KKR Capital Markets Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KKR Capital Markets Asia Limited, a Hong Kong-based licensed corporation with CE reference ASY362. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 58). Earliest licence on file: 2009-10-22.
Registered address
56/F, Cheung Kong Centre, 2 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-10-22 | present |
| Type 4 - Advising on securities | 2009-10-22 | present |
| Type 9 - Asset management | 2021-11-24 | present |
Licensed staff (all-time) (58)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Clifford King Chiu | RO 1, 4 | 2009-10 | 2014-04 |
| Rex R K Chung | RO 1, 4 | 2009-10 | 2015-12 |
| Markus Peter Egloff | RO 1, 4, 9 Rep 1, 4 | 2021-08 | 2024-05 |
| Stanley Yaun Ho 何仁 | RO 1, 4 Rep 1 | 2010-10 | 2021-07 |
| Dengzhao Pan 潘登釗 | RO 9 Rep 1, 4, 9 | 2022-10 | Present |
| Diane Raposio | RO 1, 4, 9 Rep 1, 4 | 2014-07 | Present |
| Kate Gaskell Richdale | RO 1, 4, 9 Rep 1, 4 | 2020-04 | Present |
| Wei Yu Tan 陳威宇 | RO 1, 4 Rep 1, 4 | 2014-02 | 2024-05 |
| Wei Xin 忻瑋 | RO 1, 4 Rep 1, 4 | 2014-10 | 2024-05 |
| Haining Yin 殷海寧 | RO 1, 4, 9 Rep 1, 4 | 2021-08 | Present |
| Chen Yuan 袁晨 | RO 1, 4 Rep 1, 4 | 2022-03 | 2024-05 |
| Angad Banga | Rep 1, 4 | 2010-05 | 2013-04 |
| Dan Cao 曹丹 | Rep 1, 4 | 2022-07 | 2025-03 |
| Kwan Ho Chan 陳鈞浩 | Rep 1, 4 | 2023-02 | 2024-06 |
| Yilun Chen 陳逸倫 | Rep 1, 4 | 2021-11 | 2024-05 |
| Hoi Tung Jamie Cheng 鄭凱彤 | Rep 1, 4 | 2022-12 | 2024-06 |
| Haidee Chiu 趙克謙 | Rep 1, 4 | 2025-02 | Present |
| Hoi Suen Angus Chow 周凱旋 | Rep 1, 4, 9 | 2022-04 | 2025-09 |
| Sharon Estella Chow 周依霖 | Rep 1, 4, 9 | 2022-08 | Present |
| Yun Dang 党耘 | Rep 1, 4, 9 | 2022-11 | Present |
| Brian Wesley Dillard | Rep 1, 4 | 2019-03 | 2025-02 |
| Guanhong Ge | Rep 1, 4 | 2022-10 | 2024-06 |
| Bing Gu 谷冰 | Rep 1, 4 | 2022-12 | Present |
| Jae Hyuk Hwang | Rep 1, 4 | 2019-05 | 2024-03 |
| Nicholas J Hyde | Rep 1, 4 | 2020-09 | 2024-06 |
| Sewon Hannah Jeong 鄭世元 | Rep 1, 4 | 2022-05 | 2022-11 |
| Ning Kang 康宁 | Rep 1, 4 | 2016-06 | 2020-11 |
| Cita Keijzer | Rep 1, 4 | 2024-01 | 2024-11 |
| William Hyongmin Kim | Rep 1, 4 | 2019-09 | 2021-05 |
| Jae Il Ko | Rep 1, 4 | 2016-08 | 2024-06 |
| Chung Sally Kot 葛叢 | Rep 1, 4, 9 | 2022-11 | Present |
| Wing Yee Reine Lam 林泳兒 | Rep 1, 4 | 2022-11 | 2024-06 |
| Mengze Li 栗梦澤 | Rep 1, 4, 9 | 2024-03 | Present |
| Jun Hong Lim 林俊宏 | Rep 1, 4 | 2022-08 | 2024-08 |
| Lu Liu 劉璐 | Rep 1, 4 | 2016-10 | 2024-07 |
| Xiaohan Liu 刘潇涵 | Rep 1, 4 | 2024-02 | 2024-06 |
| Hannah Rebecca Malter | Rep 1, 4 | 2022-08 | 2024-05 |
| Bum Chul Park | Rep 1, 4 | 2022-05 | 2024-05 |
| Jiwon Park | Rep 1, 4 | 2025-05 | Present |
| Jasvinder Singh Pattar | Rep 1, 4 | 2018-12 | Present |
| Gregory Alexander Robinson | Rep 1, 4 | 2016-01 | 2018-06 |
| Peter Gordon Rosenbloom | Rep 1, 4 | 2019-08 | 2021-06 |
| Gauravjit Singh | Rep 1, 4 | 2016-03 | 2019-06 |
| Min Su Sung | Rep 1, 4, 9 | 2021-11 | 2025-05 |
| Chun-Kai Wang 王俊凱 | Rep 1, 4 | 2022-10 | 2024-06 |
| Huiying Wang 王薈瑩 | Rep 1, 4 | 2023-02 | 2024-06 |
| Sherwin Po Yi Wong 黃寶儀 | Rep 1, 4 | 2019-08 | 2024-07 |
| Tao Xiong 熊濤 | Rep 1, 4 | 2010-08 | 2014-01 |
| Fangqing Xu 許方晴 | Rep 1, 4 | 2019-07 | 2024-07 |
| Qianru Xu 徐茜如 | Rep 1, 4 | 2017-12 | 2022-12 |
| Tao (SFC:BUX504) Yan 颜韬 | Rep 1, 4 | 2025-08 | Present |
| Sharon Yang 楊姍 | Rep 1, 4 | 2010-04 | 2024-09 |
| Xiao (SFC:BVE693) Yang 楊瀟 | Rep 1, 4 | 2024-08 | Present |
| Irene Yeung 楊寶貞 | Rep 1, 4 | 2021-03 | 2024-06 |
| Ho Man Horace Yu 余浩文 | Rep 1, 4 | 2024-06 | 2024-06 |
| Man Kiu Alvina Yuen 袁敏翹 | Rep 1, 4 | 2022-11 | 2024-06 |
| Anna Chang Zhang | Rep 1, 4 | 2024-04 | 2025-08 |
| Sarah Xiaoyue Zhang 張瀟月 | Rep 1, 4 | 2015-12 | 2024-06 |
Showing 1–58 of 58
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