Sarasin Rabo Investment Management Limited

瑞士嘉盛萊寶投資管理有限公司
CE No. ADV625 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarasin Rabo Investment Management Limited (瑞士嘉盛萊寶投資管理有限公司), a Hong Kong-based licensed corporation with CE reference ADV625. Current licensed staff on file: 0 (total recorded over time: 173).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2012-04-02
Type 4 - Advising on securities Pre-2003 2012-04-02
Type 6 - Advising on corporate finance Pre-2003 2004-10-12
Type 9 - Asset management Pre-2003 2004-10-12

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (173)

Active on date
Name Activities First licensed To
Enid Ying Lai Choi 蔡英麗 RO 1, 4 Rep 4 2007-06 2012-01
Wang Fung Wong 黃宏鋒 Rep 1, 4 2004-08 2011-11
Monica Tse Wai Chow 周子瑋 Rep 1, 4 2007-04 2011-10
Karen Kar Yan Leung 梁嘉茵 RO 1, 4 Rep 1, 4 2007-04 2011-10
Tsz Man Man 萬子文 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2011-10
Joseph Pathiyappallil Mathew Rep 1, 4, 6, 9 Pre-2003 2011-10
Gerard Jean Francois Bichon 畢世杰 Rep 1, 4 2008-04 2011-01
Diana Choi Ming Chan 陳彩明 Rep 1, 4 2007-04 2011-01
Kwok Chung Chan 陳國松 Rep 1, 4 2008-04 2011-01
Shirley Suk Yee Chan 陳淑儀 Rep 1, 4 2008-10 2011-01
Becky Pik Yee Cheng 鄭碧儀 Rep 1, 4 2008-11 2011-01
Pui Wai Cheung 張佩慧 Rep 1, 4 2007-01 2011-01
Yau Chi Choi 蔡友梽 Rep 1, 4 2008-01 2011-01
Irene Kam Suet Fok 霍金雪 Rep 1, 4 2006-06 2011-01
Wai Kong Fok 霍偉剛 Rep 1, 4, 6, 9 Pre-2003 2011-01
Ka Man Fong 方嘉敏 Rep 1, 4 2008-11 2011-01
Mei Lan Fung 馮美蘭 Rep 1, 4 2007-07 2011-01
Helen Sheung Han Ho 何尚嫺 Rep 1, 4 2007-04 2011-01
Pansy Shung Pui Ho 何崇珮 Rep 1, 4 2008-11 2011-01
Hiu Kit Kam 金曉潔 Rep 1, 4 2007-07 2011-01
Kevin Hin Fai King 龔衍暉 Rep 1, 4 2008-11 2011-01
Andreas Knorzer Rep 1, 4 2007-04 2011-01
Chi Yiu Ko 高志堯 Rep 1, 4 2008-10 2011-01
Sze Wan Kong 江詩韻 Rep 1, 4 2007-07 2011-01
Virginia Kin Heung Kwan Hui 關許建香 RO 1, 4, 6, 9 Rep 1, 4 Pre-2003 2011-01
Pui Man Kwok 郭佩文 Rep 1, 4 2008-10 2011-01
Kim Yue Lai 黎劍愉 Rep 1, 4 2008-11 2011-01
Candy Yuk Bo Lam 林育寶 Rep 1, 4 2008-08 2011-01
Cheuk Ying Lam 林卓瑩 Rep 1, 4 2009-05 2011-01
Dimitri Lamarlere 林萬龍 Rep 1, 4 2008-04 2011-01
Yuk Ling Law 羅玉玲 Rep 1, 4, 9 2003-05 2011-01
Ching Ying Lee 李清盈 Rep 1, 4 2009-01 2011-01
Hau Chi Lee 李孝慈 Rep 1, 4 2006-10 2011-01
Wanda Wai Hung Lee 李慧洪 Rep 1, 4 2008-04 2011-01
Eric Tsz Ho Leung 梁子浩 Rep 1, 4 2008-06 2011-01
Siu Ping Leung 梁少萍 Rep 1, 4 2009-04 2011-01
Yuen Ha Leung 梁婉霞 Rep 1, 4 2008-05 2011-01
Ke Li 李可 Rep 1, 4 2009-05 2011-01
Kam Wan Liu 廖錦雲 Rep 1, 4 2007-04 2011-01
Ronald Luk 陸自強 Rep 1, 4 2006-10 2011-01
David Bing Cheung Mak 麥秉章 Rep 1, 4, 9 2003-10 2011-01
Lung Lok Mak 麥龍樂 Rep 1, 4 2008-04 2011-01
Patrick Erich Meyer Rep 1, 4 2007-03 2011-01
