Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Qian Gong
CE BWA562 - active, UBS Securities Hong Kong Limited
Axel Alexandre Granger
CE AQS922 - active, UBS Securities Hong Kong Limited
Chengzong Gu
CE BEX934 - active, UBS Securities Hong Kong Limited
Shiyi (SFC:BIK447) Gu
CE BIK447 - active, UBS Securities Hong Kong Limited
Xinyu (SFC:BBI891) Guo
CE BBI891 - active, UBS Securities Hong Kong Limited
Yifan (SFC:BSZ863) Guo
CE BSZ863 - active, UBS Securities Hong Kong Limited
Yuxiang Guo
CE BMU936 - active, UBS Securities Hong Kong Limited
Xinyang He
CE BUF501 - active, UBS Securities Hong Kong Limited
Yingqing He
CE BQF095 - active, UBS Securities Hong Kong Limited
Yoojun Heo
CE BWP136 - active, UBS Securities Hong Kong Limited
Yujie Hong
CE BSQ698 - active, UBS Securities Hong Kong Limited
Zuan Hong
CE BUE160 - active, UBS Securities Hong Kong Limited
Fergus Peter Horrobin
CE AYR065 - ceased
Yankun Hou
CE AOC747 - active, UBS Securities Hong Kong Limited
Janice Zhizhi Hu
CE AFQ361 - active, UBS Securities Hong Kong Limited
Linghan Hu
CE AVZ070 - active, UBS Securities Hong Kong Limited
Bosco Tien Ruey Hui
CE AXS635 - active, UBS Securities Hong Kong Limited
Christine Shing Hsu
CE AYR067 - active, UBS Securities Hong Kong Limited
Yuan (SFC:BNV436) Ji
CE BNV436 - active, UBS Securities Hong Kong Limited
Chaoxiang Jia
CE BBM231 - active, UBS Securities Hong Kong Limited
Pei (SFC:BVZ979) Jia
CE BVZ979 - active, UBS Securities Hong Kong Limited
Zhaoyun Jia
CE BSA371 - active, UBS Securities Hong Kong Limited
Suhui Jin
CE BPW937 - active, UBS Securities Hong Kong Limited
Richard Yun Zing King
CE ADM983 - active, UBS Securities Hong Kong Limited
Sawan Kumar
CE AZT670 - active, UBS Securities Hong Kong Limited
Yueh-Chi Kuo
CE BUG362 - active, UBS Securities Hong Kong Limited
Yongwoo Kwon
CE BWB380 - active, UBS Securities Hong Kong Limited
Xiaoyu Lai
CE BSZ004 - active, UBS Securities Hong Kong Limited
On Lok Lam
CE BOS975 - ceased
Wai Yee (SFC:BNX898) Lam
CE BNX898 - active, UBS Securities Hong Kong Limited
Sze Ki Lau
CE BHD251 - active, UBS Securities Hong Kong Limited
Tsz Ching (SFC:BWV423) Lau
CE BWV423 - active, UBS Securities Hong Kong Limited
Chuen Chin Li
CE BTK174 - active, UBS Securities Hong Kong Limited
David Sijun Li
CE BEW621 - active, UBS Securities Hong Kong Limited
Jinglan Li
CE BUH962 - active, UBS Securities Hong Kong Limited
Minghao Li
CE BTO954 - active, UBS Securities Hong Kong Limited
Peng (SFC:APC522) Li
CE APC522 - active, UBS Securities Hong Kong Limited
Tianze Li
CE BVK191 - active, UBS Securities Hong Kong Limited
Yixiao Li
CE BSH178 - active, UBS Securities Hong Kong Limited
Zhongying Li
CE BQP158 - active, UBS Securities Hong Kong Limited
Yifan Lian
CE BSH270 - active, UBS Securities Hong Kong Limited
Chor Kiu Jonathan Liu
CE BOW777 - active, UBS Securities Hong Kong Limited
