Bhanu Baweja

CE No. AXR105 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bhanu Baweja, a licensed Representative with CE reference AXR105. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 13.6 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2013-02-04 present
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2012-11-28 2012-12-28
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2011-07-25 2011-08-24

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