Bhanu Baweja
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bhanu Baweja, CE reference AXR105. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2013-02-04 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-11-28 | 2012-12-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-07-25 | 2011-08-24 |