Cong (SFC:BSY129) Liu
CE BSY129 - active, UBS Securities Hong Kong Limited
Xiaobing Liu
CE BUQ408 - active, UBS Securities Hong Kong Limited
Yue (SFC:BRR734) Liu
CE BRR734 - active, UBS Securities Hong Kong Limited
Samson Lambert Lo
CE APQ184 - active, UBS Securities Hong Kong Limited
Wanting Lu
CE BOZ660 - active, UBS Securities Hong Kong Limited
Yao (SFC:BSG661) Lu
CE BSG661 - active, UBS Securities Hong Kong Limited
Yi (SFC:BVM630) Lu
CE BVM630 - active, UBS Securities Hong Kong Limited
Qingzi Lyu
CE BQS038 - active, UBS Securities Hong Kong Limited
Hongyu Ma
CE BRF088 - active, UBS Securities Hong Kong Limited
Ke Ma
CE BRO254 - active, UBS Securities Hong Kong Limited
Tengqi Ma
CE BSY134 - active, UBS Securities Hong Kong Limited
Nicolo Magni
CE AYO859 - active, UBS Securities Hong Kong Limited
Jie Meng
CE BUQ417 - active, UBS Securities Hong Kong Limited
Dzhavad Movsumov
CE AZT495 - active, UBS Securities Hong Kong Limited
Jun Ng
CE BNV806 - active, UBS Securities Hong Kong Limited
Xinyue Niu
CE BRQ106 - active, UBS Securities Hong Kong Limited
Seung Joo Oh
CE ALJ848 - active, UBS Securities Hong Kong Limited
Kirsten Bunty Parker
CE BEZ493 - active, UBS Securities Hong Kong Limited
Xinyin Peng
CE BVK274 - active, UBS Securities Hong Kong Limited
Yuying Qu
CE BNM223 - active, UBS Securities Hong Kong Limited
Aleksandr Riumin
CE BXF381 - active, UBS Securities Hong Kong Limited
Katrina Monique Santos Santiago
CE BXN380 - active, UBS Securities Hong Kong Limited
Ranjan Sharma
CE BUM001 - active, UBS Securities Hong Kong Limited
Jungbum Shin
CE BBS592 - active, UBS Securities Hong Kong Limited
Chi Ho Shiu
CE BVK359 - active, UBS Securities Hong Kong Limited
Jonathan Chunkit So
CE AYR297 - active, UBS Securities Hong Kong Limited
Yeqing Song
CE BRO856 - active, UBS Securities Hong Kong Limited
Yuyun Song
CE BHL834 - active, UBS Securities Hong Kong Limited
Zihan Song
CE BSY084 - active, UBS Securities Hong Kong Limited
Lijun (SFC:BAC326) Sun
CE BAC326 - active, UBS Securities Hong Kong Limited
Xiangchen Sun
CE BVM991 - active, UBS Securities Hong Kong Limited
Yuwei Sun
CE BTL321 - active, UBS Securities Hong Kong Limited
Mika Pekka Nicolas Taavitsainen
CE AYQ639 - active, UBS Securities Hong Kong Limited
Kuan Ern Tan
CE AGO288 - active, UBS Securities Hong Kong Limited
Taizhi Tan
CE BCH565 - active, UBS Securities Hong Kong Limited
Jamie Wai Ting Tang
CE BRE920 - active, UBS Securities Hong Kong Limited
Jin Tang
CE ARK438 - active, UBS Securities Hong Kong Limited
Vincent Chi Hang Tang
CE BJK278 - active, UBS Securities Hong Kong Limited
Indran Thanasekaran
CE BCV166 - ceased
Shao Chuan Thew
CE BRE932 - active, UBS Securities Hong Kong Limited
Ge Tian
CE BJR799 - active, UBS Securities Hong Kong Limited
Yang (SFC:BRO777) Tian
CE BRO777 - active, UBS Securities Hong Kong Limited
Ka Shun Ting
