Daniel Vincent Dowd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Vincent Dowd, CE reference BNZ296. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-09-26 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-07-10 | 2023-07-17 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-03-08 | 2023-03-17 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-01-16 | 2023-01-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2020-01-16 | 2020-01-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-11-28 | 2019-12-05 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-07-17 | 2019-07-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-01-04 | 2019-01-11 |