SDIC Securities Corporate Finance (Hong Kong) Limited
國投證券融資（香港）有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SDIC Securities Corporate Finance (Hong Kong) Limited (國投證券融資（香港）有限公司), a Hong Kong-based licensed corporation with CE reference AVL376. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 6 - Advising on corporate finance. Current licensed staff on file: 81 (total recorded over time: 148). Earliest licence on file: 2010-09-01.
- Category:
-
Sell side · Investment banking ?
- Registered address:
- 39/F, One Exchange Square, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-08-15 | present |
| Type 6 - Advising on corporate finance | 2010-09-01 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (148)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kechen Chai 柴柯辰 | RO 6 Rep 1, 6 | 2022-01 | Present |
| Mazy Man Sze Chan 陳敏思 | RO 6 Rep 1, 6 | 2014-01 | Present |
| Mei Kee Maggie Siu 蕭美琪 | RO 1, 6 | 2026-06 | Present |
| Tony Yee Hin Tse 謝宇軒 | RO 1, 6 Rep 6 | 2014-07 | Present |
| Haitao Xu 許海韜 | RO 1 Rep 6 | 2018-08 | Present |
| Haoyi Yang 楊顥軼 | RO 1, 6 Rep 1 | 2018-11 | Present |
| Yee Kan Yeung 楊爾勤 | RO 6 Rep 6 | 2026-07 | Present |
| Sujia Zhang 張蘇佳 | RO 6 Rep 1, 6 | 2022-01 | Present |
| Feng Bao 包峰 | Rep 6 | 2025-09 | Present |
| Han Bao 包含 | Rep 6 | 2025-11 | Present |
| Cheng Chen 陈澄 | Rep 6 | 2025-07 | Present |
| Feiyan Chen 陳飛燕 | Rep 6 | 2025-09 | Present |
| Shuyu Chen 陈姝羽 | Rep 6 | 2025-11 | Present |
| Xiangjun Chen 陈祥君 | Rep 1, 6 | 2022-01 | Present |
| Nga Li Cheung 張雅莉 | Rep 6 | 2018-05 | Present |
| Chung Kong Chu 朱松江 | Rep 1, 6 | 2018-06 | Present |
| Wen Ding 丁雯 | Rep 1, 6 | 2025-12 | Present |
| Jin Dong 董金 | Rep 6 | 2025-11 | Present |
| Haotian Duan 段浩天 | Rep 6 | 2026-05 | Present |
| Jing Fang 方靜 | Rep 6 | 2025-11 | Present |
| Yuanshi Fei 费原是 | Rep 6 | 2025-11 | Present |
| Hongyu Gao 高宏宇 | Rep 6 | 2025-11 | Present |
| Qianying Guan 管倩迎 | Rep 6 | 2025-10 | Present |
| Wei He 何畏 | Rep 6 | 2025-10 | Present |
| Wenxi Hou 侯文希 | Rep 6 | 2026-03 | Present |
| Jiabin Hu 胡家彬 | Rep 6 | 2025-11 | Present |
| Yuan Hu 胡园 | Rep 6 | 2025-10 | Present |
| Jun Huang 黃俊 | Rep 6 | 2025-11 | Present |
| Sihan Jiang 蒋思涵 | Rep 6 | 2025-12 | Present |
| Adam Ching Yuet Lai 勵正樾 | Rep 1, 6 | 2024-06 | Present |
| Chen Li 栗辰 | Rep 6 | 2025-10 | Present |
| Chenxi Li 李晨曦 | Rep 6 | 2025-08 | Present |
| Hongyang Li 李鸿洋 | Rep 6 | 2025-09 | Present |
| Jiexin Li 李杰欣 | Rep 6 | 2025-09 | Present |
| Lingzhi Li 栗靈芝 | Rep 6 | 2025-04 | Present |
| Qiuhan Li 李秋函 | Rep 6 | 2025-10 | Present |
| Ran Li 李冉 | Rep 6 | 2025-10 | Present |
| Xin Li 李昕 | Rep 6 | 2025-10 | Present |
| Shiqi Lin 林軾淇 | Rep 6 | 2025-07 | Present |
| Xi Liu 刘溪 | Rep 6 | 2025-12 | Present |
| Yinghua Liu 刘莹骅 | Rep 6 | 2025-09 | Present |
| Ye Lu 陸曄 | Rep 1, 6 | 2026-07 | Present |
| Chun Tak Lui 呂俊德 | Rep 1, 6 | 2026-01 | Present |