CE BOZ727 - active, UBS Securities Hong Kong Limited
Wang To
CE BVF167 - active, UBS Securities Hong Kong Limited
Angel Wing Sze Tse
CE BUO986 - active, UBS Securities Hong Kong Limited
Leslie Tsui
CE BSY168 - active, Blue Pool Capital Limited
Brendan Chiao-Yen Tu
CE AYR080 - active, UBS Securities Hong Kong Limited
Bowen Wan
CE BUU806 - ceased
Kexin Wan
CE BUU999 - active, UBS Securities Hong Kong Limited
Jiayin Wang
CE BRS207 - active, UBS Securities Hong Kong Limited
Pingshi Wang
CE BRF840 - active, UBS Securities Hong Kong Limited
Siyun Wang
CE BGO634 - active, UBS Securities Hong Kong Limited
Xi (SFC:BOR247) Wang
CE BOR247 - active, UBS Securities Hong Kong Limited
Xiaotong (SFC:BQF174) Wang
CE BQF174 - active, UBS Securities Hong Kong Limited
Xinyang Wang
CE BRZ751 - active, UBS Securities Hong Kong Limited
Yesong Wang
CE BFU375 - active, UBS Securities Hong Kong Limited
Yinuo (SFC:BRJ183) Wang
CE BRJ183 - active, UBS Securities Hong Kong Limited
Youli Wang
CE BNR007 - active, UBS Securities Hong Kong Limited
Zhiyu Wang
CE BUD993 - active, UBS Securities Hong Kong Limited
Zixian Wang
CE BUT957 - active, UBS Securities Hong Kong Limited
Ningning Wei
CE BOR811 - active, UBS Securities Hong Kong Limited
Man Tsun Wong
CE BDQ203 - active, UBS Securities Hong Kong Limited
Sijia Wu
CE BSE137 - active, UBS Securities Hong Kong Limited
Gaofeng Xia
CE BOW539 - active, UBS Securities Hong Kong Limited
Yinan Xiang
CE BAA725 - active, UBS Securities Hong Kong Limited
Haoyuan Xu
CE BPS658 - active, UBS Securities Hong Kong Limited
Wenyan (SFC:BHL202) Xu
CE BHL202 - active, UBS Securities Hong Kong Limited
Xiaohui (SFC:AOA592) Xu
CE AOA592 - active, UBS Securities Hong Kong Limited
Yidong Xu
CE BVG118 - active, UBS Securities Hong Kong Limited
Zhijun (SFC:BER726) Xu
CE BER726 - active, UBS Securities Hong Kong Limited
Bingbing Yan
CE BWN245 - active, UBS Securities Hong Kong Limited
Chunzi Yan
CE BLP806 - active, UBS Securities Hong Kong Limited
Chaozhong Yang
CE BOB378 - active, UBS Securities Hong Kong Limited
Ruofan Yang
CE BWU985 - active, UBS Securities Hong Kong Limited
Yuhao (SFC:BUU805) Yang
CE BUU805 - active, UBS Securities Hong Kong Limited
Zizhang Ye
CE BUF479 - active, UBS Securities Hong Kong Limited
Shu-Wei Yeh
CE BGE406 - active, UBS Securities Hong Kong Limited
Chi Kit (SFC:BWF947) Yeung
CE BWF947 - active, UBS Securities Hong Kong Limited
Chun Wa Yip
CE BUG610 - active, UBS Securities Hong Kong Limited
Wing San Sunny Yip
CE BVK190 - ceased
Ning You
CE BTJ971 - active, UBS Securities Hong Kong Limited
Mofan Yu
CE BNX262 - active, UBS Securities Hong Kong Limited
Zherui Yu
CE BVK188 - active, UBS Securities Hong Kong Limited
Haozhe Yuan
CE BPY838 - active, UBS Securities Hong Kong Limited
Hongwu Zhai
CE BQN719 - active, UBS Securities Hong Kong Limited
Chengxiang Zhang
CE BWU986 - active, UBS Securities Hong Kong Limited
