Tian Fang
方田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Fang (方田), CE reference BSW473. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-01-08 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-01-08 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-01-08 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2024-01-08 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-25 | 2023-11-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-25 | 2023-11-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-25 | 2023-11-05 |