LGT Investment Management (Asia) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LGT Investment Management (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AAC801. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 161 (total recorded over time: 413).
- Category:
-
Buyside · Wealth management ?
- Registered address:
- Suite 4203 Two Exchange Square, 8 Connaught Place, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (413)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wei Lun Chuang 莊瑋倫 | RO 9 Rep 1, 4, 9 | 2024-08 | Present |
| Silvan Colani | RO 1, 4, 9 | Pre-2003 | Present |
| Mika Arnold Kastenholz | RO 1, 4, 9 Rep 1, 4, 9 | 2023-07 | Present |
| Henri Wilhelm Leimer | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Rolf Widmer 溫偉明 | RO 1, 4, 9 | Pre-2003 | Present |
| Wai Yin Au 歐瑋彥 | Rep 1, 4, 9 | 2024-04 | Present |
| Christoph Michael Augsburger | Rep 1 | 2021-08 | Present |
| Michael Manuel Brandenberger | Rep 1 | 2024-09 | Present |
| Chen Cao 曹辰 | Rep 1, 4, 9 | 2023-10 | Present |
| Kin Ping Chan 陳建平 | Rep 1 | 2014-08 | Present |
| Kwai Ping Chan 陳桂萍 | Rep 1 | 2017-06 | Present |
| Nam Kwong Sidney Chan 陳南光 | Rep 1 | 2021-03 | Present |
| Nathaniel Clifton Chan 陳官華 | Rep 1 | 2024-04 | Present |
| Rita Wing-Yee Chan 陳穎儀 | Rep 1, 9 | 2012-08 | Present |
| Ronald Yu Him Chan 陳汝謙 | Rep 1, 4, 9 | 2014-08 | Present |
| Siu Yuen Chan 陳小圓 | Rep 1 | 2022-08 | Present |
| Wing Yiu Winnie Chan 陳詠瑤 | Rep 1 | 2021-09 | Present |
| Yuen Ting Chan 陳婉婷 | Rep 1, 4 | 2010-01 | Present |
| Jason Chang | Rep 1, 4 | 2017-05 | Present |
| Yun-Fen Chang 張允芬 | Rep 1 | 2023-07 | Present |
| Yin-Ping Chang Chien 張簡吟萍 | Rep 1 | 2009-03 | Present |
| Chi-Min Chen 陳季敏 | Rep 1 | 2006-07 | Present |
| Hsing-Yu Chen | Rep 1, 4, 9 | 2026-06 | Present |
| Mei-Ling Chen 陳梅玲 | Rep 1 | 2015-01 | Present |
| Wei Ming Chen 陳威銘 | Rep 1 | 2016-04 | Present |
| Ivan Cheng 鄭嘉明 | Rep 1, 4 | 2008-12 | Present |
| John Chee-Wai Cheng | Rep 1, 4 | 2017-10 | Present |
| Ka Yan Cathy Cheng 鄭嘉茵 | Rep 1 | 2017-06 | Present |
| Peter Dien Leung Cheng 鄭典良 | Rep 1, 4 | 2021-03 | Present |
| Wai Han Cecilia Cheng 鄭惠嫻 | Rep 1 | 2007-12 | Present |
| Chi Wah Cheung 張志華 | Rep 1 | 2023-12 | Present |
| Lap Ki David Cheung 張立棋 | Rep 1 | 2017-12 | Present |
| Preston Lap Kuen Cheung 張立權 | Rep 1, 4 | 2022-08 | Present |
| Tsan-Shan Chiang 江璨珊 | Rep 1 | 2009-03 | Present |
| Ching Yap Chin 陳振業 | Rep 1 | 2017-06 | Present |
| Sung Woo Choe | Rep 1 | 2019-02 | Present |
| Peggy Sau Fong Choi 蔡秀芳 | Rep 1 | 2005-01 | Present |
| Donny Hon Sang Chong 莊漢生 | Rep 1 | 2017-08 | Present |
| Amy Ching-Fen Chou 周旻萱 | Rep 1 | 2013-09 | Present |
| Cheuk Wah Albert Chow 鄒卓華 | Rep 1, 4 | 2021-07 | Present |
| Pattie Wai Man Chow 周惠文 | Rep 1 | 2014-09 | Present |
| Han Yee Chu 朱杏怡 | Rep 1 | 2022-11 | Present |
| Chien-I Chuang 莊健一 | Rep 1 | 2019-02 | Present |
| Yi-Chun Chung 鍾宜君 | Rep 1, 4 | 2017-07 | Present |
