Sebastien Cerbourg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastien Cerbourg, CE reference ALC897. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-31 | present |
| 1020 Capital Management Limited |
RO | Type 9 — Asset management | 2020-08-25 | 2022-02-01 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 4 — Advising on securities | 2017-10-09 | 2019-12-20 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-09 | 2019-12-20 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 9 — Asset management | 2015-11-11 | 2019-12-20 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-10-16 | 2015-06-22 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-16 | 2015-06-22 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-08 | 2014-10-16 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-08 | 2014-10-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-20 | 2012-03-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-20 | 2012-03-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-08-20 | 2012-03-31 |