Haitong International Investment Managers Limited

海通國際投資經理有限公司
CE No. AAI429 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haitong International Investment Managers Limited (海通國際投資經理有限公司), CE reference AAI429. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 24.

Registered address

28/F, One International Finance Centre, No.1 Harbour View Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities 2005-11-15 present
Type 9 — Asset management present present
Type 4 — Advising on securities present 2004-07-07
Type 5 — Advising on futures contracts present 2004-07-07
Type 6 — Advising on corporate finance present 2004-07-07

Licensed staff (24)
As of

Name Activities Since
Mo Tang 唐茉 RO 1, 4, 9 2024-09
Shengzu Wang 王胜祖 RO 1, 4, 9 2022-01
Jing Cao 曹婧 Rep 1, 4, 9 2025-08
Yeuk Man Chan 陳躍敏 Rep 1, 4, 9 2022-12
Chin To Gary Cheung 張展途 Rep 1, 4, 9 2018-07
Wai Lun Chu 朱偉倫 Rep 1, 4, 9 2025-12
Xueting Ge 葛雪婷 Rep 1, 4, 9 2024-11
Leonard Long Shan Ho 何朗山 Rep 1, 4, 9 2017-09
Xin Hu 胡昕 Rep 1, 4, 9 2017-11
Tianlong Huang 黄天龙 Rep 1, 4, 9 2024-05
Guangyi Ning 宁廣依 Rep 1, 4, 9 2024-09
Shuang Qin 覃爽 Rep 1, 4, 9 2022-05
Kening Ren 任科宁 Rep 1, 4, 9 2023-06
Zhen Sun 孫振 Rep 1, 4, 9 2025-08
Yunjia Tian 田蕴嘉 Rep 1, 4, 9 2022-10
Yiqin Wang 王禕秦 Rep 1, 4, 9 2024-06
Jinjun Wu 吴金俊 Rep 1, 4, 9 2025-04
Yuchen (SFC:BUX516) Yang 杨雨宸 Rep 1, 4, 9 2024-05
Qikun Yao 姚奇錕 Rep 1, 4, 9 2024-07
Bing (SFC:BXM266) Yu 于冰 Rep 1, 4, 9 2026-01
Xi Yuan 袁茜 Rep 1, 4, 9 2024-12
Yuexin Zhang 張躍馨 Rep 1, 4, 9 2026-02
Di Zhao 趙迪 Rep 1, 4, 9 2026-03
Xin Zhou 周昕 Rep 1, 4, 9 2021-08
Showing 1–24 of 24

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