Hong Kong SFC Licensed Individuals Directory

Bosun Hau CE BWS164 - active, Tybourne Capital Management (HK) Limited Yen Ying Lu CE AQF011 - active, Tybourne Capital Management (HK) Limited Bo Shan Au CE ARE480 - active, Tyric Capital Limited Wai Lam Chan CE AYC499 - active, Tyric Capital Limited Yiping Du CE BOA881 - active, UBP Asset Management Asia Limited Moo Bong Lee CE AQH629 - active, UBP Asset Management Asia Limited Wee Ping Nah CE ADU947 - active, UBP Asset Management Asia Limited Chun Wai (SFC:AJJ806) Wong CE AJJ806 - active, UBP Asset Management Asia Limited Yiling Cai CE BUW417 - active, UBP Asset Management Asia Limited Ka Wing Wu CE BRS795 - active, UBP Asset Management Asia Limited John Bradshaw CE AHC328 - ceased Yu (SFC:BOE212) Fu CE BOE212 - active, UBS Asset Management (Hong Kong) Limited Lin Gui CE ANE043 - active, UBS Asset Management (Hong Kong) Limited Qingkun Guo CE BQR815 - active, UBS Asset Management (Hong Kong) Limited David Patrick Ho CE AXM023 - active, UBS Asset Management (Hong Kong) Limited Li Fei Hsu CE AVA787 - active, UBS Asset Management (Hong Kong) Limited Bin Shi CE AMX414 - active, UBS Asset Management (Hong Kong) Limited Yuan Wu CE BFM561 - active, UBS Asset Management (Hong Kong) Limited Akiko Yagi CE BBR219 - active, UBS Asset Management (Hong Kong) Limited Chung Kit Yeung CE AST684 - active, UBS Asset Management (Hong Kong) Limited Wai Ho Yiu CE APR883 - active, UBS Asset Management (Hong Kong) Limited Zieshan Afzal CE BTJ036 - active, UBS Asset Management (Hong Kong) Limited Chee Seng Chan CE AJO200 - active, UBS Asset Management (Hong Kong) Limited Ho Yau Chan CE AXL565 - active, UBS Asset Management (Hong Kong) Limited Gary Siu Tung Chan CE BRL047 - active, UBS Asset Management (Hong Kong) Limited Ya Shih Chen CE BTY312 - active, UBS Asset Management (Hong Kong) Limited Ka Ying Cheng CE BTY305 - active, UBS Asset Management (Hong Kong) Limited Wing Yan Denise Cheung CE BGQ669 - active, UBS Asset Management (Hong Kong) Limited Min Huey Chong CE BWC355 - ceased Florian Cisana CE BWS870 - active, UBS Asset Management (Hong Kong) Limited Ning Ding CE BPJ449 - active, UBS Asset Management (Hong Kong) Limited Weisi He CE BEZ651 - active, UBS Asset Management (Hong Kong) Limited Brian Boon Yun Ho CE BAW986 - active, UBS Asset Management (Hong Kong) Limited Renbin Huang CE BDA037 - active, UBS Asset Management (Hong Kong) Limited Thomas Kaegi CE BHG813 - active, UBS Asset Management (Hong Kong) Limited Jui Tang Kao CE BNG896 - active, UBS Asset Management (Hong Kong) Limited Yee Huen Kwok CE BOP344 - active, UBS Asset Management (Hong Kong) Limited Ngan Chi Lau CE AZT356 - active, UBS Asset Management (Hong Kong) Limited Po Yan Lau CE BCF967 - active, UBS Asset Management (Hong Kong) Limited Wai Tsam Alisa Leung CE BWL813 - active, UBS Asset Management (Hong Kong) Limited Hiu Tung Li CE BWH313 - active, UBS Asset Management (Hong Kong) Limited Victoria Audrey Liu CE BGO756 - active, UBS Asset Management (Hong Kong) Limited Desmond Ka Yiu Ng CE ACQ909 - active, UBS Asset Management (Hong Kong) Limited Sau Man Siu CE AGP751 - active, UBS Asset Management (Hong Kong) Limited Ka Wai (SFC:BNC194) So CE BNC194 - active, UBS Asset Management (Hong Kong) Limited Cheuk Hang Tsang CE BUB157 - ceased Chen (SFC:BBL390) Wang CE BBL390 - active, UBS Asset Management (Hong Kong) Limited Yimiao Wang CE BTN072 - active, UBS Asset Management (Hong Kong) Limited Andrew Masters Williamson CE AXM703 - ceased Ka Wing (SFC:BLP057) Wong CE BLP057 - active, UBS Asset Management (Hong Kong) Limited Enoch Tsz Wang Wong CE BRJ202 - ceased Sirui Yang CE BVD264 - active, UBS Asset Management (Hong Kong) Limited Kwan Mei Emily Yeung CE BWR969 - active, UBS Asset Management (Hong Kong) Limited Wai Lam Yiu CE BHB449 - active, UBS Asset Management (Hong Kong) Limited Wai Ling Yuen CE AXZ887 - active, UBS Asset Management (Hong Kong) Limited Wing Yan Yuen CE BVJ782 - active, UBS Asset Management (Hong Kong) Limited Dongliang Zou CE BRN807 - active, UBS Asset Management (Hong Kong) Limited Romain Pierre Dragoslav Barba CE AVC249 - active, UBS Securities Asia Limited Raymond Yiu Yue Chan CE AHA800 - active, UBS Securities Asia Limited Alan Metin Ersoy CE AOY949 - active, UBS Securities Hong Kong Limited Fabien Jean Roger Falipou CE AZY951 - active, UBS Securities Asia Limited Dongming Fang CE AFE991 - active, UBS Securities Asia Limited Victor Vladislav Gusak CE BKN511 - active, UBS Securities Asia Limited Christopher James Andrews Hunt CE AHR004 - active, UBS Securities Asia Limited Jing (SFC:AOV618) Li CE AOV618 - active, UBS Securities Asia Limited Eric Pui Kwan Lin CE AVP184 - active, UBS Securities Asia Limited Niall James MacLeod CE AOY622 - active, UBS Securities Asia Limited Peter Richard McNulty CE BBR308 - active, UBS Securities Asia Limited Abhishek Dushyant Mohla CE AUZ081 - active, UBS Securities Asia Limited Mohammed Saad Slaoui CE AYC193 - active, UBS Securities Asia Limited John William Stephens CE AFT822 - active, UBS Securities Asia Limited Taichi Takahashi CE AZY880 - active, UBS Securities Hong Kong Limited Tim Wannenmacher CE AMU467 - active, UBS Securities Hong Kong Limited Yik Yuen Woo CE AND666 - active, UBS Securities Hong Kong Limited Ranjana CE BGQ893 - active, UBS Securities Asia Limited Michael James Abou-Seif CE BTC213 - active, UBS Securities Asia Limited Randy I Abrams CE AUW910 - active, UBS Securities Asia Limited Anand (SFC:ASL813) Agarwal CE ASL813 - active, UBS Securities Asia Limited Ramon Jose Escalona Aguirre CE AYL130 - active, UBS Securities Asia Limited Valeriia Alterman CE BND296 - active, UBS Securities Asia Limited Satoshi Amatani CE BIZ190 - active, UBS Securities Asia Limited Michael Kojo Olukayode Amissah CE BWB959 - active, UBS Securities Asia Limited Patrick Mehran Ansari CE BFX161 - active, UBS Securities Hong Kong Limited Rika Ariizumi CE BUC339 - active, UBS Securities Asia Limited Elias Audi CE BCE913 - active, UBS Securities Hong Kong Limited Weizhou Bai CE BRU914 - active, UBS Securities Asia Limited Romain Barbara CE BPW962 - active, UBS Securities Asia Limited Bhanu Baweja CE AXR105 - active, UBS Securities Asia Limited David Gareth Best CE AKO808 - active, UBS Securities Asia Limited Souvik Bhowmik CE BTK022 - ceased Milan Bhavan Borad CE BXF260 - active, UBS Securities Asia Limited Robin Bourbon CE BPF377 - active, UBS Securities Asia Limited James Thomas Edward Briggs CE BCC466 - ceased Timothy David Bush CE ANG617 - active, UBS Securities Asia Limited Zhibin Cai CE AYC190 - active, UBS Securities Hong Kong Limited Adrian Giancarlo Campos Diaz CE BHD137 - active, UBS Securities Asia Limited Matteo Cappellini CE BPQ516 - active, UBS Securities Asia Limited Shane Carroll CE BEA790 - active, UBS Securities Asia Limited Sebastien Cerbourg CE ALC897 - active, UBS Securities Asia Limited Tony Marian Chalmers CE BJV697 - active, UBS Securities Hong Kong Limited Bonnie See Wa Chan CE BNK872 - active, UBS Securities Hong Kong Limited Chi Lam Chan CE BXI610 - active, UBS Securities Asia Limited Chi Lap Chan CE ATD881 - active, UBS Securities Asia Limited Ching Kiu Chan CE BXA573 - active, UBS Securities Asia Limited Ching Yin Marcus Chan CE BTY702 - active, UBS Securities Asia Limited Siu Ting Chan CE BOF597 - active, UBS Securities Asia Limited Tik Wai Chan CE BEB582 - active, UBS Securities Asia Limited Jack Chun-Chieh Chang CE ANX862 - active, UBS Securities Asia Limited Lei Chang CE BFI262 - active, UBS Securities Hong Kong Limited Show Shin Chang CE BPV961 - active, UBS Securities Hong Kong Limited Corey Zhi Ming Cheah CE BSF843 - active, UBS Securities Asia Limited Daryl Tak-Fung Chee CE BOZ567 - active, UBS Securities Asia Limited Chen (SFC:BTN270) Chen CE BTN270 - active, UBS Securities Asia Limited Chengzhi Chen CE BVL577 - active, UBS Securities Asia Limited Junyi Chen CE BWY728 - active, UBS Securities Asia Limited Lijuan (SFC:AVL498) Chen CE AVL498 - active, UBS Securities Hong Kong Limited Ruoyao Chen CE BSU783 - active, UBS Securities Asia Limited Si (SFC:BQV781) Chen CE BQV781 - active, UBS Securities Asia Limited Wen (SFC:BUC040) Chen CE BUC040 - active, UBS Securities Asia Limited Wen-Chin Chen CE AVD899 - active, UBS Securities Asia Limited Xin (SFC:AXS722) Chen CE AXS722 - active, UBS Securities Asia Limited Ho Hon Cheng CE BVF992 - active, UBS Securities Asia Limited Yu Chieh Cheng CE BQG737 - active, UBS Securities Asia Limited So Wah Cheuk CE ARB609 - active, UBS Securities Hong Kong Limited Chin Ho Cheung CE BRS205 - active, UBS Securities Asia Limited Chui Ting Cheung CE BTT352 - active, UBS Securities Asia Limited Edward Cheung CE BOP546 - active, UBS Securities Asia Limited Hiu Yau Cheung CE BRV305 - active, UBS Securities Asia Limited Priscilla Po Kwan Cheung CE BXA955 - active, UBS Securities Asia Limited Gautam Chhaochharia CE AWK911 - active, UBS Securities Asia Limited Benny Xiang Chia CE BIZ752 - active, UBS Securities Asia Limited Kieren Joseph Chidgey CE BJX129 - ceased Ho Ying Chik CE BTC094 - active, UBS Securities Asia Limited Carmen Gar Min Chiu CE BOU551 - active, UBS Securities Asia Limited Yunhaeng Cho CE BTI936 - active, UBS Securities Asia Limited Jae Hyung Choi CE BDG877 - ceased Sheung Ngai Choi CE AFG685 - active, UBS Securities Hong Kong Limited Wai Man Choi CE AMG898 - active, UBS Securities Asia Limited Cheung Chun Chong CE BFB239 - active, UBS Securities Asia Limited Chi Chai Chow CE BXI843 - active, UBS Securities Asia Limited Pei San Chow CE BJS916 - active, UBS Securities Asia Limited Kong Lung Chung CE BNT744 - active, UBS Securities Asia Limited Jonathan Lee Coombs CE ATE957 - active, UBS Securities Asia Limited Thomas Donovan Crump CE BSD834 - active, UBS Securities Asia Limited Jianyu Dang CE BXD860 - active, UBS Securities Asia Limited Permadawani Darmono CE BJH031 - active, UBS Securities Asia Limited Christopher Edward Davis CE AXD833 - active, UBS Securities Hong Kong Limited Jun Deng CE BTY722 - active, UBS Securities Asia Limited Weishen Deng CE BAE414 - active, UBS Securities Asia Limited Yueli Ding CE BPK064 - active, UBS Securities Asia Limited Daniel Vincent Dowd CE BNZ296 - active, UBS Securities Asia Limited Jiayi Du CE BVO332 - active, UBS Securities Asia Limited Yichun Duan CE BQQ797 - active, UBS Securities Asia Limited Anurag Dhar Dwivedi CE BTQ254 - active, UBS Securities Asia Limited Chenjun Fang CE BJQ180 - active, UBS Securities Asia Limited Shuai Fang CE BKV676 - active, UBS Securities Asia Limited Tian Fang CE BSW473 - active, UBS Securities Asia Limited Xinyu Fang CE BQF453 - active, UBS Securities Asia Limited Sarah Farhat CE BPM811 - active, UBS Securities Asia Limited Jon Kristofer Farthing CE BBC926 - active, UBS Securities Asia Limited Kam Chung Fong CE ANX889 - active, UBS Securities Asia Limited Yuen Yi Fong CE BNO898 - active, UBS Securities Asia Limited Yaojun Fu CE BUC001 - active, UBS Securities Asia Limited Ka Him Max Fung CE BUT790 - active, UBS Securities Asia Limited Nicolas Junel Gaudois CE AUE035 - active, UBS Securities Asia Limited Phineas Max Glover CE BUI695 - active, UBS Securities Asia Limited Robrina Go CE ASZ683 - active, UBS Securities Asia Limited Nicole Sue Yi Goh CE AWE537 - active, UBS Securities Asia Limited Min Gong CE ATX842 - active, UBS Securities Asia Limited Ruyue Gong CE BSV478 - active, UBS Securities Asia Limited Harunobu Goro CE ALV033 - active, UBS Securities Asia Limited Vishal Goyal CE AUU965 - active, UBS Securities Asia Limited Mingyue Guan CE BRK893 - active, UBS Securities Asia Limited Paul Pierre Josias Guenancia CE BPY277 - active, UBS Securities Asia Limited Advait Dattatreya Gunturu CE BJG617 - active, UBS Securities Asia Limited Boyi Guo CE BNU690 - active, UBS Securities Asia Limited Jingqi Guo CE BVZ772 - active, UBS Securities Asia Limited Renjia Guo CE BTO275 - active, UBS Securities Asia Limited Yifan (SFC:BNG244) Guo CE BNG244 - active, UBS Securities Asia Limited Tanvee Gupta Jain CE AXW594 - active, UBS Securities Asia Limited Chunxiao Han CE BQT175 - active, UBS Securities Asia Limited Jennifer Koun Han CE AMY266 - active, UBS Securities Asia Limited Siyu Han CE BOP777 - active, UBS Securities Asia Limited Sung Il Han CE BTN106 - active, UBS Securities Asia Limited Xingtong He CE BQO621 - active, UBS Securities Asia Limited Maria Elena Del Rosario Hilado CE BEW795 - active, UBS Securities Asia Limited Shingo Hirata CE AYG042 - active, UBS Securities Asia Limited Karen Louise Hilado Hizon CE BDU666 - active, UBS Securities Asia Limited Cheuk Wing Ho CE BOR240 - active, UBS Securities Asia Limited Chi Ho Eric Ho CE BSL930 - active, UBS Securities Asia Limited I Man Ho CE BSW294 - active, UBS Securities Asia Limited Pak Lam Ho CE BWI621 - active, UBS Securities Asia Limited Tina Yi Mei Ho CE BSE655 - active, UBS Securities Asia Limited Alistair Hugo Holroyd CE BAW840 - active, UBS Securities Hong Kong Limited William Wai Lin Hon CE BDD014 - active, UBS Securities Asia Limited Tianfeng Hong CE ANM666 - active, UBS Securities Asia Limited Timothy Kai-Chun Hong CE BNQ720 - active, UBS Securities Hong Kong Limited Yanrong Hong CE