Yi (SFC:BUF481) Zhang
CE BUF481 - active, UBS Securities Hong Kong Limited
Zheda Zhang
CE BWZ849 - active, UBS Securities Hong Kong Limited
Ziqin Zhang
CE BQA872 - active, UBS Securities Hong Kong Limited
Yutong Zhao
CE BVL616 - active, UBS Securities Hong Kong Limited
Emily Jiashin Zheng
CE BLG385 - active, UBS Securities Hong Kong Limited
Jianxi Zhong
CE BDV284 - active, UBS Securities Hong Kong Limited
Bowen Zhou
CE AXI802 - active, UBS Securities Hong Kong Limited
Ji (SFC:BJE003) Zhou
CE BJE003 - active, UBS Securities Hong Kong Limited
Honghao Zhu
CE BPK542 - active, UBS Securities Hong Kong Limited
Shihang Zhu
CE BSU777 - active, UBS Securities Hong Kong Limited
Zhengqin Zhu
CE AYS124 - active, UBS Securities Hong Kong Limited
Yiyang Zhuang
CE BHY685 - active, UBS Securities Hong Kong Limited
Wai Kit (SFC:ABW873) Ng
CE ABW873 - active, UCAP Securities (HK) Limited
Wai Man (SFC:ACT918) Ng
CE ACT918 - active, UCAP Securities (HK) Limited
Hiu Lung Chan
CE BGU842 - active, UCAP Securities (HK) Limited
Hildi Pui Ki Cheng
CE BJN999 - active, UCAP Securities (HK) Limited
Wing Shan Ip
CE AFA844 - active, UCAP Securities (HK) Limited
Yin Ching Kwok
CE ACW690 - active, UCAP Securities (HK) Limited
Ka Wai Lio
CE BQB863 - active, UCAP Securities (HK) Limited
Sau Yip Wong
CE BOG792 - active, UCAP Securities (HK) Limited
Emily Yee Mee Chan
CE AAE427 - active, UOB Kay Hian (Hong Kong) Limited
Michael I-Chun Chen
CE ALQ824 - active, UOB Kay Hian (Hong Kong) Limited
Rozina Lok Sze Cho
CE AEH807 - active, UOB Kay Hian (Hong Kong) Limited
Yiu Keung Chow
CE AQQ908 - active, UOB Kay Hian (Hong Kong) Limited
Duff Karman Hsu
CE ACJ278 - active, UOB Kay Hian (Hong Kong) Limited
Chi Lung Kwok
CE AAK750 - active, UOB Kay Hian (Hong Kong) Limited
Raymond Pui Man Lam
CE AFG450 - active, UOB Kay Hian (Hong Kong) Limited
Seng Bee Lim
CE AAI542 - active, UOB Kay Hian (Hong Kong) Limited
Jessie Lo Yee Lo
CE ADT222 - active, UOB Kay Hian (Hong Kong) Limited
Mun Hon Tham
CE AGY660 - active, UOB Kay Hian (Hong Kong) Limited
Qi (SFC:ALB737) Wang
CE ALB737 - active, UOB Kay Hian (Hong Kong) Limited
Chak Wai Wong
CE ACN129 - active, UOB Kay Hian (Hong Kong) Limited
Ming Fai Wong
CE ALW838 - active, UOB Kay Hian (Hong Kong) Limited
Elsa Pak Suet Wong
CE AEY493 - active, UOB Kay Hian (Hong Kong) Limited
Jeffrey Fai Kit Au
CE BIV452 - active, UOB Kay Hian (Hong Kong) Limited
Sau Ha Au
CE BNO579 - active, UOB Kay Hian Futures (Hong Kong) Limited
Yiu Cheung Au
CE AJI607 - active, UOB Kay Hian Futures (Hong Kong) Limited
Chi Kwan But
CE BFP249 - active, UOB Kay Hian (Hong Kong) Limited
Alex King Fai Chan
CE BDY278 - active, UOB Kay Hian (Hong Kong) Limited
Cheuk Hong Chan
CE BXH369 - active, UOB Kay Hian Futures (Hong Kong) Limited
Chi Yin (SFC:BOP754) Chan
CE BOP754 - active, UOB Kay Hian (Hong Kong) Limited
Constance Ching Yee Chan