| Nicolas Paul Cohen-Addad | Rep 1, 4, 9 | 2025-11 | Present |
| Ting Dong 董婷 | Rep 1 | 2026-05 | Present |
| Stefan Tobias Enzler | Rep 1 | 2013-09 | Present |
| Chun Hei Fong 方駿熙 | Rep 1 | 2026-03 | Present |
| Kang Kei Fong 方耿基 | Rep 1, 4, 9 | 2022-04 | Present |
| Hsueh Min Foong | Rep 1, 4 | 2016-04 | Present |
| Shirley Tak Lam Fu 傅德琳 | Rep 1 | 2022-05 | Present |
| Ziqian Gan 甘子茜 | Rep 1 | 2023-08 | Present |
| Sandro Gianella | Rep 1 | 2019-11 | Present |
| Kirin Goeldi | Rep 1 | 2024-04 | Present |
| Reto Graf | Rep 1, 4 | 2004-08 | Present |
| Kenneth Kin Fung Hau 侯建峰 | Rep 1, 4, 9 | 2006-11 | Present |
| Ricky Wing Ka Hau 侯榮嘉 | Rep 1, 4 | 2014-09 | Present |
| Pansy Shung Pui Ho 何崇珮 | Rep 1 | 2021-03 | Present |
| Hubert Hoang | Rep 1, 4, 9 | 2018-10 | Present |
| Stefan Paul Hofer 家帝文 | Rep 1, 4 | 2017-09 | Present |
| Hsiao-Ping Hsiao 蕭筱萍 | Rep 1 | 2015-03 | Present |
| Chia-Ling Hsu 許嘉玲 | Rep 1 | 2015-07 | Present |
| Pei-Ju Hsu 許珮茹 | Rep 1 | 2017-09 | Present |
| Shu Hsu 許戍 | Rep 1 | 2017-08 | Present |
| Shu Chuan Hsu 許淑涓 | Rep 1 | 2017-08 | Present |
| Ching-Feng Huang 黄慶豐 | Rep 1, 4, 9 | 2025-04 | Present |
| Lih-Yueh Huang 黃皪月 | Rep 1 | 2021-11 | Present |
| Jensen Chiu Shing Hui 許釗誠 | Rep 1 | 2025-11 | Present |
| Tsai Ling Hung 洪彩齡 | Rep 1 | 2016-10 | Present |
| Khushboo Sushil Jain | Rep 1 | 2023-04 | Present |
| Jaya Sanjay Jayaram | Rep 1 | 2015-09 | Present |
| Chun Ji 季春 | Rep 1 | 2024-08 | Present |
| Jin Jiang 江錦 | Rep 1, 4 | 2025-02 | Present |
| Renata Frances Yue Shun Ka 賈雨巽 | Rep 1 | 2020-06 | Present |
| Eric Jan Kampman | Rep 1 | 2008-02 | Present |
| Karn Karuhadej | Rep 1 | 2018-09 | Present |
| Naoto Kawahara | Rep 1 | 2006-02 | Present |
| Karl-Heinz Klaus | Rep 1, 4 | 2007-02 | Present |
| Shih Tsung Ko 柯世聰 | Rep 1 | 2010-10 | Present |
| Yat Him Ko 高溢謙 | Rep 1 | 2021-08 | Present |
| Anita Ka Yee Kwan 關家怡 | Rep 1 | 2005-01 | Present |
| Hoi Yu Lai 黎愷茹 | Rep 1 | 2017-08 | Present |
| Tak Nga Lai 黎德雅 | Rep 1 | 2020-03 | Present |
| Thuy Trang Le | Rep 1, 4 | 2025-05 | Present |
| Chui Shan Lee 李翠珊 | Rep 1 | 2017-09 | Present |
| Emily Kin Ming Lee 李建明 | Rep 1, 4, 9 | 2014-12 | Present |
| Hou-Min Lee 李厚民 | Rep 1 | 2016-06 | Present |
| Kwan Fong Lee 李群芳 | Rep 1 | 2017-09 | Present |
| Liang-Teh Lee 李亮德 | Rep 1, 9 | 2012-01 | Present |
| Man Wai Maria Katherine Lee 李文慧 | Rep 1 | 2021-04 | Present |
| Tanya Marie Lee 李丹雅 | Rep 1, 9 | 2012-02 | Present |
| Wen Hsin Lee 李文馨 | Rep 1 | 2018-06 | Present |
| Chien Fong Lei 雷建豐 | Rep 1 | 2015-10 | Present |
| Ka Fei Catherine Leung 梁卡霏 | Rep 1 | 2019-11 | Present |
| Karen Kar Yan Leung 梁嘉茵 | Rep 1 | 2021-07 | Present |
| Lo Ming Leung 梁露明 | Rep 1, 4 | 2020-08 | Present |
| Miu Shan Michelle Leung 梁妙山 | Rep 1 | 2024-11 | Present |
| Pui Shan Leung 梁佩珊 | Rep 1, 4 | 2026-07 | Present |
| Kit Li 李潔 | Rep 1 | 2007-10 | Present |
| Mingji Li 李明姬 | Rep 1 | 2025-06 | Present |
Showing 1–100 of 413
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司