South West Capital Limited

西南融資有限公司
CE No. AXC633 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for South West Capital Limited (西南融資有限公司), a Hong Kong-based licensed corporation with CE reference AXC633. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2011-06-30.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2012-04-20 2013-04-26
Type 1 - Dealing in securities 2011-06-30 2011-10-25
Type 2 - Dealing in futures contracts 2011-06-30 2011-10-25
Type 6 - Advising on corporate finance 2011-06-30 2013-04-26

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (21)

Active on date
Name Activities First licensed To
Peng Kuan Chan 陳炳鈞 RO 6 2012-04 2013-01
Michael Hankin Li 李恆健 RO 6 2012-05 2013-01
Helen Zee 徐閔 RO 1, 6 2012-04 2013-01
Ke Zhang 張可 Rep 1, 6 2012-04 2013-01
Edward Chiang 蔣福誠 Rep 6 2012-04 2013-01
Weida Sheng 盛韋達 Rep 6 2012-07 2012-12
Sze Man Wong 黃詩敏 RO 1, 6 2012-04 2012-12
Sam Ching Sum Chan 陳錚森 Rep 6 2012-10 2012-11
Chun Fai Tung 董駿暉 RO 6 Rep 6 2012-09 2012-11
Kwok Ho Lau 劉國豪 RO 6 2012-06 2012-10
Yue Keung Victor Tang 鄧裕強 Rep 6 2012-08 2012-09
Yi Wang 王易 Rep 6 2012-04 2012-08
Sin Heng Chui 徐倩珩 Rep 6 2012-04 2012-07
Hidulf Chun Yee Kwan 關振義 RO 6 2011-06 2012-06
Rebecca Siu Man Mak 麥少敏 RO 6 Rep 6 2011-10 2012-06
Po Wan Tsang 曾寶雲 Rep 6 2011-09 2012-06
Kin Fai Lee 李健輝 Rep 6 2012-02 2012-06
Edward Kin Man Jim 詹建文 Rep 6 2012-04 2012-05
Samuel Shong Au-Yong 歐陽淞 RO 6 2011-06 2012-03
Barry Wai Kong Lo 羅煒剛 RO 1, 2 2011-06 2011-09
To Linh Truong 張素玲 RO 1, 2 2011-06 2011-09
Showing 1–21 of 21

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