So Wah Cheuk
卓素華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Wah Cheuk (卓素華), CE reference ARB609. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-09-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-14 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-05-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-05-23 | 2016-12-18 |