Raymond Yiu Yue Chan
陳耀宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yiu Yue Chan (陳耀宇), CE reference AHA800. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-12-19 | present |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2017-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2017-12-19 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-02-16 | 2017-12-19 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |