Kunlun Li
李昆崙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kunlun Li (李昆崙), a licensed Representative with CE reference BNU121. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-10-26 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-09 | 2023-06-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-25 | 2019-01-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-05 | 2018-11-09 |