CE AAJ127 - active, UOB Kay Hian (Hong Kong) Limited
Heung Shing Chan
CE AWW811 - active, UOB Kay Hian Futures (Hong Kong) Limited
Ho Ming (SFC:AHA905) Chan
CE AHA905 - active, UOB Kay Hian (Hong Kong) Limited
Ka Jin Raymond Chan
CE BPM013 - active, UOB Kay Hian Futures (Hong Kong) Limited
Kwok Ching Chan
CE BUB875 - active, UOB Kay Hian (Hong Kong) Limited
Kwok Hung (SFC:ACA236) Chan
CE ACA236 - active, UOB Kay Hian (Hong Kong) Limited
Man Yan (SFC:ALQ598) Chan
CE ALQ598 - active, UOB Kay Hian (Hong Kong) Limited
Ming Fung Chan
CE ASN772 - active, UOB Kay Hian (Hong Kong) Limited
Nga Man Chan
CE BVT015 - active, UOB Kay Hian (Hong Kong) Limited
Linda San Chan
CE ADI958 - active, UOB Kay Hian Futures (Hong Kong) Limited
Doris Sau Ying Chan
CE AAE759 - active, UOB Kay Hian (Hong Kong) Limited
Sin Fan Chan
CE AGJ101 - active, UOB Kay Hian (Hong Kong) Limited
Soo Sum Chan
CE AOY533 - active, UOB Kay Hian Futures (Hong Kong) Limited
Suet Wah Chan
CE AAH738 - active, UOB Kay Hian (Hong Kong) Limited
Suk Man Chan
CE AFT975 - active, UOB Kay Hian (Hong Kong) Limited
Sze Yee Chan
CE BVQ830 - active, UOB Kay Hian (Hong Kong) Limited
Tsit Ham Chan
CE BQV710 - active, UOB Kay Hian (Hong Kong) Limited
Tsz Yeung Chan
CE BHD531 - active, UOB Kay Hian (Hong Kong) Limited
Julius Wai Yuen Chan
CE AAK269 - active, UOB Kay Hian Futures (Hong Kong) Limited
Rachel Wan Yan Chan
CE AUP390 - active, UOB Kay Hian (Hong Kong) Limited
Eddie Wing Hang Chan
CE AAN708 - active, UOB Kay Hian (Hong Kong) Limited
Wing Yi Chan
CE BOA611 - active, UOB Kay Hian (Hong Kong) Limited
Ying Wai (SFC:ABT034) Chan
CE ABT034 - active, UOB Kay Hian (Hong Kong) Limited
Bernard Chang
CE AAI335 - active, UOB Kay Hian (Hong Kong) Limited
Keng Wei Chang
CE BUY379 - active, UOB Kay Hian (Hong Kong) Limited
Shu-Wei Chang
CE ARG721 - active, UOB Kay Hian (Hong Kong) Limited
Hao Shiang Chao
CE BVL422 - active, UOB Kay Hian (Hong Kong) Limited
Tzu Chi Chao
CE BKD176 - active, UOB Kay Hian (Hong Kong) Limited
Carole Wai Ha Chau Mok
CE AAW712 - active, UOB Kay Hian (Hong Kong) Limited
Chen Kuo Chen
CE BNJ549 - active, UOB Kay Hian (Hong Kong) Limited
Hsui-Yi Chen
CE APH835 - active, UOB Kay Hian (Hong Kong) Limited
Li Tzu Chen
CE BUG271 - active, UOB Kay Hian (Hong Kong) Limited
Qing (SFC:BWH231) Chen
CE BWH231 - active, UOB Kay Hian (Hong Kong) Limited
Siming Chen
CE BSL508 - active, UOB Kay Hian Futures (Hong Kong) Limited
Yingchong Chen
CE BNV053 - active, UOB Kay Hian (Hong Kong) Limited
Chin Wen Cheng
CE AQU890 - active, UOB Kay Hian Futures (Hong Kong) Limited
Chun Kit Cheng
CE AJM798 - active, UOB Kay Hian (Hong Kong) Limited
Carty Chun Ying Cheng
CE AGJ023 - active, UOB Kay Hian (Hong Kong) Limited
Fai Ming Cheng
CE ADW307 - active, UOB Kay Hian (Hong Kong) Limited
Ka Man (SFC:ALK087) Cheng
CE ALK087 - active, UOB Kay Hian (Hong Kong) Limited
