Romain Barbara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Barbara, CE reference BPW962. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-07-27 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-07-27 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2020-07-27 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2020-07-27 | present |