Tanvee Gupta Jain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tanvee Gupta Jain, a licensed Representative with CE reference AXW594. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-06 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-18 | 2017-04-14 |