Joon Won Kim
金俊源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joon Won Kim (金俊源), a licensed Representative with CE reference AWN404. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-09-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-09-09 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-09-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2022-09-09 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-08 | 2022-07-29 |