Yim Fong Mok 莫艷芳 Rep 1, 4 2007-05 2011-01
Hoi Yan Ng 吳凱欣 Rep 1, 4 2007-01 2011-01
Prachi Rupesh Patade Rep 1, 4 2005-07 2011-01
Mullikkottu Veetil Ramadasan Rep 1, 4 2006-08 2011-01
Kit Wah Shau 仇潔華 Rep 1, 4 2008-11 2011-01
Judy Chi Tik Siu 邵智迪 Rep 1, 4 2008-03 2011-01
Elina Yuk Yin So Lam 蘇林育燕 Rep 1, 4 2008-08 2011-01
Lai Fong Suen 孫麗芳 Rep 1, 4 2007-05 2011-01
Annie Ka Mei Sum 岑嘉美 Rep 1, 4 2005-03 2011-01
Hiu Tung Sze 施曉冬 Rep 1, 4 2007-03 2011-01
Norman Tam 譚諾文 Rep 1, 4 2007-05 2011-01
Maria Kit Sum Tang 鄧潔心 Rep 1, 4, 6, 9 Pre-2003 2011-01
Phoebe Yeuk Sze Tang 鄧若詩 Rep 1, 4, 9 2004-02 2011-01
Chi Wai Tse 謝志偉 Rep 1, 4 2005-08 2011-01
Susie Mei Ying Tse 謝美瑩 Rep 1, 4, 6, 9 Pre-2003 2011-01
Bing Yee Wong 黃冰儀 Rep 1, 4 2008-08 2011-01
Chie King Wong 王植敬 Rep 1, 4 2007-06 2011-01
Carol Kam Sau Yau 邱錦秀 Rep 1, 4 2007-12 2011-01
Janet Po Shan Yeung 楊寶珊 Rep 1, 4 2007-08 2011-01
Wai Yie 余慧 Rep 1, 4 2007-04 2011-01
Kam Pang Yip 葉錦鵬 Rep 1, 4 2008-11 2011-01
Noel Siu Ling Wu 胡小玲 Rep 1, 4, 6, 9 Pre-2003 2010-10
Winnie Wing Shui Ying 應詠絮 Rep 1, 4 2008-01 2010-10
Shuk Yee Stephanie Chan 陳淑兒 Rep 1, 4 2008-05 2010-10
Miu Yuen Wong 黃妙婉 Rep 1, 4 2007-10 2010-09
Joana Wong 黃宇欣 Rep 1, 4 2008-05 2010-08
Pui San Ho 何珮珊 Rep 1, 4 2008-01 2010-08
Andy Chi On Yeung 楊志安 Rep 1, 4 2007-05 2010-08
Stella Bik Yu Fok 霍碧洳 Rep 1, 4, 6, 9 Pre-2003 2010-07
Bonnie Ka Yin Leung 梁嘉言 Rep 1, 4 2009-07 2010-06
Hiu Tan Ho 何曉丹 Rep 1, 4 2008-11 2010-05
Ken Chi Ping Tsui 崔治平 Rep 1, 4 2009-10 2010-03
Mary Man Yee Ng 吳敏兒 Rep 1, 4, 6, 9 Pre-2003 2010-03
Sanjeev Sharma Rep 1, 4 2006-07 2010-02
Tammy Sau Ling Chan 陳秀玲 Rep 1, 4 2008-04 2010-01
Liwen Jin 金莉文 Rep 1, 4 2008-07 2010-01
Stella Pui King Kong Ho 江何佩琼 Rep 1, 4 2008-04 2010-01
Alice Lai Ming Tsang Rep 1, 4 2007-07 2009-12
Steven Halim Rep 1, 4 2007-11 2009-08
Junbo Hu 胡俊波 Rep 1, 4 2009-05 2009-08
Bing Tu 涂冰 Rep 1, 4 2008-12 2009-08
Ka King Lee 李家擎 Rep 1, 4 2008-06 2009-07
Suk Fan Chan 陳淑芬 Rep 1, 4, 9 2003-07 2009-06
Nga Sze Hui 許雅詩 Rep 1, 4 2006-11 2009-06
Lining Gao 高立宁 Rep 1, 4 2009-05 2009-05
Wai Ling Hon 韓惠玲 Rep 1, 4 2008-04 2009-04
Lap Ki David Cheung 張立棋 Rep 1, 4 2008-09 2009-03
Jason Shu Ching So 蘇樹証 Rep 1, 4 2008-08 2009-03
Nelson Yan Lung Tsui 崔炘龍 Rep 1, 4 2008-12 2009-03
Emily Chui Yiu Hui 許翠瑤 Rep 1, 4, 6, 9 Pre-2003 2009-03
Godfrey Hin Cheuk Wong 王顯爵 Rep 1, 4, 6, 9 Pre-2003 2009-03
Larry Kwong Lau Tam 譚廣流 Rep 1, 4 2008-05 2009-02
Angela Man Sheung Fung 馮文湘 Rep 1, 4, 6, 9 Pre-2003 2009-01
Jojo Wing Sze Leung 梁詠詩 Rep 1, 4 2007-03 2009-01
Emily Shui Kei Chan 陳瑞琪 Rep 1, 4, 6, 9 Pre-2003 2009-01
Wai Chun Chung 鍾惠珍 Rep 1, 4 2007-08 2009-01
Nancy Keung 強南絲 Rep 1, 4 2005-01 2009-01
Showing 1–100 of 173

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