Credit Suisse Securities (Hong Kong) Limited

瑞士信貸證券(香港)有限公司
CE No. ACB048 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Credit Suisse Securities (Hong Kong) Limited (瑞士信貸證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ACB048. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 589). Earliest licence on file: 2013-07-30.

Category:
Sell side · Brokerage ?
Registered address:
Level 88, International Commerce Centre, 1 Austin Road West, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 2024-09-27
Type 6 - Advising on corporate finance Pre-2003 2012-06-14
Type 7 - Providing automated trading services 2013-07-30 2024-01-05
Type 7 - Providing automated trading services Pre-2003 2003-08-22
Type 9 - Asset management Pre-2003 2005-01-03

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (589)

Active on date
Name Activities First licensed To
Geng Fan Zhang RO 1 2025-06 Present
Chun Wai Jervis Lui 呂俊為 RO 1 2023-11 2026-03
Shu Matthew Wang 王澍 Rep 1 2021-10 2026-02
Rong Yu 余榕 Rep 1 2021-01 2026-02
Takeaki Hase 長谷武哲 RO 1 Rep 1 2016-10 2025-09
Thomas Launay RO 1 Rep 1 2015-05 2025-05
Bogdan Doubovick Rep 1 2023-05 2025-04
Kelvin Kwan Mo Ma 馬君武 Rep 1 2007-12 2024-12
Kevin Kai Ming Hsu 徐啟明 RO 1, 4 2023-12 2024-11
Ka Kwan Lai 黎家坤 Rep 1 2021-02 2024-11
Kin Sang Lam 林健生 Rep 1 2019-03 2024-10
Edwin Chong Yip Choi 蔡創業 Rep 1 2007-08 2024-10
Muhammad Zakky Busiri Rep 1 2019-04 2024-09
Min Park RO 1, 4 2009-10 2024-07
Rajnish Dayal Mathur RO 1, 4, 7 Rep 1, 7 2010-09 2024-06
Chi Lok Roland Chan Rep 1 2023-08 2024-05
Thomas Charles Bloxham Rep 1 2014-11 2024-05
Kat Cheung Cheung 張吉祥 Rep 1 2015-03 2024-04
Marcus Jian Yung Ho Rep 1, 7 2021-11 2024-03
Hoi Hung Law 羅海鴻 Rep 1, 4, 6, 7, 9 Pre-2003 2024-03
Akhil Muralikrishnan Rep 1 2014-11 2024-03
Siu Kin Vincent Wong 黃少鍵 Rep 1 2012-04 2024-02
Benny Hung Kit Suen 孫雄傑 Rep 1 2014-11 2024-02
Adil Virani RO 1, 4, 7 Rep 1, 7 2006-07 2024-01
Sakshi Agarwal Rep 1, 7 2023-08 2024-01
Hewenjia Tang 唐何文嘉 Rep 1 2023-08 2024-01
Renjia Guo 郭人嘉 Rep 1, 7 2023-03 2023-12
Chun Wai Ng 吳俊威 RO 1, 4 Rep 1 2010-11 2023-12
Tu Zhou 周圖 Rep 1, 7 2020-10 2023-12
Alexandre Gilbert RO 1, 4, 7 Rep 1, 7 2014-04 2023-11
Oliver Roderick Joan Wurfbain Rep 1, 7 2022-11 2023-11
Ran Xu 徐冉 Rep 1, 7 2021-08 2023-11
Ashley Chit Fai Lam 林皙暉 Rep 1 2007-04 2023-11
Cheung Chun Chong 莊翔俊 Rep 1 2015-03 2023-11
Rui Zhang 張睿 Rep 1 2015-05 2023-10
Joon Ki Jin 陳俊其 Rep 1, 7 2021-08 2023-10
Joseph Won Lee RO 1, 4, 7 Rep 1, 7 2018-11 2023-10
Tik Wai Chan 陳迪偉 Rep 1, 7 2014-08 2023-10
Yanrong Hong 洪燕榕 Rep 1, 7 2022-02 2023-10
Daniel Harry Jack Hart Rep 1 2021-10 2023-10
Chi Ho Eric Ho 何祉灝 Rep 1 2022-05 2023-10
Tianyi Xu 胥天一 Rep 1, 7 2014-11 2023-09