BSF593 - active, UBS Securities Asia Limited Leo Ho-Wu Hsu CE BUC869 - active, UBS Securities Hong Kong Limited Yu Yun Hsu CE BRL119 - active, UBS Securities Asia Limited Xinyu Hu CE BOW506 - active, UBS Securities Asia Limited Yuqian Huang CE BTT514 - active, UBS Securities Asia Limited Zihua Huang CE BUA706 - active, UBS Securities Asia Limited Yoonsoo Huh CE BJQ672 - ceased Siu Wing Edwin Hui CE BXF859 - active, UBS Securities Asia Limited Siu Yin Jimmy Hui CE BHY281 - active, UBS Securities Hong Kong Limited Rei Ihara CE BUK091 - active, UBS Securities Asia Limited David James Innerdale CE ALS810 - active, UBS Securities Asia Limited Tsz Man Mandy Ip CE BRV886 - active, UBS Securities Asia Limited Michael Jansen CE BEI461 - active, UBS Securities Asia Limited Nicole Marie Fortune Tan Javellana CE BFH781 - active, UBS Securities Asia Limited Na Jiang CE BTM063 - active, UBS Securities Asia Limited Wenyang Jiang CE BSO557 - active, UBS Securities Asia Limited Jean Marc Jullienne CE AJC114 - active, UBS Securities Asia Limited Jae Young Jung CE BEB755 - active, UBS Securities Asia Limited Takahiro Kazahaya CE ARO540 - active, UBS Securities Asia Limited Marilyn Gin Yee Kee CE BUZ474 - active, UBS Securities Asia Limited Navin Killa CE AFK593 - active, UBS Securities Asia Limited Joon Won Kim CE AWN404 - active, UBS Securities Asia Limited Young Chae Kim CE BNF358 - active, UBS Securities Hong Kong Limited Mario Koesoemo CE BOD638 - active, UBS Securities Asia Limited Samarth Kudalkar CE BFI923 - active, UBS Securities Hong Kong Limited Shaleen Kumar CE BJQ605 - ceased Sing Yuen Kwan CE ABW052 - active, UBS Securities Hong Kong Limited Kam Ho Kwok CE BPX005 - active, UBS Securities Asia Limited Kenneth Wing Lai CE BSC729 - active, UBS Securities Asia Limited Rongye Lai CE AYR571 - active, UBS Securities Hong Kong Limited Chun Hung (SFC:ATL665) Lam CE ATL665 - active, UBS Securities Asia Limited Jarvis Chun Hang Lam CE BQG739 - active, UBS Securities Asia Limited Ka Lai (SFC:AUT719) Lam CE AUT719 - active, UBS Securities Hong Kong Limited Jenny Yan Wah Lam CE ARG938 - active, UBS Securities Asia Limited Yiwen Lao CE BRQ123 - active, UBS Securities Asia Limited Hynn Mann Mandy Lau CE BHY639 - active, UBS Securities Asia Limited Wan Yui Lau CE BTG989 - active, UBS Securities Asia Limited Jina Lee CE AUT717 - active, UBS Securities Asia Limited King Hang Lee CE AXV267 - active, UBS Securities Hong Kong Limited Vivian Yee Man Lee CE AYC180 - active, UBS Securities Asia Limited Yat Lee CE BTM363 - ceased Chin Ka Leung CE BDR374 - active, UBS Securities Asia Limited Luxthew Yee Ming Leung CE AND667 - active, UBS Securities Asia Limited Boqian Li CE BGW430 - active, UBS Securities Asia Limited Christopher Ho-Shing Li CE BJB842 - active, UBS Securities Asia Limited Gengyu Li CE BSJ021 - active, UBS Securities Asia Limited Heqing Li CE BTP037 - active, UBS Securities Asia Limited Kunlun Li CE BNU121 - active, UBS Securities Asia Limited Lin (SFC:BBG804) Li CE BBG804 - active, UBS Securities Asia Limited Weizhen Li CE BVI009 - active, UBS Securities Asia Limited Xiaofan (SFC:BXC449) Li CE BXC449 - active, UBS Securities Asia Limited Xinlei Li CE BTR237 - active, UBS Securities Asia Limited Yuhua Li CE BUL442 - active, UBS Securities Asia Limited