Bin Shi
施斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bin Shi (施斌), CE reference AMX414. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2010-08-11 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2010-08-11 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-01-12 | 2010-08-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-01-12 | 2010-08-11 |