Robert Kei Yoshizumi Rep 1, 7 2008-11 2023-09
Joseph Chung Man Yu 余仲文 Rep 1, 4, 6, 7, 9 Pre-2003 2023-09
Neil Cameron Hosie RO 1, 4, 7 Rep 1, 7 2017-07 2023-09
Thomas William Augarde Rep 1, 7 2016-04 2023-09
Chin Ho Cheung 章展豪 Rep 1, 7 2021-09 2023-08
Jingyi Xu 徐靖儀 Rep 1, 7 2022-08 2023-08
Kenneth Kwok Kit Pang 彭國傑 RO 1, 4, 7 2009-10 2023-08
Xinyue Wang 王馨越 Rep 1, 7 2022-02 2023-08
Ho Man Lau 劉浩文 Rep 1, 7 2022-12 2023-08
Hop On Wong 王合安 Rep 1 2020-02 2023-08
Juyi Zhao 趙居易 Rep 1, 7 2019-08 2023-08
Eric Man Fai Chau 周民輝 Rep 1 2015-10 2023-08
Huiquan Wang 王薈全 Rep 1 2018-12 2023-08
Shivam Gupta Rep 1 2011-10 2023-08
Hamza Saifullah Apabhai Rep 1, 7 2021-08 2023-08
Andy Hoi Tai Cheung 張海泰 Rep 1, 7 2010-08 2023-08
Emily Facchina Fluet Rep 1, 7 2020-01 2023-08
Tadashi Fukuda Rep 1, 7 2022-10 2023-08
Kenneth Hei King Hung 洪熙敬 Rep 1 2010-05 2023-08
James Kuo Sheng Luk 陸覺生 Rep 1, 7 2021-03 2023-08
Hong Wei Pai Rep 1, 7 2022-06 2023-08
Ka Yee Siu 蕭嘉儀 Rep 1, 7 2022-06 2023-08
Tiffany Chiu Yu Man Andrew 趙汝玟 RO 1, 4, 7 Rep 1, 7 2011-08 2023-06
Richard Aelred Sparrow Rep 1, 7 2019-01 2023-06
Clare Helen Witts Rep 1, 7 2021-12 2023-06
Miao Li Rep 1 2022-12 2023-05
Vaibhav Sehgal RO 1, 7 Rep 1, 7 2019-02 2023-05
Chamil Ioussoupov RO 1 Rep 1 2019-07 2023-04
Chenming Jiang 姜晨明 Rep 1, 7 2022-09 2023-04
Ho Chit Lam 林灝哲 Rep 1, 7 2022-08 2023-03
Frederick Christophe Sluzaly Rep 1, 7 2021-04 2023-03
Amanda Yoo Jung Sohn Rep 1, 7 2020-04 2023-03
Yuxin Luo 羅羽鑫 Rep 1 2022-09 2023-03
Adrian Yan Ho Lau 劉恩豪 Rep 1 2015-11 2023-02
Alexander William Li 李力山 Rep 1 2012-02 2023-02
Kwong Man Ng 吳光民 Rep 1, 7 2008-05 2023-01
Yongyi Feng 馮咏儀 Rep 1 2022-04 2023-01
Yixuan Duan 段懿轩 Rep 1 2022-04 2022-12
Ian Patrick William O'Connor Rep 1, 7 2020-08 2022-12
Man Ling Yuen 阮漫靈 Rep 1 2021-10 2022-11
Nicolas Jacques Rene Chouaniere Rep 1 2022-10 2022-11
Keith Koon Wai Lau 劉冠緯 Rep 1, 7 2014-03 2022-10
Jonathan Lee Coombs 顧植德 Rep 1, 7 2014-06 2022-10
Ahmad Khoshi Rep 1 2022-03 2022-10
Hao Hai Lee 李浩海 Rep 1 2022-06 2022-10
Wan Lam Wong 黃韻霖 Rep 1 2021-08 2022-10
Ruihan Wu 吳睿涵 Rep 1 2021-08 2022-10
Chenggong Yin 尹成功 Rep 1 2021-01 2022-10
Boo Sung Kwon 權芙聖 Rep 1 2019-11 2022-09
Patrick Cahill Kelly RO 1, 7 Rep 1, 7 2017-07 2022-09
Harjinder Singh Bagria Rep 1, 7 2018-11 2022-08
Calvin Chi-Him Lam 林子謙 Rep 1, 7 2018-03 2022-08
Scott Martin Shenk Rep 1 2011-05 2022-08
Siddharth Mohan Rep 1, 7 2019-07 2022-08
Kenneth Sau Yee Hon 韓守義 RO 1 Rep 1 2016-04 2022-07
Tommy Chung Lai Shum 沈仲禮 Rep 1 2019-11 2022-07
Ki Lok Kenneth Tsang 曾琪樂 Rep 1 2016-12 2022-07
Philip Robert Wallace Rep 1 2019-01 2022-07
Showing 1–100 of 589

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related