexander Wolfgang Beck | Rep 1, 4, 9 | 2006-02 | 2014-05 |
| Sergio Belza Gonzalez 貝賽峰 | Rep 1 | 2014-08 | 2018-03 |
| Pakorn Boonyakurkul | Rep 1 | 2014-02 | 2016-11 |
| Michael Manuel Brandenberger | Rep 1 | 2024-09 | Present |
| Norman Buerzle | Rep 1 | 2016-02 | 2019-12 |
| Chen Cao 曹辰 | Rep 1, 4, 9 | 2023-10 | Present |
| Victoria Jeanne Marthe Ceyrac | Rep 1 | 2015-10 | 2018-06 |
| Allen Zoong Yee Chan 陳仲兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-07 |
| Connie Stella Chan | Rep 1 | 2008-01 | 2010-09 |
| Dany Sum Fat Chan 陳仁輝 | Rep 1 | 2015-01 | 2017-07 |
| Eileena Shuk Shan Chan 陳淑珊 | Rep 1 | 2005-09 | 2011-12 |
| Ka Ki Chan 陳家祺 | Rep 1 | 2017-08 | 2018-08 |
| Ka Wai (SFC:AGF175) Chan 陳嘉慧 | Rep 1 | 2019-09 | 2022-01 |
| Kai Yiu Chan 陳繼耀 | Rep 1, 4 | 2008-08 | 2010-11 |
| Kin Chong Rita Chan | Rep 1 | 2025-07 | 2025-10 |
| Kin Ping (SFC:BDX227) Chan 陳建平 | Rep 1 | 2014-08 | Present |
| Kwai Ping Chan 陳桂萍 | Rep 1 | 2017-06 | Present |
| Man Chung (SFC:BUV989) Chan | Rep 1 | 2024-04 | 2025-09 |
| Margaret Chan 陳之萍 | Rep 1 | 2025-06 | 2025-10 |
| Monica Wai Shan Chan 陳慧珊 | Rep 1 | 2006-08 | 2007-11 |
| Nam Kwong Sidney Chan 陳南光 | Rep 1 | 2021-03 | Present |
| Nathaniel Clifton Chan 陳官華 | Rep 1 | 2024-04 | Present |
| Phonda Yuk Ming Chan 陳玉明 | Rep 1 | 2017-08 | 2018-07 |
| Rita Wing-Yee Chan 陳穎儀 | Rep 1, 9 | 2012-08 | Present |
| Ronald Yu Him Chan 陳汝謙 | Rep 1, 4, 9 | 2014-08 | Present |
| Siu Yuen (SFC:BSW716) Chan 陳小圓 | Rep 1 | 2022-08 | Present |
| Suet Ying Prudence Chan 陳雪瑩 | Rep 1 | 2017-06 | 2019-10 |
| Wai Kuen (SFC:BUL502) Chan 陳慧娟 | Rep 1 | 2024-01 | 2025-09 |
| Wai Lin Chan 陳惠蓮 | Rep 1 | 2019-10 | 2025-09 |
| Wing Tai (SFC:AAH244) Chan 陳榮泰 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-03 |
| Wing Yiu Winnie Chan 陳詠瑤 | Rep 1 | 2021-09 | Present |
| Winnie Yuen Ki Chan 陳婉琪 | Rep 1 | 2011-04 | 2021-10 |
| Yuen Ting (SFC:APV572) Chan 陳婉婷 | Rep 1, 4 | 2010-01 | Present |
| Amy On Ming Chang 張安明 | Rep 1 | 2008-07 | 2011-12 |
| Cheng Hao Chang 張正豪 | Rep 1 | 2017-09 | 2019-03 |
| Jason Chang | Rep 1, 4 | 2017-05 | Present |
| Mei Ling Chang 張美玲 | Rep 1 | 2017-08 | 2020-11 |
| Yeng-Yu Chang 張燕宇 | Rep 1 | 2014-10 | 2015-08 |
| Yun-Fen Chang 張允芬 | Rep 1 | 2023-07 | Present |
| Yin-Ping Chang Chien 張簡吟萍 | Rep 1 | 2009-03 | Present |
| Gar Lee Chau 周嘉莉 | Rep 1, 4 | 2017-06 | 2018-04 |
| Lok Wing Chau | Rep 1, 4, 9 | 2025-02 | 2025-03 |
| Sau Ping Polly Chau 周秀萍 | Rep 1 | 2017-07 | 2017-12 |
| Chi-Min Chen 陳季敏 | Rep 1 | 2006-07 | Present |
| Ko Yuan Chen 陳科源 | Rep 1 | 2013-09 | 2017-10 |
| Mei Ju Chen 陳美如 | Rep 1 | 2018-02 | 2022-05 |
| Mei-Ling Chen 陳梅玲 | Rep 1 | 2015-01 | Present |
| Stephanie Hsiaomei Chen 陳孝玫 | Rep 1 | 2008-08 | 2008-12 |
| Wei Ming Chen 陳威銘 | Rep 1 | 2016-04 | Present |
| Christina Wing Sum Cheng 鄭詠琛 | Rep 1, 4, 9 | 2008-02 | 2008-08 |
| Ivan Cheng 鄭嘉明 | Rep 1, 4 | 2008-12 | Present |
| John Chee-Wai Cheng | Rep 1, 4 | 2017-10 | Present |
| Ka Yan Cathy Cheng 鄭嘉茵 | Rep 1 | 2017-06 | Present |
| Peter Dien Leung Cheng 鄭典良 | Rep 1, 4 | 2021-03 | Present |
| Tak Cheung Cheng 鄭德彰 | Rep 1, 4 | 2009-12 | 2024-06 |
| Wai Han Cecilia Cheng 鄭惠嫻 | Rep 1 | 2007-12 | Present |
| Ah Lai Peggy Cheung 張雅麗 | Rep 1 | 2024-05 | 2025-09 |
| Chi Wah Cheung 張志華 | Rep 1 | 2023-12 | Present |
| Ching Ho Wilson Cheung 張正浩 | Rep 1, 4 | 2016-08 | 2022-07 |
| Hoi Kit (SFC:BIZ340) Cheung 張凱傑 | Rep 1 | 2024-04 | 2025-07 |
| Ka Yan (SFC:BJR211) Cheung 張嘉欣 | Rep 1, 4 | 2017-06 | 2017-10 |
| Lap Ki David Cheung 張立棋 | Rep 1 | 2017-12 | Present |
| Patsy Yikfan Cheung 張亦芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-05 |
| Preston Lap Kuen Cheung 張立權 | Rep 1, 4 | 2022-08 | Present |
| Sammy Ka Po Cheung 張家寶 | Rep 1, 4 | 2007-07 | 2008-05 |
| Sau Wan Cheung 張秀雲 | Rep 1 | 2017-06 | 2019-10 |
| Yuen Pik Cheung 張婉碧 | Rep 1 | 2020-05 | 2021-09 |
| Tsan-Shan Chiang 江璨珊 | Rep 1 | 2009-03 | Present |
| Tsz Shan Chiang 蔣子山 | Rep 1 | 2023-08 | 2024-04 |
| Ching Yap Chin 陳振業 | Rep 1 | 2017-06 | Present |
| Sahnfun Chittmittrapap | Rep 1 | 2019-09 | 2019-12 |
| Sung Woo Choe | Rep 1 | 2019-02 | Present |
| Peggy Sau Fong Choi 蔡秀芳 | Rep 1 | 2005-01 | Present |
| Donny Hon Sang Chong 莊漢生 | Rep 1 | 2017-08 | Present |
| Amy Ching-Fen Chou 周旻萱 | Rep 1 | 2013-09 | Present |
| Chak Shing Chow 周澤成 | Rep 1, 4 | 2018-08 | 2019-11 |
| Cheuk Wah Albert Chow 鄒卓華 | Rep 1, 4 | 2021-07 | Present |
| May Siu Ling Chow 周小玲 | Rep 1 | 2005-02 | 2007-10 |
| Pattie Wai Man Chow 周惠文 | Rep 1 | 2014-09 | Present |
| Steven Chow 周志文 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-12 |
| Wai Ling Chow 鄒惠玲 | Rep 1 | 2017-07 | 2017-07 |
| Mei Ngan Choy 蔡妙顏 | Rep 1, 4 | 2017-06 | 2018-04 |
| Han Yee Chu 朱杏怡 | Rep 1 | 2022-11 | Present |
Showing 1–100 of 411
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