Deutsche Securities Asia Limited

德意志證券亞洲有限公司
CE No. AAJ984 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deutsche Securities Asia Limited (德意志證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAJ984. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 6 - Advising on corporate finance. Current licensed staff on file: 83 (total recorded over time: 1519). Earliest licence on file: 2004-01-08.

Registered address

58-61/F, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

ActivityFromTo
Type 1 - Dealing in securities present present
Type 2 - Dealing in futures contracts 2004-01-08 present
Type 6 - Advising on corporate finance 2012-03-02 present
Type 4 - Advising on securities present 2019-12-03
Type 5 - Advising on futures contracts 2004-01-08 2020-02-04
Type 6 - Advising on corporate finance present 2004-01-08
Type 7 - Providing automated trading services 2010-04-16 2020-06-15
Type 9 - Asset management present 2004-01-08

Licensed staff (all-time) (1519)
Active on date

Name Activities First licensed To
Stephane Louis Edmond Avis RO 1, 2 Rep 1, 2 2013-04 2017-08
Tate James Barnes RO 2 Rep 1, 2 2016-01 2024-07
Russell William Beattie RO 2, 5 Rep 1, 2, 5 2007-05 2010-04
Florent Besson RO 1, 7 Rep 1, 7 2014-10 2020-04
Philip Edward Blenkiron RO 1, 2, 5 Rep 1, 2 2011-03 2023-11
James Joseph Boyle RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2016-07 2018-07
Anthony George Brown RO 1, 4, 7 Rep 1, 2, 7 2007-10 2014-09
Anthony John Byrne RO 1, 2 Rep 1, 2, 4, 5 2011-08 2017-06
Alan Wing Kai Chak 翟永基 RO 2, 5 Rep 1, 4, 6, 9 Pre-2003 2004-04
Ananda Chakravorty 陳安迪 RO 6 Rep 6 2012-03 Present
Chieh-Mi Chan RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2005-03 2009-07
Kam Pui Chan 陳錦培 RO 6 Rep 6 2014-10 2019-01
Yick Wai Albert Chang 張亦衛 RO 6 Rep 6 2021-08 Present
Brian Chi Yan Chu 朱智仁 RO 1 Rep 1, 2, 7 2010-09 2019-08
Derek Ho Fai Chung 鍾晧輝 RO 6 Rep 6 2016-11 Present
Richard Chung RO 1, 2, 7 Rep 1, 2 2005-04 2019-09
Nicolas Paul Cohen-Addad RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2017-06 2018-10
Katherine Claire Creedon RO 1, 2 Rep 1, 2 2008-01 2021-07
Luiz Marcelo Cunha RO 1, 2 Rep 1, 2, 4, 5 2011-03 2012-12
Mark James Davis RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2007-11 2014-08
Nathan Luke Davison RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2009-11 2011-02
Michael Roger Doering RO 1, 2 Rep 1, 2 2006-07 2018-02
Charles John Donley RO 1, 2 Rep 1, 2 2005-08 2010-01
John Aaron Doyle RO 1, 2 Rep 1, 2 2009-08 2020-06
Robert James Ebert RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2010-05 2016-07
Tim Fang 方廷 RO 6 Rep 6 2021-05 2021-10
Nicholas Peter Fennell RO 1, 4, 6, 9 Pre-2003 2003-06
Peter Yuk Kuen Fung 馮旭乾 RO 2, 5 Rep 1, 2, 4, 6, 9 Pre-2003 2011-03
Richard Boyce Massey Gibb RO 6 Rep 6 2017-01 2019-07
Io Hanafusa RO 7 Rep 1, 7 2014-07 2021-04
Stephen Paul Harris RO 1, 4, 6, 9 Pre-2003 2005-08
Nicholas James Heasman RO 1 Rep 1, 2 2008-10 2018-07
Chi Yung Hil 許志勇 RO 1, 4, 6, 9 Rep 1 Pre-2003 2015-02
Craig Jon Hillhouse RO 2 Rep 2 2024-01 Present
Kenneth Sau Yee Hon 韓守義 RO 1, 2, 4, 5 Rep 1, 2 2010-04 2012-03
Ricardo Honegger RO 1, 2, 4, 5 Pre-2003 2006-01
Neil Cameron Hosie RO 1, 4, 7 Rep 1 2004-07 2017-03
Zhiwei Jiang 蔣志巍 RO 6 Rep 6 2024-11 Present
Dixit Aswin Joshi RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2011-04 2016-02