Noris Po Ying Cheng
CE APV766 - active, UOB Kay Hian (Hong Kong) Limited
Wai Wan Cheng
CE ACR583 - active, UOB Kay Hian Futures (Hong Kong) Limited
Yi Ting Cheng
CE AVM413 - active, UOB Kay Hian (Hong Kong) Limited
Wing Chi Gigi Cheuk
CE BST086 - active, UOB Kay Hian (Hong Kong) Limited
Stephen Ching Ping Cheung
CE ADX258 - active, UOB Kay Hian Futures (Hong Kong) Limited
Cho Yui Cheung
CE AQH193 - active, UOB Kay Hian (Hong Kong) Limited
Kwan On Cheung
CE AFW481 - active, UOB Kay Hian (Hong Kong) Limited
Po Lin Cheung
CE AAC501 - active, UOB Kay Hian (Hong Kong) Limited
Toby Shun Ka Cheung
CE AFI382 - active, UOB Kay Hian (Hong Kong) Limited
Sze Lok Cheung
CE AFS900 - active, UOB Kay Hian (Hong Kong) Limited
James Tin Chung Cheung
CE AAC954 - active, UOB Kay Hian (Hong Kong) Limited
Wai Shing Cheung
CE BOB727 - active, UOB Kay Hian (Hong Kong) Limited
Yee Fan Cheung
CE ADH428 - active, UOB Kay Hian Futures (Hong Kong) Limited
Priscilla Yuk Ping Cheung
CE AAV008 - active, UOB Kay Hian (Hong Kong) Limited
Hsin Chiang
CE AZN661 - active, UOB Kay Hian (Hong Kong) Limited
Chi Hang Chiu
CE AXC533 - active, UOB Kay Hian (Hong Kong) Limited
Chun Kit Chiu
CE AQU976 - active, UOB Kay Hian (Hong Kong) Limited
Alex Ho Yin Chiu
CE ANF245 - active, UOB Kay Hian (Hong Kong) Limited
Chin Chung Choi
CE BNY031 - active, UOB Kay Hian (Hong Kong) Limited
Samson Choi
CE AMM253 - active, UOB Kay Hian Futures (Hong Kong) Limited
Lewis Cheuk Hei Chow
CE BMJ344 - active, UOB Kay Hian (Hong Kong) Limited
Grace Wai Man Chow
CE AHV295 - active, UOB Kay Hian (Hong Kong) Limited
Wan Leung Chow
CE ATM643 - active, UOB Kay Hian (Hong Kong) Limited
Yin Wing Choy
CE BVZ839 - active, UOB Kay Hian (Hong Kong) Limited
King Tin Chu
CE BJL958 - active, UOB Kay Hian Futures (Hong Kong) Limited
Kwai Fong Chu
CE AOL215 - active, UOB Kay Hian (Hong Kong) Limited
Lok Yi Chu
CE BUU975 - ceased
Peter Tak On Chu
CE AAA363 - active, UOB Kay Hian (Hong Kong) Limited
Wen-Ching Chu
CE ATQ760 - active, UOB Kay Hian (Hong Kong) Limited
Rocky Wing Kuen Chu
CE AAB575 - active, UOB Kay Hian (Hong Kong) Limited
Yu-Lin Chu
CE ARO903 - active, UOB Kay Hian (Hong Kong) Limited
On Leung Anthony Chung
CE BTQ545 - active, UOB Kay Hian (Hong Kong) Limited
Suet Fong Chung
CE AQP935 - active, UOB Kay Hian (Hong Kong) Limited
Tsz Yan Chung
CE BJT594 - active, UOB Kay Hian (Hong Kong) Limited
Wai Kwong Symbol Chung
CE BUY546 - active, UOB Kay Hian (Hong Kong) Limited
Roman Wing Keung Chung
CE AAK267 - active, UOB Kay Hian (Hong Kong) Limited
Xiaoqin Dou
CE AVS907 - active, UOB Kay Hian (Hong Kong) Limited
Wai Kwok Fan
CE ADD033 - active, UOB Kay Hian (Hong Kong) Limited
Tsai-Ling Fang
CE AMO144 - active, UOB Kay Hian Futures (Hong Kong) Limited
King Chuen Fong
CE AAB594 - active, UOB Kay Hian (Hong Kong) Limited
Kit Yan Fu
CE AWP704 - active, UOB Kay Hian (Hong Kong) Limited