Thomas Kaegi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kaegi, CE reference BHG813. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-08-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-08-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-07-02 | 2024-07-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-07-02 | 2024-07-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-21 | 2024-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-21 | 2024-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-11-10 | 2023-11-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-11-10 | 2023-11-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-04-08 | 2017-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-04-08 | 2017-02-01 |