Eric Jungers RO 1, 2 Rep 1, 2 2016-09 2017-04
Neil Kell RO 6 Rep 6 2014-02 2015-03
Patrick Cahill Kelly RO 1, 2, 7 Rep 1, 2 2013-06 2017-04
John Richard Key RO 1, 4 Rep 1, 2 2013-06 2020-02
Cheung Kuo 郭強 RO 1, 2 Rep 1, 2 2011-06 2016-08
King Chi Lai 黎敬之 RO 1, 6 Rep 6 2012-03 Present
Danny Yiu Fai Lee 李耀輝 RO 6 Rep 6 2012-03 2012-06
Felix Kar Chung Lee 李家聰 RO 6 Rep 6 2012-03 2014-08
Gregory Joseph Lee RO 1, 4, 7 Rep 1, 7 2009-06 2014-05
Wei-Chieh Li 李偉傑 RO 1 Rep 1 2013-04 2018-06
Linan Liu 劉立男 RO 5 Rep 5 2017-05 2019-12
Phillip Edward Lonergan RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2009-05 2011-08
Tien Ian Long 龍田淵 RO 6 2012-03 2024-02
Haiyan Luo RO 1, 2 Rep 1, 2 2013-11 2023-07
Sin Chi Ma 馬善智 RO 1, 2, 4, 5 Rep 1, 2 2004-08 2012-01
Denis Mac Carthy RO 1, 2, 4, 5 Rep 1 2003-06 2009-12
Matthew Douglas MacDonald RO 1, 2, 5, 7 Rep 1, 2, 7 2006-07 2017-02
Yue Meng 孟玥 RO 2 Rep 2 2021-08 Present
Daniel Owen Miller 但米勒 RO 1, 4, 6, 9 Pre-2003 2009-02
Vishal Nirmaldas Mirpuri RO 1, 2 Rep 1, 2 2010-05 2017-02
Girish Mithran RO 1, 2 Rep 1, 2 2012-06 2016-03
Nicholas Hubert Moreira RO 1, 2 Rep 1, 2, 4, 5 2011-12 Present
David James Murphy RO 1, 4 Rep 1, 2, 4, 5 2009-09 2011-09
Nilesh Navlakha RO 1, 4, 7 2015-12 2019-01
Chuen Shun Ngie 倪傳順 RO 6 2012-03 2020-06
Brian Patrick Nolan RO 4 Pre-2003 2003-06
Glenn Allen Nurmi RO 2 Rep 2 2022-01 2024-09
Ashok Pandit RO 6 2012-03 2014-11
Edouard Fernen Peter RO 1, 4, 6, 9 Pre-2003 2005-08
Victor Chen Ee Phua RO 1, 2, 7 Rep 1, 2 2017-09 2019-08
Beaux Richard Joseph Pontak 潘泰柏 RO 1 2024-01 Present
Tsz Yuen Poon 潘子遠 RO 6 Rep 6 2015-08 2021-07
Matthew Press RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2009-10 2012-07
Warren Lee Primhak RO 1, 4, 6, 9 Pre-2003 2006-12
Jing Qian 錢菁 RO 6 2012-03 2014-05
James Jerome Quinn Jr RO 1, 2 Rep 1, 2 2011-03 2017-09
Benjamin James Radclyffe RO 1, 7 Rep 1, 7 2009-11 2016-11
Remy Jacques Michel Ripoll RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 2015-09 2017-08
Murray Daniel Remarque Roos RO 1, 2, 4, 5 Rep 1, 2 2007-05 2010-02
Simon Peter Sadler RO 1 Pre-2003 2004-05
Marlon Mikhail Sanchez RO 1, 2, 4, 7 Rep 1, 2, 7 2006-06 2021-10
David Sarkis RO 1, 2, 5 Rep 1 2004-03 2005-07
Noreddine Ali Sebti RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2008-07 2009-06
Hani Youssef Shalabi RO 1, 2, 7 Rep 1, 2, 7 2017-08 2019-11
Pai Chien Shih 施百謙 RO 2 Rep 2 2024-08 Present
Nicholas Eugene Silver RO 1, 2, 5, 7 Rep 1, 2, 7 2007-04 2018-06
Timothy Robert Smith RO 1, 2, 5 Rep 1, 2 2011-08 2017-02
John William Stephens RO 5 Rep 5 2017-05 2019-12
Kenneth Sue 蘇其暉 RO 1 Rep 1, 4, 6, 9 Pre-2003 2006-06
Yeqing Tao 陶冶青 RO 2 Rep 2 2023-06 Present
Brent George Thygesen RO 1, 7 Rep 1, 7 2015-09 2021-12
Harvey Noel Twomey RO 1, 2 Rep 1, 2, 7 2008-05 2017-09
Rowena Wang 王允慧 RO 6 2012-03 2021-06
Rui (SFC:AXO614) Wang 王瑞 RO 6 Rep 6 2017-10 Present
Zhizheng Wang 王之諍 RO 6 Rep 6 2025-09 Present
Thomas Andrew Welch RO 1, 4, 7 Rep 1 2007-08 2010-05
Murray John Wilson RO 1, 4, 7 Rep 1, 4, 7 2008-07 2017-08
Kenneth Kin Wong 黃健 RO 1, 2, 4, 5, 6, 9 Pre-2003 2004-06
Paul Sek Ming Wong 黃錫明 RO 1, 4 Rep 1, 4, 7 2010-09 2018-05
Ce Xu 徐策 RO 6 Rep 6 2017-01 2018-05
Angus Sheau Yu Yang 楊曉瑜 RO 1, 2, 7 Rep 1, 2 2017-09 2021-12
Showing 1–100 of 1519

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