| Tian Luo 羅天 | Rep 6 | 2025-03 | Present |
| Wenliang Lyu 吕文樑 | Rep 6 | 2026-03 | Present |
| Weihong Ma 馬偉洪 | Rep 6 | 2025-11 | Present |
| Julian Kee Yang Man 文紀陽 | Rep 1, 6 | 2024-12 | Present |
| Ken Ning 宁肯 | Rep 6 | 2025-11 | Present |
| Junxing Niu 鈕俊興 | Rep 1, 6 | 2022-01 | Present |
| Zhenyang Qian 錢震揚 | Rep 6 | 2025-09 | Present |
| Yanzhao Shang 尚延钊 | Rep 6 | 2025-09 | Present |
| Shaopeng Shen 申少鹏 | Rep 6 | 2026-01 | Present |
| Hanru Sheng 盛涵茹 | Rep 6 | 2025-12 | Present |
| Liangwei Song 宋良巍 | Rep 6 | 2025-12 | Present |
| Qian Song 宋谦 | Rep 6 | 2025-09 | Present |
| Hao Wang 王昊 | Rep 6 | 2025-12 | Present |
| Jian Wang 王健 | Rep 6 | 2025-11 | Present |
| Yu Wang 王煜 | Rep 6 | 2022-12 | Present |
| Yulu Wang 王雨露 | Rep 6 | 2025-10 | Present |
| Chao Wu 吳超 | Rep 6 | 2025-10 | Present |
| Yifan Wu 吴逸凡 | Rep 6 | 2026-03 | Present |
| Minqiu Xiao 肖敏秋 | Rep 1, 6 | 2024-01 | Present |
| Peiyi Xie 谢培仪 | Rep 6 | 2025-12 | Present |
| En Xu 徐恩 | Rep 6 | 2025-09 | Present |
| Ruiting Xu 续瑞挺 | Rep 6 | 2025-10 | Present |
| Jinlong Yan 闫金龙 | Rep 6 | 2025-11 | Present |
| Yongbin Yan 颜永彬 | Rep 1, 6 | 2025-11 | Present |
| Zhengcao Yan 闫正操 | Rep 6 | 2025-10 | Present |
| Dong Yang 杨栋 | Rep 6 | 2025-12 | Present |
| Honghao Yao 姚鸿浩 | Rep 6 | 2025-09 | Present |
| Junhua Ying 应俊华 | Rep 6 | 2025-10 | Present |
| Zirong Yu 俞资融 | Rep 6 | 2026-01 | Present |
| Mingxu Yuan 袁明旭 | Rep 6 | 2026-01 | Present |
| Bensheng Zhang 张本升 | Rep 6 | 2026-03 | Present |
| Nan Zhang 張楠 | Rep 1, 6 | 2017-09 | Present |
| Peng Zhang 張鵬 | Rep 6 | 2022-09 | Present |
| Ziyu Zhang 张梓煜 | Rep 6 | 2025-12 | Present |
| Gen Zhao 赵根 | Rep 6 | 2026-03 | Present |
| Jingqian Zhao 赵静潜 | Rep 6 | 2025-12 | Present |
| Zhirui Zheng 郑智睿 | Rep 6 | 2026-06 | Present |
| Chang Zhou 周昶 | Rep 6 | 2025-08 | Present |
| Chi Man Lui 雷志敏 | RO 1, 6 Rep 6 | 2016-09 | 2026-06 |
| Haibo Wu 邬海波 | Rep 6 | 2025-10 | 2026-06 |
| Wang Dai 戴望 | Rep 6 | 2025-12 | 2026-06 |
| Yahan Meng 孟雅涵 | Rep 6 | 2025-11 | 2026-05 |
| Fu Yang 杨付 | Rep 6 | 2025-10 | 2026-04 |
| Xinhui Fu 傅心惠 | Rep 6 | 2025-09 | 2026-04 |
| Yuqing Xu 徐玉青 | Rep 6 | 2025-09 | 2026-03 |
| Chao Li 李超 | Rep 6 | 2025-10 | 2026-03 |
| Hanyu Liu 刘瀚宇 | Rep 6 | 2025-09 | 2026-03 |
| Lan Wei 魏嵐 | Rep 1, 6 | 2023-04 | 2026-03 |
| Ping Yang 杨平 | Rep 6 | 2025-12 | 2026-02 |
| Jie Huang 黄洁 | Rep 6 | 2025-10 | 2026-01 |
| Chun Tat Wong 王俊達 | Rep 1, 6 | 2019-06 | 2025-09 |
| Hongyi Ouyang 歐陽宏釔 | Rep 1, 6 | 2020-10 | 2025-05 |
| Yueying Zhan 詹悅盈 | Rep 6 | 2021-08 | 2025-05 |
| Tianjie Guan 關天杰 | Rep 6 | 2023-05 | 2025-01 |
| Chi Chung Pang 彭置聰 | Rep 1, 6 | 2024-07 | 2024-07 |
| Jieyu Liu 劉洁玉 | Rep 1, 6 | 2021-09 | 2024-06 |
| Man Ling Joyce Chan 陳敏玲 | RO 6 Rep 1, 6 | 2019-09 | 2024-04 |
Showing 1–100 of 148
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 - 424 staff - 2 shared activity types