Cathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathay Securities (Hong Kong) Limited (國泰證券(香港)有限公司), CE reference APO491. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 11.
Registered address
Room 1001 10/F, China Building, 29 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-11-27 | present |
| Type 4 — Advising on securities | 2007-11-27 | present |
Licensed staff (11)
As of
| Name | Activities | Since |
|---|---|---|
| Chi-Wu Chen 陳計伍 | RO 1, 4 | 2017-10 |
| Kevin Kai Wing Lam 林繼榮 | RO 1, 4 | 2019-03 |
| Cheng Yu Chang 張承祐 | Rep 1, 4 | 2019-07 |
| Wing Hong Chong 張穎康 | Rep 1, 4 | 2025-01 |
| Man Ho (SFC:BUP013) Ho 何文浩 | Rep 1, 4 | 2024-02 |
| Hwei Kuok Kung 龔惠国 | Rep 1, 4 | 2026-01 |
| Pak Him Kwan 關柏謙 | Rep 1 | 2018-10 |
| Gengshuo Li 李耕碩 | Rep 1, 4 | 2023-03 |
| Yuan Hong Li 李沅鴻 | Rep 1, 4 | 2023-05 |
| Liangfeng Shu 舒良峰 | Rep 1, 4 | 2021-02 |
| Huai Yu Yang 楊懷昱 | Rep 1, 4 | 2024-05 |
Showing 1–11 of 11